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Berry Corp (bry) — Director's Dealing 2021
Mar 2, 2021
33335_dirs_2021-03-02_3fca50a2-a2ac-4f90-ba8c-ce5d8c982558.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Berry Corp (bry) (BRY)
CIK: 0001705873
Period of Report: 2021-02-28
Reporting Person: Smith Arthur T. (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-28 | Common Stock | A | 39529.00 | $0.00 | Acquired | 319928.00 | Direct |
| 2021-02-28 | Common Stock | F | 15111.00 | $4.96 | Disposed | 304817.00 | Direct |
| 2021-03-01 | Common Stock | M | 43921.00 | — | Acquired | 348738.00 | Direct |
| 2021-03-01 | Common Stock | F | 16405.00 | $4.90 | Disposed | 332333.00 | Direct |
| 2021-03-01 | Common Stock | M | 87912.00 | — | Acquired | 420245.00 | Direct |
| 2021-03-01 | Common Stock | F | 32836.00 | $4.90 | Disposed | 387409.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-01 | Restricted Stock Units 2019 | $ | M | 43921.00 | Disposed | Common Stock (43921.00) | Direct | |
| 2021-03-01 | Restricted Stock Units 2020 | $ | M | 87912.00 | Disposed | Common Stock (87912.00) | Direct |
Footnotes
F1: Each Restricted Stock Unit represents a contingent right to receive one share of common stock, par value $0.001 per share, of Berry Corporation (bry). One-third of the Restricted Stock Units vest on each of the first three anniversaries of March 1, 2019, subject to the continued employment of the Reporting Person.
F2: Each Restricted Stock Unit represents a contingent right to receive one share of common stock, par value $0.001 per share, of Berry Corporation (bry). One-third of the Restricted Stock Units vest on each of the first three anniversaries of March 1, 2020, subject to the continued employment of the Reporting Person.