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Berry Corp (bry) — Director's Dealing 2020
Mar 3, 2020
33335_dirs_2020-03-03_bdf5fe98-3d6f-406b-ad31-b6687fccdac4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Berry Corp (bry) (BRY)
CIK: 0001705873
Period of Report: 2020-03-01
Reporting Person: Smith Arthur T. (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-03-01 | Common Stock | M | 66666.00 | $0.00 | Acquired | 285232.00 | Direct |
| 2020-03-01 | Common Stock | M | 43922.00 | $0.00 | Acquired | 329154.00 | Direct |
| 2020-03-01 | Common Stock | F | 19331.00 | $6.37 | Disposed | 309823.00 | Direct |
| 2020-03-01 | Common Stock | F | 12040.00 | $6.37 | Disposed | 297783.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-03-01 | Restricted Stock Units 2020 | $0.00 | A | 263736.00 | Acquired | Common Stock (263736.00) | Direct | |
| 2020-03-01 | Restricted Stock Units 2019 | $0.00 | M | 43922.00 | Disposed | Common Stock (43922.00) | Direct | |
| 2020-03-01 | Restricted Stock Units | $0.00 | M | 66666.00 | Disposed | Common Stock (66666.00) | Direct |
Footnotes
F1: Each Restricted Stock Unit represents a contingent right to receive one share of common stock, par value $0.001 per share, of Berry Corporation (bry). One-third of the Restricted Stock Units vest on each of the first three anniversaries of March 1, 2017, subject to the continued employment of the Reporting Person.
F2: Each Restricted Stock Unit represents a contingent right to receive one share of common stock, par value $0.001 per share, of Berry Corporation (bry). One-third of the Restricted Stock Units vest on each of the first three anniversaries of March 1, 2019, subject to the continued employment of the Reporting Person.
F3: Each Restricted Stock Unit represents a contingent right to receive one share of common stock, par value $0.001 per share, of Berry Corporation (bry). One-third of the Restricted Stock Units vest on each of the first three anniversaries of March 1, 2020, subject to the continued employment of the Reporting Person.