Berkeley Energia Limited — Director's Dealing 2016

Jul 28, 2016

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity	Berkeley Energia Limited
ABN	40 052 468 569

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	Paul Campbell Atherley
Date of last notice	18 March 2016

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest	Indirect
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.	North Asia Metals Limited (beneficial interest)
Date of change	29 July 2016
No. of securities held prior to change	A: 854,000 B: 2,000,000 C: 2,000,000 D: 2,500,000
Class	A: Ordinary Shares B: Unlisted options exercisable at £0.15 each on or before 30 June 2018 C: Unlisted options exercisable at £0.20 each on or before 30 June 2019 D: Performance Share Rights
Number acquired	A: 650,000 B: Nil C: Nil D: Nil

• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

Number disposed	A: Nil B: Nil C: Nil D: 650,000
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation	Nil – see below
No. of securities held after change	A: 1,504,000 B: 2,000,000 C: 2,000,000 D: 1,850,000
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back	Conversion of Performance Share Rights upon satisfaction of the Definitive Feasibility Study milestone pursuant to the approved Berkeley Energia Limited Employee and Contractor Performance Rights Plan

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract	Not applicable
Nature of interest
Name of registered holder (if issued securities)
Date of change
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed
Interest acquired
Interest disposed
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation
Interest after change

• See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

Part 3 –[+] Closed period

Were the interests in the securities or contracts No detailed above traded during a[+] closed period where prior written clearance was required? If so, was prior written clearance provided to allow Not applicable the trade to proceed during this period? If prior written clearance was provided, on what Not applicable date was this provided?

• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 3

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity	Berkeley Energia Limited
ABN	40 052 468 569

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	Robert Behets
Date of last notice	17 June 2016

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest	A: Direct B: Direct C: Indirect D: Indirect
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.	A: Not applicable B: Not applicable C: Robert Behets (beneficial interest)
Date of change	29 July 2016
No. of securities held prior to change	A: 390,000 B: 580,000 C: 2,000,000
Class	A: Ordinary Shares B: Performance Share Rights C: Ordinary Shares
Number acquired	A: 100,000 B: Nil C: Nil
Number disposed	A: Nil B: 100,000 C: Nil

• See chapter 19 for defined terms.

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Appendix 3Y Change of Director’s Interest Notice

Value/Consideration Nil – see below Note: If consideration is non-cash, provide details and estimated valuation

No. of securities held after change A: 490,000 B: 480,000 C: 2,000,000 D: Nil Nature of change Conversion of Performance Share Rights

Example: on-market trade, off-market trade, exercise of options, issue of upon satisfaction of the Definitive Feasibility securities under dividend reinvestment plan, participation in buy-back Study milestone pursuant to the approved Berkeley Energia Limited Employee and Contractor Performance Rights Plan

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

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Detail of contract Not applicable
Nature of interest
Name of registered holder
(if issued securities)
Date of change
No. and class of securities to
which interest related prior to
change
Note: Details are only required for a contract in relation
to which the interest has changed
Interest acquired
Interest disposed
Value/Consideration
Note: If consideration is non-cash, provide details and an
estimated valuation
Interest after change
----- End of picture text -----

• See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

Part 3 –[+] Closed period

Were the interests in the securities or contracts No detailed above traded during a[+] closed period where prior written clearance was required? If so, was prior written clearance provided to allow Not applicable the trade to proceed during this period? If prior written clearance was provided, on what Not applicable date was this provided?

• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 3