Beneficient — Director's Dealing 2023

Jun 7, 2023

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Beneficient (BENF)
CIK: 0001775734
Period of Report: 2023-06-07

Reporting Person: Hikspoors Samuel (Chief Risk Officer)

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	92500	Direct

Footnotes

F1: Includes 81,250 shares of Class A common stock, par value $0.001 ("Class A common stock"), of Beneficient (the "Issuer") issuable upon the settlement of an award of 65,000 restricted equity units ("REUs") granted pursuant to The Beneficient Company Group, L.P. 2018 Equity Incentive Plan ("2018 Equity Incentive Plan") to Samuel Hikspoors (the "Reporting Person") on January 1, 2020. Such award of REUs to the Reporting Person vested 20% on the date of grant, and the remaining 80% in four equal annual installments on February 19th of each subsequent calendar year.

F2: Includes 11,250 shares of Class A common stock issuable upon settlement of an award of 9,000 REUs to the Reporting Person granted pursuant to the 2018 Equity Incentive Plan on April 1, 2022. Such award of REUs to the Reporting Person shall vest 40% on June 8, 2023, and the remaining 60% in three equal annual installments on April 1st of each subsequent calendar year.