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Beyond Air, Inc. — Director's Dealing 2021
Mar 3, 2021
35161_dirs_2021-03-03_6f1f41bb-d490-4f76-b0a4-87c5a28b4e8d.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: Beyond Air, Inc. (XAIR)
CIK: 0001641631
Period of Report: 2021-02-10
Reporting Person: Lisi Steven A. (Director, CEO and Chairman of the Board)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-10 | Common Stock | M | 117112 | $4.25 | Acquired | 1051875 | Direct |
| 2021-02-10 | Common Stock | F | 70388 | $7.0713 | Disposed | 981487 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-10 | Tranche B Warrant (right to buy) | $4.25 | M | 117112 | Disposed | 2021-02-16 | Common Stock (117112) | Direct |
Footnotes
F1: On February 10, 2021, the reporting person exercised a warrant to purchase 117,112 shares of common stock, par value $0.0001 per share, of Beyond Air, Inc. (the "Company") for $4.25 a share. The reporting person paid the exercise price on a cashless basis, resulting in the Company's withholding of 70,388 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 46,724 shares of common stock of the Company.
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