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BEYOND MEAT, INC. — Director's Dealing 2020
Mar 5, 2020
33960_dirs_2020-03-04_2dcc9ac4-7d79-4d2e-af0e-a2b018a0be30.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BEYOND MEAT, INC. (BYND)
CIK: 0001655210
Period of Report: 2020-03-02
Reporting Person: Ajami Dariush (Chief Innovation Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-03-02 | Common Stock | M | 14644 | $0.95 | Acquired | 27310 | Direct |
| 2020-03-02 | Common Stock | M | 4470 | $1.56 | Acquired | 31780 | Direct |
| 2020-03-02 | Common Stock | A | 10137 | — | Acquired | 41917 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-03-02 | Stock Option (right to buy) | $0.95 | M | 14644 | Disposed | 2026-07-19 | Common Stock (14644.0) | Direct |
| 2020-03-02 | Stock Option (right to buy) | $1.56 | M | 4470 | Disposed | 2027-02-01 | Common Stock (4470.0) | Direct |
| 2020-03-02 | Stock Option (right to buy) | $96.1 | A | 20273 | Acquired | 2030-03-01 | Common Stock (20273.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2000 | Indirect |
Footnotes
F1: Restricted stock units ("RSU") granted under the 2018 Equity Incentive Plan ("Plan") on March 2, 2020; 1/16th of the total number of shares subject to the RSU award vests each quarter, until the award is fully vested on March 2, 2024, subject to the acceleration provisions of an Executive Change in Control Severance Agreement by and between the Reporting Person and the Issuer, and continued service by the Reporting Person.
F2: Aggregate exercise of two stock options granted under the 2011 Equity Incentive Plan on July 20, 2016 with same exercise price and expiration date; one of the options vested and became exercisable on February 4, 2020; and the other option vested and became exercisable as to 25% of the total shares on May 25, 2017, and 1/48th of the total shares vests and becomes exercisable monthly thereafter such that the option is fully vested and exercisable on May 25, 2020, subject to the acceleration provisions of an Executive Change in Control Severance Agreement by and between the Reporting Person and the Issuer.
F3: Includes 1,041 shares that will be fully vested and exercisable on May 25, 2020.
F4: Exercise of stock option granted under the 2011 Equity Incentive Plan on February 2, 2017; the option vested and became exercisable as to 25% of the total shares on August 15, 2017, and 1/48th of the total shares vests and becomes exercisable monthly thereafter such that the option is fully vested and exercisable on August 25, 2020, subject to an Executive Change in Control Severance Agreement by and between the Reporting Person and the Issuer.
F5: Stock option granted under the Plan on March 2, 2020; the option vests and becomes exercisable as to 1/48th of the total shares on April 2, 2020, and 1/48th of the total shares vest and become exercisable monthly thereafter such that the option becomes fully vested and exercisable on March 2, 2024 subject to the acceleration provisions of an Executive Change in Control Severance Agreement by and between the Reporting Person and the Issuer, and continued service by the Reporting Person.