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BEYOND MEAT, INC. — Director's Dealing 2019
May 9, 2019
33960_dirs_2019-05-08_ac039cc2-8ec1-4d51-8b80-068b0ebaadd1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BEYOND MEAT, INC. (BYND)
CIK: 0001655210
Period of Report: 2019-05-06
Reporting Person: Thompson Donald (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-05-06 | Common Stock | P | 15000 | $25 | Acquired | 15000 | Direct |
| 2019-05-06 | Common Stock | P | 1500 | $25 | Acquired | 1500 | Indirect |
| 2019-05-06 | Common Stock | P | 1500 | $25 | Acquired | 1500 | Indirect |
| 2019-05-06 | Common Stock | C | 53213 | — | Acquired | 455876 | Indirect |
| 2019-05-06 | Common Stock | C | 148894 | — | Acquired | 150394 | Indirect |
| 2019-05-06 | Common Stock | C | 43742 | — | Acquired | 499618 | Indirect |
| 2019-05-06 | Common Stock | C | 1862511 | — | Acquired | 1864011 | Indirect |
| 2019-05-06 | Common Stock | C | 20563 | — | Acquired | 520181 | Indirect |
| 2019-05-06 | Common Stock | C | 6129 | — | Acquired | 156523 | Indirect |
| 2019-05-06 | Common Stock | C | 76669 | — | Acquired | 1940680 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-05-06 | Series F Convertible Preferred Stock | $ | C | 53213 | Disposed | Common Stock (53213.0) | Indirect | |
| 2019-05-06 | Series F Convertible Preferred Stock | $ | C | 148894 | Disposed | Common Stock (148894.0) | Indirect | |
| 2019-05-06 | Series G Convertible Preferred Stock | $ | C | 43742 | Disposed | Common Stock (43742.0) | Indirect | |
| 2019-05-06 | Series G Convertible Preferred Stock | $ | C | 1862511 | Disposed | Common Stock (1862511.0) | Indirect | |
| 2019-05-06 | Series H Convertible Preferred Stock | $ | C | 20563 | Disposed | Common Stock (20563.0) | Indirect | |
| 2019-05-06 | Series H Convertible Preferred Stock | $ | C | 6129 | Disposed | Common Stock (6129.0) | Indirect | |
| 2019-05-06 | Series H Convertible Preferred Stock | $ | C | 76669 | Disposed | Common Stock (76669.0) | Indirect |
Footnotes
F1: Represents shares acquired pursuant to a directed share program in connection with the Issuer's initial public offering of Common Stock.
F2: The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for Section 16 or any other purpose.
F3: Cleveland Avenue Food and Beverage Fund Holdings LLC ("CA F & B") is the sole member of Beyond Meat CA LLC ("BM CA"). Cleveland Avenue GP, LLC ("CA GP") is the sole manager of CA F & B. Cleveland Avenue, LLC ("CA LLC") is the sole manager of CA GP. Reporting Person is the sole manager of CA LLC and may be deemed to have sole voting and dispositive power over the shares held by BM CA.
F4: CA LLC is the sole manager of CA Food I Fund, LLC ("CA Food"). Reporting Person is the sole manager of CA LLC and may be deemed to have sole voting and dispositive power over the shares held by CA Food.
F5: Reporting Person is the sole manager of Cleveland Manor Investments II LLC ("Cleveland Manor") and may be deemed to have sole voting and dispositive power over the shares held by Cleveland Manor.
F6: Shares of Series F, Series G, Series H Convertible Preferred Stock automatically converted into shares of Common Stock on a 1-to-1 basis immediately upon the closing of the Issuer's initial public offering and had no expiration date.