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BGC Group, Inc. — Director's Dealing 2025
Aug 22, 2025
31094_dirs_2025-08-22_27eca18c-880d-4cfe-9792-6c824b2241ee.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BGC Group, Inc. (BGC)
CIK: 0001094831
Period of Report: 2025-08-21
Reporting Person: Hauf Jason W. (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-08-21 | Class A Common Stock, par value $0.01 per share | S | 29023 | $9.86 | Disposed | 77196 | Direct |
Footnotes
F1: Represents a sale of 29,023 shares of BGC Group, Inc. Class A common stock, par value $0.01 per share ("Class A Common Stock"), by the reporting person. The sale price per share of $9.86 represents the weighted average share price of an aggregate total of 29,023 shares sold in the price range of $9.82 to $9.92. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price.
F2: Includes (i) 6,808 restricted stock units ("RSUs") which will vest on July 1, 2033, provided that the reporting person remains employed through such vesting date, and contingent upon the Company, inclusive of its affiliates, generating at least $5 million in revenue for the quarter in which the vesting occurs, (ii) 32,028 RSUs which vest ratably on each of April 1, 2026, 2027, 2028 and 2029, provided that the reporting person is still providing services exclusively for the Company or any of its affiliates through the applicable vesting date, and contingent upon the Company generating at least $5 million in gross revenues for the quarter in which the vesting occurs, and (iii) 38,360 RSUs which will vest ratably on each of April 1, 2026, 2027, 2028, 2029 and 2030, provided that the reporting person is still providing services exclusively for the Company or any of its affiliates through the applicable vesting date, and contingent upon the Company generating at least
F3: (continued from Footnote 2) $5 million in gross revenues for the quarter in which the vesting occurs. The RSUs were granted pursuant to the BGC Group, Inc. Long Term Incentive Plan. Each RSU represents a contingent right to receive one share of Class A Common Stock.