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BeOne Medicines Ltd. — Director's Dealing 2019
Nov 7, 2019
30073_dirs_2019-11-06_e2805de2-d858-43d1-86f4-3b13826a55ab.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BeiGene, Ltd. (BGNE)
CIK: 0001651308
Period of Report: 2019-11-04
Reporting Person: Chen Timothy Yung-Cheng (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-11-04 | American Depositary Shares | M | 4000 | $41.01 | Acquired | 4000 | Direct |
| 2019-11-04 | American Depositary Shares | S | 1200 | $189.3697 | Disposed | 2800 | Direct |
| 2019-11-04 | American Depositary Shares | S | 1394 | $190.3427 | Disposed | 1406 | Direct |
| 2019-11-04 | American Depositary Shares | S | 1306 | $191.3185 | Disposed | 100 | Direct |
| 2019-11-04 | American Depositary Shares | S | 100 | $192.18 | Disposed | 0 | Direct |
| 2019-11-05 | American Depositary Shares | M | 4000 | $41.01 | Acquired | 4000 | Direct |
| 2019-11-05 | American Depositary Shares | S | 200 | $187.3778 | Disposed | 3800 | Direct |
| 2019-11-05 | American Depositary Shares | S | 1500 | $188.7132 | Disposed | 2300 | Direct |
| 2019-11-05 | American Depositary Shares | S | 1892 | $189.5559 | Disposed | 408 | Direct |
| 2019-11-05 | American Depositary Shares | S | 208 | $190.323 | Disposed | 200 | Direct |
| 2019-11-04 | American Depositary Shares | S | 200 | $192.0563 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-11-04 | Share Option (Right to Buy) | $3.16 | M | 52000 | Acquired | 2027-06-01 | Ordinary Shares (52000.0) | Direct |
| 2019-11-05 | Share Option (Right to Buy) | $3.16 | M | 52000 | Acquired | 2027-06-01 | Ordinary Shares (52000.0) | Direct |
Footnotes
F1: Each American Depositary Share represents 13 Ordinary Shares.
F2: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $188.92 to $189.89, inclusive. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of American Depository Shares, sold at each separate price.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $189.95 to $190.87, inclusive. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of American Depository Shares, sold at each separate price.
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $190.97 to $191.93, inclusive. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of American Depository Shares, sold at each separate price.
F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $186.89 to $187.79, inclusive. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of American Depository Shares, sold at each separate price.
F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $188.07 to $189.06, inclusive. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of American Depository Shares, sold at each separate price.
F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $189.07 to $190.05, inclusive. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of American Depository Shares, sold at each separate price.
F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $190.15 to $190.9450, inclusive. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of American Depository Shares, sold at each separate price.
F10: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $191.42 to $192.40, inclusive. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of American Depository Shares, sold at each separate price.
F11: The number of securities underlying each option and the exercise price therefor are represented in ordinary shares.
F12: The option shall become exercisable in full upon the earlier to occur of the first anniversary of the grant date or the date of the next annual general meeting; provided, however, that all vesting shall cease if the Reporting Person resigns from the Board or otherwise ceases to serve as a director, unless the Board determines otherwise.