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Benitec Biopharma Inc. — Major Shareholding Notification 2021
Apr 14, 2021
33112_mrq_2021-04-14_1971579f-91c2-4ea1-9bef-a2d2665dc1d3.zip
Major Shareholding Notification
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SC 13G/A 1 tm211302d1_sc13ga.htm SC 13G/A
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
SCHEDULE 13G
(Amendment No. 1)*
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO §240.13d-2
Benitec Biopharma Inc. (Name of Issuer)
Common Stock, par value $0.0001 per share (Title of Class of Securities)
08205P100 (CUSIP Number)
April 12, 2021 (Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
¨ Rule 13d-1 (b)
x Rule 13d-1 (c)
¨ Rule 13d-1 (d)
- The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
(Continued on following page(s)) Page 1 of 6 Pages
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CUSIP No. 08205P100 13G Page 2 of 6 Pages
| 1 | NAME OF REPORTING PERSON Nemean Asset Management, LLC |
|---|---|
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ¨ (b) x |
| 3 | SEC USE ONLY |
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION Florida |
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON | SOLE VOTING POWER 668,123 |
|---|---|
| 6 | SHARED VOTING POWER -0- |
| 7 | SOLE DISPOSITIVE POWER 668,123 |
| 8 | SHARED DISPOSITIVE POWER -0- |
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 668,123 |
|---|---|
| 10 | CHECK BOX |
| IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) ¨ | |
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 13.87% |
| 12 | TYPE OF REPORTING PERSON* CO |
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CUSIP No. 08205P100 13G Page 3 of 6 Pages
| 1 | NAME OF REPORTING PERSON Steven M. Oliveira |
|---|---|
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ¨ (b) x |
| 3 | SEC USE ONLY |
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. |
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON | SOLE VOTING POWER 668,123 |
|---|---|
| 6 | SHARED VOTING POWER -0- |
| 7 | SOLE DISPOSITIVE POWER 668,123 |
| 8 | SHARED DISPOSITIVE POWER -0- |
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 668,123 |
|---|---|
| 10 | CHECK BOX |
| IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) ¨ | |
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 13.87% |
| 12 | TYPE OF REPORTING PERSON* IN |
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CUSIP No. 08205P100 13G Page 5 of 6 Pages
Item 1.
(a) Name of Issuer: Benitec Biopharma Inc. (the "Company").
(b) Address of Issuer's Principal Executive Offices:
3940 Trust Way Hayward, CA 94545
Item 2.
| (a) |
|---|
| Steven Oliveira |
(b) Address of Principal Business Office or if none, Residence:
Nemean Asset Management, LLC:
225 Via Palacio
Palm Beach Gardens, FL 33418
Steven Oliveira:
c/o Nemean Asset Management, LLC
225 Via Palacio
Palm Beach Gardens, FL 33418
(c) Citizenship: Nemean Asset Management, LLC – Florida
Steven Oliveira – U.S.A.
(d) Title of Class of Securities: Common Stock, par value $0.0001 per share
(e) CUSIP Number: 08205P100
ITEM 3. Not Applicable
Item 4 . Ownership.
(a) Amount Beneficially Owned:
Nemean Asset Management, LLC – 668,123 shares.
Steven Oliveira – 668,123 shares.
Steven Oliveira has voting and dispositive power over the securities owned by Nemean Asset Management, LLC.
(b) Percent of Class:
Nemean Asset Management, LLC – 13.87%
Steven Oliveira – 13.87%
The foregoing percentages are based on 4,818,050 shares of outstanding common stock as of February 17, 2021 as disclosed in the Issuer’s Form S-3 filed with the SEC on February 18.
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CUSIP No. 08205P100 13G Page 6 of 6 Pages
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote:
Nemean Asset Management, LLC – 668,123 shares.
Steven Oliveira – 668,123 shares.
(ii) shared power to vote or to direct the vote:
Nemean Asset Management, LLC – 0 share.
Steven Oliveira – 0 share.
(iii) sole power to dispose or to direct the disposition of:
Nemean Asset Management, LLC – 668,123 shares.
Steven Oliveira – 668,123 shares.
(iv) shared power to dispose or to direct the disposition of:
Nemean Asset Management, LLC – 0 share.
Steven Oliveira – 0 share.
ITEM 5. Ownership of Five Percent or Less of a Class: Not Applicable
ITEM 6. Ownership of More than Five Percent on Behalf of Another Person: Not Applicable
ITEM 7. Identification and Classification of Subsidiary Which Acquired the Securities: Not Applicable
ITEM 8. Identification and Classification of Members of the Group: Not Applicable
ITEM 9. Notice of Dissolution of Group: Not Applicable
ITEM 10. Certifications: Not Applicable
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CUSIP No. 08205P100 13G Page 6 of 6 Pages
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
April 14, 2021
| NEMEAN ASSET MANAGEMENT, LLC | |
|---|---|
| By: | /s/ Steven Oliveira |
| Name: Steven Oliveira | |
| Title: Authorized Signatory | |
| /s/ Steven Oliveira | |
| Steven Oliveira |
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