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Beyond Air, Inc. Director's Dealing 2021

Feb 12, 2021

35161_dirs_2021-02-12_5e371264-029d-4e30-baaa-0d4534e1f401.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Beyond Air, Inc. (XAIR)
CIK: 0001641631
Period of Report: 2021-02-10

Reporting Person: Lisi Steven A. (Director, CEO and Chairman of the Board)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-02-10 Common Stock X 117112 $4.25 Acquired 1051875 Direct
2021-02-10 Common Stock S 70388 $7.0713 Disposed 981487 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-02-10 Tranche B Warrant (right to buy) $4.25 X 117112 Disposed 2021-02-16 Common Stock (117112) Direct

Footnotes

F1: On February 10, 2021, the reporting person exercised a warrant to purchase 117,112 shares of common stock, par value $0.0001 per share, of Beyond Air, Inc. (the "Company") for $4.25 a share. The reporting person paid the exercise price on a cashless basis, resulting in the Company's withholding of 70,388 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 46,724 shares of common stock of the Company.