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BGC Group, Inc. Director's Dealing 2019

Jan 3, 2019

31094_dirs_2019-01-03_73cf8f7e-b1d5-445d-8069-4a5106606fea.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BGC Partners, Inc. (BGCP)
CIK: 0001094831
Period of Report: 2018-12-31

Reporting Person: Windeatt Sean A (Chief Operating Officer)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-12-31 BGC Holdings Exchangeable Limited Partnership Interests $ A 139265 Acquired Class A Common Stock, par value $0.01 per share (139265) Direct

Footnotes

F1: On December 31, 2018, BGC Partners, Inc. (the "Company") granted the reporting person 139,265 exchange rights with respect to 139,265 non-exchangeable limited partnership interests of BGC Holdings, L.P. that were previously granted to the reporting person. The resulting 139,265 exchangeable limited partnership interests of BGC Holdings, L.P. are immediately exchangeable by the reporting person for an aggregate of 139,265 shares of Class A Common Stock, par value $0.01 per share, of the Company. This grant was partial compensation for services provided by the reporting person to the Company during 2018. The grant was approved by the Compensation Committee of the Board of Directors of the Company and is exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.