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BGC Group, Inc. — Director's Dealing 2013
Aug 29, 2013
31094_dirs_2013-08-29_3a423996-554f-415f-92ef-9d19cfdd4ced.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BGC Partners, Inc. (BGCP)
CIK: 0001094831
Period of Report: 2013-07-30
Reporting Person: Lynn Shaun D (President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-07-30 | Class A Common Stock, par value $0.01 per share | A | 2479777 | — | Acquired | 2485145 | Direct |
| 2013-07-30 | Class A Common Stock, par value $0.01 per share | F | 466855 | $6.29 | Disposed | 2018290 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-07-30 | BGC Holdings Exchangeable Limited Partnership Interestes | $ | M | 740842 | Disposed | Class A common stock, par value $0.01 per share (740842) | Direct |
Footnotes
F1: Represents 2,479,777 shares of BGC Partners, Inc. (the "Company") Class A common stock, par value $0.01 per share (the "Class A common stock"), acquired by the reporting person from the Company in an exempt transaction pursuant to Section 16b-3 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Of these 2,479,777 shares, 740,842 shares were acquired upon the exchange of exchangeable limited partnership interests in BGC Holdings, L.P., which were exercisable at any time for shares of Class A common stock on a one-for-one basis (subject to adjustment).