Bharat Forge Ltd — Regulatory Filings 2021

Sep 18, 2021

BHARAT FORGE

September 18, 2021

To,

BSE Limited,

1st Floor, New Trading Ring, Rotunda Building, P.J. Towers, Dalal Street, Fort, Mumbai - 400 001 BSE SCRIP CODE - 500493

National Stock Exchange of India Ltd., 'Exchange Plaza', Bandra-Kurla Complex, Sandra (East) Mumbai- 400 051 Symbol: BHARATFORG Series: EQ

Dear Sir/Madam,

Sub: Reporting of violations under the Code of Conduct for Insider Trading and Fair Disclosure of Unpublished Price Sensitive Information of the Company

Ref: SEBI/HO/ISD/ISD/CIR/P/2020/135 circular dated July 23, 2020

With reference to the above, please find enclosed herewith report on violations under the Code of Conduct for Insider Trading and Fair Disclosure of Unpublished Price Sensitive Information of the Company by the Designated Persons and/or their immediate relatives.

This is for your information.

Thanking you,

Yours faithfully, For Bharat Forge Limited t1( T�audhari Company Secretary

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KALYANI

BHARAT FORGE LIMITED, MUNDHWA, PUNE 411 036, MAHARASHTRA, INDIA. PHONE:+ 91 20 6704 2476 6704 2777 (Secretarial) Fax 020 2682 2163 CIN L25209PN1961PLC012046 Email: secretarialcrbharatforge.com WEBSITE: www.bharatforge.com

BHARAT FORGE

Reporting on Insider Trading violation under Schedule Bread with Regulation 9 (1) of SEBI (Prohibition of Insider Trading) Regulations, 2015

SN	Pariculars	Pariculars	Pariculars					Details	Details	Details	Details	Details	Details
1. 2. 3. 4.								Bharat Forge Limited Mahendra Patil ANRPP2023Q
	i.		Name of the DP PAN of the DP
	ii.
	iii. iv.		Designation of DP Functional Role of DP					Senior Manager- International Trade Division
								Executive Director No		Assistant toExecutive
	V.		Whether DP is Promoter to Promoter Group				or belongs
	B. If Reportinq is for immediate relative of DP
	i. Name of the immediate relative of DP I							NA NA
	ii. PAN of the immediate relative of DP
	C. Details of transaction(s)
	i. Name of the scrip							Bharat Forge Limited BSE- 500493
								NSE-BHARATFORG
	ii. No of shares traded and value (Rs.) (Date- Date QtyValue Transaction wise) 8- 1 771.40 Sale Sept- 2021 9- 1 766.10Buy Sept- 2021 D. In case value of trade(s)is more than Rs.10 lacs in a calendarquarter				d value (Rs.) (Date-			Date QtyValue Transaction 8- 1 771.40 Sale Sept- 2021 9- 1 766.10Buy Sept- 2021
								9- 1 766.10 Sept- 2021			Buy
	i. Date of intimation of trade(s) by concerned DP/director/promoter/promoter group to Company under regulation 7 of SEBI (PIT)							NA
	Regulations, 2015
	ii. Date of intimation of trade(s) by Company to NA stock exchanges under regulation 7 of SEBI (PIT)Regulations, 2015 Details of violations observed under Code of DP executed contra-tradeinthe Conduct shares of the Company. KALYAN I	Date of intimation of trade(s) by Company to NA stock exchanges under regulation 7 of SEBI (PIT)Regulations, 2015

BHARAT FORGE LIMITED, MUNDHWA, PUNE 411 036, MAHARASHTRA, INDIA. PHONE:+ 91 20 6704 2476 6704 2777 (Secretarial) Fax 020 2682 2163 CIN L25209PN1961PLC012046 Email: secretanal@bharatforge.com WEBSITE: www.bharatforge.com

BHARAT FORGE

	BHARAT FORGE	BHARAT FORGE	BHARAT FORGE	BHARAT FORGE
5.	Action taken by Listed company/ Intermediary/ The Company took the following Fiduciary actions: a. Sought explanation in writing for the said violation; and b. Issued warning against any future violation.
6. 7.	Reasons recorded in writing for taking action Warning issued considering the stated above amount involved and the fact that this was a first time violation by the DP. Details of the previous instances of violations, if None any, since last financialyear
8.	If anyamount collected for Code of	Conduct violation(s)
	i. Mode of transfer to SEBI ~~-~~ (Online/Demand Draft)		IPEF None
	ii. Details of transfer/ payment In case of online: NA
	Particulars Details Name of transferor - Bank Name, branch and- Account number UTR/ransaction ~~-~~ reference Number
	Transaction Date ~~-~~
	Transaction Amount (in~~-~~ Rs.)
	In case of Demand Draft (DD): NA
	Pariculars Details
	Bank name and branch ~~-~~
	DD Number ~~-~~
	DD Date ~~-~~		None
	DD Amount(in Rs.) ~~-~~
9.	Anyother relevant information

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KALYANI
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BHARAT FORGE LIMITED, MUNDHWA, PUNE 411 036, MAHARASHTRA, INDIA. PHONE:+ 91 20 6704 2476 6704 2777 (Secretarial) Fax 020 2682 2163 CIN L25209PN1961PLC012046 Email: secretarlal@bharatforge.com WEBSITE: www.bharatforge.com