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BHP Group Limited — Director's Dealing 2012
Dec 19, 2012
14787_ffr_2012-12-19_9913f650-ed7c-4f18-87a7-4e760896f5d6.zip
Director's Dealing
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SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
December 19, 2012
| Commission File Number | Translation of registrant's name into English; Address of principal executive offices |
|---|---|
| BHP Billiton Limited (ABN 49 004 028 077) 180 LONSDALE STREET, MELBOURNE, VICTORIA 3000 AUSTRALIA | |
| - | BHP Billiton Plc (REG. NO. 3196209) NEATHOUSE PLACE, VICTORIA, LONDON, UNITED KINGDOM |
Indicate by check mark whether the registrant files or will
file annual reports under cover of Form 20-F or Form 40-F.
Form 20-F X Form 40-F
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):
Indicate by check mark whether the registrant by furnishing the
information contained in this form is also thereby furnishing the
information to the Commission pursuant to Rule 12g3-2(b) under the
Securities Exchange Act of 1934.
Yes No X
If "Yes" is marked, indicate below the file number assigned to the
registrant in connection with Rule 12g3-2(b): 82- .
Company Secretariat
19 December 2012
To: Australian Securities Exchange London Stock Exchange
cc: New York Stock Exchange JSE Limited
Notification of Change of Interests of Persons Discharging Managerial Responsibility (Listing Rules & Disclosure and Transparency Rules of the UK Listing Authority)
Name of entities: BHP Billiton Limited ABN 49 004 028 077 BHP Billiton Plc REG NO 3196209 As part of a dual listed company structure, the Group voluntarily notifies all stock exchanges on which either BHP Billiton Limited or BHP Billiton Plc have primary or secondary listings, all those interests of directors and persons discharging managerial responsibilities of both entities in the securities of both entities (and changes to those interests) which are required to be disclosed under the Listing Rules and Disclosure and Transparency Rules of the United Kingdom Listing Authority and the Group’s Securities Dealing document.
We (the entities) advise the following information under the UK Listing Authority Disclosure and Transparency Rule 3.1.4 and as agent for the person discharging managerial responsibilities in accordance with the Group’s Securities Dealing document.
Name of person discharging managerial responsibilities: Mr G Kerr Date of last notice: 6 December 2012 Date issuer informed of transaction: 18 December 2012 Date and place of transaction: 18 December 2012 (Australian Securities Exchange)
Nature of transaction: On market sale of 14,000 BHP Billiton Limited ordinary shares on the Australian Securities Exchange to satisfy tax liabilities.
Part 1 – Change of relevant interests in securities Included in this Part are: • in the case of a trust, interests in the trust made available by the responsible entity of the trust; • details of the circumstance giving rise to the relevant interest; • details and estimated valuation if the consideration is non-cash; and • changes in the relevant interest of Connected Persons of the director.
Direct or indirect interest: Direct Nature of indirect interest(including registered holder): Mr Kerr also has an indirect interest in 297 ordinary shares in BHP Billiton Limited held by Computershare Nominees on behalf of Shareplus participants as Acquired Shares under the scheme. Shareplus is an all employee share purchase plan of the BHP Billiton Group. There is no change to the above holding. Date of change: 18 December 2012 No. of securities held prior to change: 54,725 Class: Ordinary shares in BHP Billiton Limited Number acquired: — Number disposed: 14,000 Value/Consideration: $36.55 No. of securities held after change: 40,725 Nature of change (Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back): On market sale on the Australian Securities Exchange to satisfy tax liabilities. Any additional information: — Part 2 –Change of interests in contracts other than as described in Part 3 Included in this Part are: • only details of a contract in relation to which the interest has changed; and • details and estimated valuation if the consideration is non-cash.
Detail of contract: — Nature of interest: — Name of registered holder(if issued securities): — No. and class of securities to which interest related prior to change: — Interest acquired: — Interest disposed: — Value/Consideration: — Interest after change: —
Part 3 – Change of interests in options or other rights granted by the entities
Included in this Part are only details of options or other rights granted which have changed, save for the total number of securities over which options or other rights are held following this notification.
Date of grant: — Period during which or date on which exercisable: — Total amount paid (if any) for the grant: — Description of securities involved: class; number: — Exercise price (if fixed at time of grant) or indication that price is to be fixed at time of exercise: — Total number of securities over which options or other rights held at the date of this notice BHP Billiton Limited: 108,939 – maximum number of Performance Shares (over ordinary shares of BHP Billiton Limited) under the LTIP 20,000 – vested Performance Shares (over ordinary shares of BHP Billiton Limited) under the LTIP 35,834 – maximum number of Transitional GMC Awards (over ordinary shares of BHP Billiton Limited) 13,230 – maximum number of Deferred Shares (over ordinary shares of BHP Billiton Limited) under the GIS 15,169 – vested Deferred Shares (over ordinary shares of BHP Billiton Limited) under the GIS 11,963 – maximum number of Deferred Shares (over ordinary shares of BHP Billiton Limited) under the GSTIP 4,818 – vested Deferred Shares (over ordinary shares of BHP Billiton Limited) under the GSTIP 17,345 – vested Options (over ordinary shares of BHP Billiton Limited) under the GSTIP 49,500 – maximum number of Restricted Shares (over ordinary shares of BHP Billiton Limited) under the MAP 21,000 – vested Restricted Shares (over ordinary shares of BHP Billiton Limited) under the MAP 188 – maximum number of matched shares (ordinary shares of BHP Billiton Limited) under Shareplus __ 297,986 – Total Any additional information: —
Part 4 – Contact details
Name of authorised officers responsible for making this notification on behalf of the entities:
Nicola Evans – BHP Billiton Limited Geof Stapledon – BHP Billiton Plc
Contact details: Nicola Evans Tel: +61 3 9609 4326 Fax: +61 3 9609 4372 Geof Stapledon Tel: +44 20 7802 4176 Fax: +44 20 7802 3054
BHP Billiton Limited ABN 49 004 028 077 Registered in Australia Registered Office: 180 Lonsdale Street, Melbourne Victoria 3000 Australia BHP Billiton Plc Registration number 3196209 Registered in England and Wales Registered Office: Neathouse Place, London SW1V 1BH UK
Members of the BHP Billiton Group which is headquartered in Australia
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| BHP Billiton Limited (ABN 49 004 028 077) BHP Billiton Plc (REG.NO. 3196209) — By: | /s/ Jane McAloon |
|---|---|
| Name: | Jane McAloon |
| Title: | Group Company Secretary |