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BGC Group, Inc. Director's Dealing 2023

Apr 3, 2023

31094_dirs_2023-04-03_b26be752-9d21-44d0-b209-d059f6b31f93.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BGC Partners, Inc. (BGCP)
CIK: 0001094831
Period of Report: 2023-04-01

Reporting Person: Windeatt Sean A (Chief Operating Officer)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-04-01 BGC Holdings Exchangeable Limited Partnership Interests $ A 128279 Acquired Class A Common Stock, par value $0.01 per share () Direct

Footnotes

F1: On April 1, 2021, BGC Partners, Inc. (the "Company") granted the reporting person 128,279 non-exchangeable limited partnership interests (the "2021 Grant") of BGC Holdings, L.P. ("BGC Holdings"). Pursuant to the exchange rights schedule of the 2021 Grant, on April 1, 2023, the 128,279 exchangeable limited partnership interests of BGC Holdings became immediately exchangeable by the reporting person for an aggregate of 128,279 shares of Class A common stock, par value $0.01 per share, of the Company. The 128,279 limited partnership interests are not being exchanged into shares of Class A common stock or otherwise redeemed at this time. The 2021 Grant was approved by the Compensation Committee of the Board of Directors of the Company and was exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.