Major Shareholding Notification • Dec 18, 2018
Major Shareholding Notification
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National Storage Mechanism | Additional information
RNS Number : 8831K
Berkeley Group Holdings (The) PLC
18 December 2018
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:
Berkeley Group Holdings Plc
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
X
Other (please specify)iii:
3. Details of person subject to the notification obligationiv
Name
First Eagle Investment Management, LLC
City and country of registered office (if applicable)
New York, NY USA
4. Full name of shareholder(s) (if different from 3.)v
Name
| First Eagle Global Value Fund LP |
| First Eagle International Value Fund LP |
| Centrica Combined Common Investment Fund Limited |
| Fairfax County Police Retirement Systems |
| First Eagle Amundi Income Builder Fund |
| First Eagle Global Income Builder Fund |
| First Eagle Global Fund |
| First Eagle Global Value Master Fund |
| First Eagle Overseas Fund |
| First Eagle Overseas Variable Fund |
| Ewing Marion Kauffman Foundation |
| Mercer Low Volatility Equity Fund |
| Premier International Equity Fund |
| UFCW Of Southern California |
| First Eagle Amundi International Fund |
| Sofire Fund Ltd. |
| United Food and Commercial Workers Union |
| UPMC Master Trust |
| UTC Master Retirement Trust First Eagle |
City and country of registered office (if applicable)
5. Date on which the threshold was crossed or reachedvi:
17 December 2018
6. Date on which issuer notified (DD/MM/YYYY):
18 December 2018
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8. A)
% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2)
Total of both in % (8.A + 8.B)
Total number of voting rights of issuervii
Resulting situation on the date on which threshold was crossed or reached
10.01%
0%
10.01%
129,015,283
Position of previous notification (if
applicable)
9.99%
0%
9.99%
| 8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii | |||||||||
| A: Voting rights attached to shares | |||||||||
| Class/type of shares ISIN code (if possible) |
Number of voting rightsix | % of voting rights | |||||||
| Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) |
Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) |
Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) |
Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) |
||||||
| 12,911,876 | 0 | 10.01% | 0% | ||||||
| SUBTOTAL 8. A | 12,911,876 | 10.01% | |||||||
| B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a)) | |||||||||
| Type of financial instrument | Expiration datex |
Exercise/ Conversion Periodxi |
Number of voting rights that may be acquired if the instrument is exercised/converted. |
% of voting rights | |||||
| SUBTOTAL 8. B 1 | |||||||||
| B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) | |||||||||
| Type of financial instrument | Expiration datex |
Exercise/ Conversion Period xi |
Physical or cash settlementxii |
Number of voting rights | % of voting rights | ||||
| SUBTOTAL 8.B.2 | |||||||||
| 9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X") |
||||
| Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii | ||||
| Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary) |
X | |||
| Namexv | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold | |
| Stephen A. Schwarzman | % | % | % | |
| Blackstone Group Management L.L.C | % | % | % | |
| The Blackstone Group L.P. | % | % | % | |
| Blackstone Holdings III GP Management L.L.C. | % | % | % | |
| Blackstone Holdings III GP L.P. | % | % | % | |
| Blackstone Holdings III L.P. | % | % | % | |
| BMA VI L.L.C. | % | % | % | |
| Blackstone Management Associates VI L.L.C. | % | % | % | |
| Blackstone Capital Partners VI L.P.[1] | % | % | % | |
| BCP CC Holdings GP L.L.C. | % | % | % | |
| BCP CC Holdings L.P. | % | % | % | |
| First Eagle Holdings, Inc. | % | % | % | |
| First Eagle Investment Management, L.L.C.[2] |
10.01% | % | 10.01% | |
| First Eagle Global Fund | 5.12% | % | 5.12% | |
| D.T. Ignacio Jayanti | % | % | % | |
| Corsair Capital Group Ltd. | % | % | % | |
| Corsair Capital, L.P. | % | % | % | |
| Corsair Capital LLC[3] | % | % | % | |
| Corsair Partners Mentor Management, L.P. | % | % | % | |
| Corsair Mentor, L.P. | % | % | % | |
| BCP CC Holdings GP L.L.C. | % | % | % | |
| BCP CC Holdings L.P. | % | % | % | |
| First Eagle Holdings, Inc. | % | % | % | |
| First Eagle Investment Management, L.L.C. |
10.01% | % | 10.01% | |
| First Eagle Global Fund | 5.12% | % | 5.12% | |
| 10. In case of proxy voting, please identify: | ||||
| Name of the proxy holder | ||||
| The number and % of voting rights held | ||||
| The date until which the voting rights will be held | ||||
| 11. Additional informationxvi | ||||
| First Eagle Investment Management, LLC is a U.S. investment advisor registered under the Investment Advisors Act 1940. | ||||
| Place of completion | 1345 Avenue of the Americas, New York, NY USA |
| Date of completion | 18 December 2018 |
Jared Cranney
Company Secretary
The Berkeley Group Holdings plc
01932 868555
(LEI: 2138009OQSSLVVHQAL78)
[1] On the basis of a contractually agreed Information Barrier Policy, First Eagle Holdings, Inc. and its affiliated entities generally do not possess nor have access to non-public information held by The Blackstone Group L.P. and its affiliated entities listed in this TR-1.
[2] For the complete list of relevant shareholders that are controlled by First Eagle Investment Management, L.L.C, please see response to Q. 4 above. For the avoidance of doubt, no other shareholders listed thereunder holds voting rights equal to or higher than the notifiable threshold.
[3] On the basis of a contractually agreed Information Barrier Policy, First Eagle Holdings, Inc. and its affiliated entities generally do not possess nor have access to non-public information held by Corsair Capital LLC and its affiliated entities listed in this TR-1.
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact [email protected] or visit www.rns.com.
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