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Beyond Air, Inc. — Director's Dealing 2021
Nov 24, 2021
35161_dirs_2021-11-24_e0078f56-6ff4-48c8-9fda-37f1c85e7d40.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Beyond Air, Inc. (XAIR)
CIK: 0001641631
Period of Report: 2021-11-22
Reporting Person: BENTSUR RON (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-22 | Common Stock | M | 50000 | $3.66 | Acquired | 232436 | Direct |
| 2021-11-22 | Common Stock | F | 12536 | $14.597 | Disposed | 219900 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-22 | Warrants (right to buy) | $3.66 | M | 50000 | Disposed | 2022-01-13 | Common Stock (50000) | Direct |
Footnotes
F1: On November 22, 2021, shares of common stock, par value $0.0001 per share, of Beyond Air, Inc. (the "Company") were issued to the reporting person in connection with the exercise of a warrant to purchase 50,000 shares of common stock of the Company for $3.66 a share. The reporting person paid the exercise price on a cashless basis, resulting in the Company's withholding of 12,536 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 37,464 shares of common stock of the Company. These transactions were exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-3.