Bharat Forge Ltd — Regulatory Filings 2021

Nov 13, 2021

BHARAT FORGE

November 13, 2021

To,

BSE Limited,

1st Floor, New Trading Ring, Rotunda Building, P.J. Towers, Dalal Street, Fort, Mumbai - 400 001 BSE SCRIP CODE - 500493

National Stock Exchange of India Ltd.,

'Exchange Plaza', Bandra-Kurla Complex, Sandra (East) Mumbai- 400 051 Symbol: BHARATFORG Series: EQ

Dear Sir/Madam,

Sub: Reporting of violations under the Code of Conduct for Insider Trading and Fair Disclosure of Unpublished Price Sensitive Information of the Company

Ref: SEBI/HO/ISD/ISD/CIR/P/2020/135 circular dated July 23, 2020

With reference to the above, please find enclosed herewith report on violation under the Code of Conduct for Insider Trading and Fair Disclosure of Unpublished Price Sensitive Information of the Company by the Designated Persons and/or their immediate relatives.

This is for your information.

Thanking you,

Yours faithfully, For Bharat Forge Limited - --- Tej haudhari Company Secretary

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KALYANI

BHARAT FORGE LIMITED, MUNDHWA, PUNE 411 036, MAHARASHTRA, INDIA. PHONE:+ 91 20 6704 2476 6704 2451 6704 2544 (Secretarial) Fax 020 2682 2163 Email: secretarial@bharatforge.com WEBSITE: www.bharatforge.com CIN L25209PN1961PLC012046

BHARAT FORGE

Reporting on Insider Trading violation under Schedule Bread with Regulation 9 (1) of SEBI (Prohibition of Insider Trading) Regulations, 2015

SN	Pariculars Details	Pariculars Details	Pariculars Details
1. 2.	Name of the listed company/ Bharat Forge Limited l-•----- --,/C;,, -·-� --·-· J Please tick appropriate checkbox Reporting in capacity of : ✓Listed Company Intermediary
	Fiduciar
3.	A. Details of Designated Person (DP)
	i. Name of the DP Subodh Eknath Tandale ii. PAN of the DP AALPT0897M iii. Desianation of DP Executive Director iv. Functional Role of DP Head of International Trade Division v. Whether DP is Promoter or No belongs to Promoter Group B. If Reporting is for immediate relative of DP i. Name of the immediate relative of DP NA ii. PAN of the immediate relative of DP NA C. Details of transaction(s)
	i. Name of the scrip
	ii. No of shares traded and value (Rs.) (Date- wise)
		Date of intimation of trade(s) by NA concerned DP/director/promoter/promoter group to Company under regulation 7 of SEBI {PIT)Regulations, 2015
	ii. Date of intimation of trade(s) by Companyto stock exchanges under		NA

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KALYAN I
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BHARAT FORGE LIMITED, MUNDHWA, PUNE 411 036, MAHARASHTRA, INDIA. PHONE:+ 91 20 6704 2476 6704 2451 6704 2544 (Secretarial) Fax 020 2682 2163 Email: secretarlal@bharatforge.com WEBSITE: www.bharatforge.com CIN L25209PN1961PLC012046

BHARAT FORGE

	regulation 7 of SEBI (PIT) Regulations, 2015 Details of violations observed under Code of Conduct Action taken by Listed company/ Intermediary/ Fiduciary	regulation 7 of SEBI (PIT) Regulations, 2015 Details of violations observed under Code of Conduct Action taken by Listed company/ Intermediary/ Fiduciary	DP traded in during trading The Company a. Sought exp said violation; b. Issued wa violation; c. Banned fro the securities o of 1 year from
4. 5.
6. 7.	Reasons recorded in writing for taking action stated above Details of the previous instances of violations,if any,since last financialyear
8.
	Particulars Bank name and branch	Details
		~~-~~

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KALYANI
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BHARAT FORGE LIMITED, MUNDHWA, PUNE 411 036, MAHARASHTRA, INDIA. PHONE:+ 91 20 6704 2476 6704 2451 6704 2544 (Secretarial) Fax 020 2682 2163 Email: secretarial@bharatorge.COTTJ WEBSITE: www.bharatforge.com CIN L25209PN1961PLC012046

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BHARAT FORGE

DD Number ~~-~~ DD Date - DD Amount (in Rs.) ~~-~~ 9. Any other relevant information I None

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KALYANI

BHARAT FORGE LIMITED, MUNDHWA, PUNE 4 110 36, MAHARASHTRA, INDIA. PHONE:+ 91 20 6704 24 76 6704 24516704 2544 {Secretarial) Fax 0 20 2682 2163 Email: serretarlal@bharatforge.com WEBSITE: www.bharatforge.com C IN L2520 9 PN1961PLC0 12046