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BHP Group Limited — Major Shareholding Notification 2014
Jul 1, 2014
14787_rns_2014-07-01_4a799e8a-f445-4472-8b2d-0e30bd6787e5.pdf
Major Shareholding Notification
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Issued by: BHP Billiton Plc Date: 01 July 2014 To: London Stock Exchange Australian Securities Exchange[1] CC: JSE Limited New York Stock Exchange For release: Immediately Contact: Prakash Kakkad +44 (0) 20 7802 7410
BHP Billiton Plc – Notification of Major Interest in Shares
The following corrected notification was received on 30 June 2014 by BHP Billiton Plc from Aberdeen Asset Managers Limited relating to major interests in shares of BHP Billiton Plc further to the notification released by BHP Billiton Plc on 3 April 2014.
BHP Billiton Limited ABN 49 004 028 077 BHP Billiton Plc Registration number 3196209 Registered in Australia Registered in England and Wales Registered Office: 171 Collins Street Registered Office: Neathouse Place Melbourne Victoria 3000 Australia London SW1V 1LH United Kingdom Tel +61 1300 55 4757 Fax +61 3 9609 3015 Tel +44 20 7802 4000 Fax +44 20 7802 4111
Members of the BHP Billiton group which is headquartered in Australia
1 This release was made outside the hours of operation of the ASX market announcements office.
For filings with the FCA include the annex
For filings with issuer exclude the annex
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES[i]
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are BHP Billiton PLC attached:[ ii]
2 Reason for the notification (please tick the appropriate box or boxes):
| 1. Identity of the issuer or the underlying issuerof existing shares to which voting rights are**attached:**ii | 1. Identity of the issuer or the underlying issuerof existing shares to which voting rights are**attached:**ii | 1. Identity of the issuer or the underlying issuerof existing shares to which voting rights are**attached:**ii | BHP Billiton PLC | BHP Billiton PLC |
|---|---|---|---|---|
| 2 Reason for the notification(please tick the appropriate box or boxes): | ||||
| An acquisition or disposal of voting rights | ||||
| An acqof shar | uisition or disposal of qualifying financial instruments which may result in the acquisitiones already issued to which voting rights are attached | |||
| An acqinstrum | uisition or disposal of instruments with similar economic effect to qualifying financialents | |||
| An event changing the breakdown of voting rights | ||||
| Other (pleasespecify):Acquisition of Scottish Widows Investment Partnership Group Limitedfrom Lloyds BankingGroupon 31 March 2014. | X | |||
| please):Acquisition of Scottish Widows Investment Partnership Group Limitedfrom Lloyds BankingGroupon 31 March 2014. | ||||
| 3. Fullnotific | name of person(s) subject to the**ation obligation:**iii | Aberdeen Asset Managers Limited (and/or acits affiliates) as discretionary investment manbehalf of multiple managed portfolios | ting forager on | |
| 4. Full(if diff | name of shareholder(s) erent from 3.):iv | |||
| 5. Datwhichreach | e of the transaction and date onthe threshold is crossed ored: v | 31 March 2014 | ||
| 6. Dat | e on which issuer notified: | 30 June 2014 (see Section 13) | ||
| 7. Thrreach | eshold(s) that is/are crossed or**ed:**vi, vii | 5% | ||
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8. Notified details:
A: Voting rights attached to shares[viii, ix]
| 8. Notified details: | 8. Notified details: | 8. Notified details: | 8. Notified details: | 8. Notified details: | 8. Notified details: | 8. Notified details: | 8. Notified details: | 8. Notified details: | 8. Notified details: | 8. Notified details: | 8. Notified details: |
|---|---|---|---|---|---|---|---|---|---|---|---|
| tified details: | |||||||||||
| A: Vo | |||||||||||
| ting rights attached to shares vi | ii, ix | ||||||||||
| Classshareif posthe IS | /type of | Situation previou | s | Resulting situation a | fter the triggering transaction | ||||||
| s | to the triggering | ||||||||||
| transaction | |||||||||||
| sible using | Number | Nu | mber | Number | Numb | er of | % of voting | ||||
| IN CODE | of | of | of shares | voting | rightsx | ||||||
| Shares | Voti | ng | rights | ||||||||
| Rig | hts | Di | |||||||||
| Dit | re | I | ditxii | Dit | Idit | ||||||
| rec | ct | n | rec | rec | nrec | ||||||
| xi | |||||||||||
| GB0000566504 | 00566504 | ||||||||||
| 82,076,656 | 82,076,656 | 114,065,683 | 114,065,683 | ||||||||
| GB0000566504 | 19,578,645 | 19,578,645 | 19,578,645 | 19,578,645 | 0.93% |
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
| Type of financial | Expiration | Exercise/ | Number of voting | % of voting |
|---|---|---|---|---|
| instrument | datexiii | Conversion | rights that may be | rights |
| Periodxiv | acquired if the | |||
| instrument is | ||||
| exercised/ converted. | ||||
| BHP Billiton June 14PUT Option | 20/06/2014 | 164,000 | 0.01% | |
| BHP Billiton July 14PUT Option | 20/07/2014 | 75,000 | 0.00% |
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments[xv, xvi]
Resulting situation after the triggering transaction
| Type of financial | Exercise | Expiratio | Exercise/ | Number of voting | % of voting | % of voting | |
|---|---|---|---|---|---|---|---|
| instrument | price | n datexvii | Conversio | rights instrument | rightsxix, xx | ||
| n | refers to | ||||||
| periodxviii | |||||||
| Nominal | Delta | ||||||
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| Total (A+B+C) | |
|---|---|
| Number of voting rights | Percentage of voting rights |
| 133,883,328* | 6.34% |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable:[xxi]
Proxy Voting: 10. Name of the proxy holder: 11. Number of voting rights proxy holder will cease to hold: 12. Date on which proxy holder will cease to hold voting rights:
13. Additional information: *Please note that there is no change to the number of voting rights held. This is an amendment to Section 8 total only further to the notification made by Aberdeen Asset Managers Limited to the issuer on 02 April 2014. 14. Contact name: Kirsty Lyons 15. Contact telephone number: 01224 404111
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