Bharat Forge Ltd — Regulatory Filings 2021

Jun 10, 2021

June 10, 2021

BHARAT FORGE

To,

BSE Limited,

1st Floor, New Trading Ring, Rotunda Building, P.J. Towers, Dalal Street, Fort, Mumbai - 400 001 BSE SCRIP CODE - 500493

National Stock Exchange of India Ltd.,

'Exchange Plaza', Bandra-Kurla Complex, Bandra (East) Mumbai- 400 051 Symbol: BHARATFORG Series: EQ

Dear Sir/Madam,

Sub:Reporting of violations under the Code of Conduct for Insider Trading and Fair Disclosure of Unpublished Price Sensitive Information of the Company

Ref: SEBI/HO/ISD/ISD/CIR/P/2020/135 circular dated July 23, 2020

With reference to the above, please find enclosed herewith report on violations under the Code of Conduct for Insider Trading and Fair Disclosure of Unpublished Price Sensitive Information of the Company by the Designated Persons and/or their immediate relatives.

This is for your information.

Thanking you,

Yours faithfully,

For Bharat Forge Limited

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Tej swini Chaudhari Company Secretary

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KALYANI GROUP COMPANY

BHARAT FORGE LIMITED, MUNDHWA, PLINE 411 036, MAHARASHTRA, INDIA. PHONE: +91 20 6704 2777 FAX: +91 20 2682 0699 (Export), 2682 2387 (Sales/Mktg) 2682 2163 (Materials) Website : www.bharatlorge.com CIN No. L25209PN1961PLC012046

BHARAT FORGE

Reporting on Insider Trading violation under Schedule B read with Regulation 9 (1) of SEBI {Prohibition of Insider Trading) Regulations, 2015

SN	Particulars	Particulars	Particulars	Particulars	Details
1.	Name of the listed company/ 1-•--· --1:�-· ,/C'- -·,Ml ,_				Bharat Forge Limited Listed Company
2. 3.	Please tick appropriate checkbox Reporting in capacity of: ✓Listed Company Intermediary Fiduciary A. Details of DesignatedPerson (DP)
	i. Name of the DP				Moonish Ghuge
	ii. PAN of the DP				MIPV0727F
	iii. Designation of DP				Vice President, Railway Project, KCTI R&D
	iv. Functional Role of DP				Development of power electronics products for e mobility & Micro Grids
	V. Whether DP is Promoter or belongs to Promoter Group				No
	B. If Reporting is for immediate relative of DP
	i. Name of the immediate relative of DP				Minal Ghuge (Spouse of DP)
	ii. PAN of the immediate relative of DP				AIIPG4604Q
	C. Details of transaction(s i. Name of the scrip	)
					Bharat Forge Limited BSE-500493 NSE-BHARATFORG
	ii. No of shares traded and value (Rs.) (Date-wise)
	ii. Date of intimation of trade(s) by Company to stock exchanges under regulation 7 of SEBI (PIT)Regulations,2015				NA
4.	Details of violations observed under Code of Conduct				Immediate relative of DP: • Traded during the trading window closure period (Trading window was closed from April 1, 2021 till June 7, 2021); and

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KALYANI
GROUP COMPANY
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BHARAT FORGE LIMITED, MUNDHWA, PUNE 411 036, MAHARASHTRA, INDIA. PHONE: +91 20 6704 2777 FAX: +91 20 2682 0699 (Export), 2682 2387 (Sales/Mktgl 2682 2163 (Materials) Website : www.bharatforge.com CIN No. L25209PN 1961 PLC012046

BHARAT FORGE

5.			• Executed contra trade	• Executed contra trade
		Action taken by Listed company/ Intermediary/ Fiduciary	The Company took the following actions: a. Sought explanation in writing for the said violation; b. Issued warning against any future violation; and c. Levied penalty of Rs. 5,000 for violation and instructed to transfer penalty amount to the designated bank account of SEBI
6.		Reasons recorded in writing for taking action stated The Company took aforesaid above actions considering the following: a. Quantity traded being marginal; b. Trade was inadvertently executed by immediate relative of DP. C. DP did not possess any UPSI at the time of trade;
7.		Details of the previous instances of violations,ifOne previous instance reported as any, since last financial year follows: Immediate relative of DP bought 200 shares during the trading window closure period i.e. on April 23, 2020
8.		If anyamount collected for Code of Conduct violation(s)
		i. Mode of transfer to SEBI - IPEF (Online/Demand Draft)

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KALYANI GROUP COMPANY

BHARAT FORGE LIMITED, MUNDHWA, PUNE 411 036, MAHARASHTRA, INDIA. PHONE +91 20 6704 2777 FAX : +91 20 2682 0699 (Export!, 2682 2387 (Sales/Mktgl 2682 2163 (Materials) Website : www.bharatforge.com CIN No. L25209PN1961 PLC012046

BHARAT FORGE

	BHARAT FORGE
	Transaction Amount(inRs 5,000/- Rs.) In case of Demand Draft (DD): NA Particulars Details Bank name and branch - DD Number - DD Date ~~-~~ DD Amount(in Rs.) ~~-~~ Anyother relevant information ~~l~~ None
9.

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KALYANI
GROUP COMPANY
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BHARAT FORGE LIMITED, MUNDHWA, PUNE 411 036, MAHARASHTRA, INDIA. PHONE: +91 20 6704 2777 FAX: +91 20 2682 0699 (Export), 2682 2387 (Sales/Mktg) 2682 2163 (Materials) Website : www.bharatforge.com CIN No. L25209PN1961 PLC012046