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Beijing Digital Telecom Co., Ltd. — Share Issue/Capital Change 2014
Jun 25, 2014
50994_rns_2014-06-24_dc72359d-266f-4517-8f7a-cbd9ba0051c0.pdf
Share Issue/Capital Change
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Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant 如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登 記將獲發行的香港發售股份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算 系統投資者戶口持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格
This Application Form uses the same terms as defined in the prospectus of Beijing Digital Telecom Co., Ltd. (the “Company”) dated 25 June 2014 (the “Prospectus”). 本申請表格使用北京迪信通商貿股份有限公司(「本公司」)於2014年6月25日刊發的招股章程(「招股章程」)所界定的相 Staple your 同詞語。 payment here Neither this Application Form nor the Prospectus constitutes an offer to sell or the solicitation of an offer to buy any Hong 請將股款 Kong Offer Shares in any jurisdiction other than Hong Kong. The Hong Kong Offer Shares may not be offered or sold in the United States without registration or an exemption from registration under the U.S. Securities Act. 緊釘在此 本申請表格及招股章程概不構成在香港以外任何司法權區要約出售或游說要約購買任何香港發售股份。若無根據美國 證券法登記或獲豁免登記,香港發售股份不得在美國提呈發售或出售。 This Application Form and the Prospectus may not be forwarded or distributed or reproduced (in whole or in part) in any manner whatsoever in any jurisdiction where such forwarding, distribution or reproduction is not permitted under the law of that jurisdiction. 在任何根據當地法例不得發送、派發或複製本申請表格及招股章程的司法權區內,概不得發送或派發或複製(不論方 式,也不論全部或部分)本申請表格及招股章程。 Copies of the Prospectus, all related Application Forms and the other documents specified in the “Documents Delivered to the Registrar of Companies in Hong Kong and Available for Inspection” section in Appendix VII to the Prospectus, have been registered by the Registrar of Companies in Hong Kong. Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the “Stock Exchange”), Hong Kong Securities Clearing Company Limited (“HKSCC”), the Securities and Futures Commission of Hong Kong (the “SFC”) and the Registrar of Companies in Hong Kong take no responsibility for the contents of these documents. 招股章程、所有相關申請表格及招股章程附錄七「送呈香港公司註冊處處長及備查文件」一節所述其他文件已送呈香 港公司註冊處處長登記。香港交易及結算所有限公司、香港聯合交易所有限公司(「聯交所」)、香港中央結算有限公司 (「香港結算」)、香港證券及期貨事務監察委員會(「證監會」)及香港公司註冊處處長對此等文件的內容概不負責。 Beijing Digital Telecom Co., Ltd. 北京迪信通商貿股份有限公司 (a joint stock limited company incorporated in the People’s Republic of China with limited liability) (於中華人民共和國註冊成立的股份有限公司) Stock code: 06188 股份代號: 06188 Maximum Offer Price: HK$7.10 per H Share, plus brokerage of 1%, SFC transaction levy of 0.003%, and Stock Exchange trading fee of 0.005% (payable in full on application in Hong Kong dollars and subject to refund on final pricing) 最高發售價: 每股H股7.10港元,另加1%經紀佣金、0.003%證監 會交易徵費及0.005%聯交所交易費(股款須於申請 時以港元繳足及於最終定價時可予退還) You should read this Application Form in conjunction with the Prospectus, which contains further information on the application procedures. , 一 。 ~~招~~ 股 ~~章程尚有其他~~ 關 ~~於申請程序~~ 的資料 本申請表格應與招股章程 併閱讀 Application Form 申請表格 To: Beijing Digital Telecom Co., Ltd. 致: 北京迪信通商貿股份有限公司 Joint Global Coordinators 聯席全球協調人 Joint Sponsors 聯席保薦人 Joint Bookrunners 聯席賬簿管理人 Joint Lead Managers 聯席牽頭經辦人
致: 北京迪信通商貿股份有限公司 聯席全球協調人 聯席保薦人 聯席賬簿管理人 聯席牽頭經辦人 申請人聲明
Applicants’ declaration
本人 ~~╱~~ 吾等同意本申請表格及招股章程的條款及條件 以及申請程序。請參閱本申請表格「填寫及遞交本申請 表格的效用」一節。
I/We agree to the terms and conditions and application procedures in this Application Form and the Prospectus. Please refer to the “Effect of completing and submitting this Application Form” section of this Application Form.
警告:任何人士只限作出一次為其利益而提出的認購申 。 請 請參閱「填寫及遞交本申請表格的效用」一節最後 四點。
Warning: Only one application may be made for the benefit of any person. Please refer to the last four bullets of “Effect of completing and submitting this Application Form” section.
Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant 如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登 記將獲發行的香港發售股份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算 系統投資者戶口持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格
Signed by (all) applicant(s) (all joint applicants must sign): For Broker use 此欄供經紀填寫 Lodged by 遞交申請的經紀 由(所有)申請人簽署(所有聯名申請人必須簽署): Broker No. 經紀號碼 Broker’s Chop 經紀印章 Date 日期: / / D日 M月 Y年 Number of Hong Kong Offer Shares applied for (not more than 8,333,500 Cheque/banker’s cashier order number 支票 ╱ 銀行本票號碼 shares) 申請香港發售股份數目(不超過8,333,500股股份) Name of bank on which cheque/Banker’s cashier order is drawn (see “How to make your application” section) 兌現支票 ╱ 銀行本票的銀行名稱(見「申請手 續」一節) Total amount 總額 HK$ 港元 Name in English 英文姓名╱名稱 Family name or company name 姓氏或公司名稱 Forename(s) 名字 Name in Chinese 中文姓名╱名稱 Family name or company name 姓氏或公司名稱 Forename(s) 名字 Occupation in English 職業(以英文填寫) Hong Kong Identity Card No./Passport No./Hong Kong Business Registration No. (Please delete as appropriate) 香港身份證號碼╱護照號 碼╱香港商業登記號碼(請刪除不適用者) Hong Kong Identity Card No./Passport No./Hong Kong Business Names of all other joint applicants in English (if any) Registration No. of all other joint applicants(Please delete as appropriate) 所有其他聯名申請人的英文姓名╱名稱(如有) 所有其他聯名申請人的香港身份證號碼╱護照號碼╱香港商業登記號 1) 碼(請刪除不適用者) 1) 2) 2) 3) 3) Hong Kong address in English and telephone no. (joint applicants should give the address and the telephone number of first-named applicant only) 香港地址(以英文填寫)及 電話號碼(聯名申請人只須填寫排名首位申請人的地址及電話號碼) Telephone No. 電話號碼 For Nominees: You will be treated as applying for your own benefit if you do THIS BOX MUST BE DULY COMPLETED not complete this section. Please provide an account number or identification 必須填妥此欄 code for each (joint) beneficial owner. 由代名人遞交:代名人若不填寫本 Participant I.D. of the CCASS Investor Participant or designated CCASS Participant 節,是項認購申請將視作為 閣下利益提出。請填寫每名(聯名)實益擁 中央結算系統投資者戶口持有人或指定的中央結算系統參與者的參與者編號 。 有人的賬戶號碼或識別編碼
ADDRESS LABEL 地址標貼 (Your name(s) and address in Hong Kong in BLOCK letters 請用英文 正楷 填寫 姓名╱名稱 及香港 地址 )
For designated CCASS Participant or Corporate CCASS Investor Participant, please also affix the company chop bearing its company name 指定的中央結算系統參與者或中央 結算系統公司投資者戶口持有人,請加蓋顯示公司名稱的公司印鑑
(See paragraph 2 in the section “How to make your application”)(請參閱「申請手續」一節 第2段)
For Internal use 此欄供內部使用
Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant 如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登 記將獲發行的香港發售股份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算 系統投資者戶口持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格
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(1) If you are a CCASS Investor Participant, only a Hong Kong Identity Card number (if you are an individual) or a Hong Kong Business Registration number (if you are a body corporate) will be accepted for this application, please see paragraph 2 under the section “How to make your application”. 如 閣下為中央結算系統投資者戶口持有人,是項申請僅接納香港身份證號碼(如屬個別人士)或 香港商業登記號碼(如屬法人團體);請參閱「申請手續」一節第2段。
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(2) If you are applying through a designated CCASS Participant (other than a CCASS Investor Participant): For an individual, you must provide your Hong Kong Identity Card number or passport number. If you hold a Hong Kong Identity Card, please provide that number. If you do not hold a Hong Kong Identity Card, please provide your passport number. For a body corporate, please provide your Hong Kong Business Registration number. 如 閣下透過中央結算系統投資者戶口持有人以外的指定中央結算系統參與者提出申請:如屬個 別人士,必須填寫 閣下的香港身份證號碼或護照號碼(持有香港身份證者請填寫香港身份證號 碼,否則請填寫護照號碼);如屬法人團體,請填寫香港商業登記號碼。
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(3) Part of the Hong Kong Identity Card number/passport number of you or, for joint applicants, the firstnamed applicant may be printed on your refund cheque (if any). Such data will be used for checking the validity of Application Form and such data would also be transferred to a third party for such purpose and refund purpose. Your banker may require verification of your Hong Kong Identity Card number/passport number before you can cash your refund cheque. 日後如需退回申請股款,退款支票上或會印有 閣下或(如屬聯名申請人)排名首位申請人的香港 身份證號碼╱護照號碼的一部分。有關資料將用於核實申請表格的有效性,亦會轉交第三方作資 料核實和退款。銀行兌現退款支票前或會要求查證閣下的香港身份證號碼╱護照號碼。
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(4) If an application is made by an unlisted company and: • the principal business of that company is dealing in securities; and • you exercise statutory control over that company, then the application will be treated as being made for your benefit. 倘若申請人是一家非上市公司,而: • 該公司主要從事證券買賣業務;及 • 閣下對該公司可行使法定控制權,
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是項申請將視作為 閣下的利益提出。
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(5) All joint applicants must give (if they are individuals) their Hong Kong Identity Card numbers, or, where applicable, passport numbers, or (if they are bodies corporate) their Hong Kong Business Registration numbers.
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(2) If you are applying through a designated CCASS Participant (other than a CCASS Investor Participant): For an individual, you must provide your Hong Kong Identity Card number or passport number. If you hold a Hong Kong Identity Card, please provide that number. If you do not hold a Hong Kong Identity Card, please provide your passport number. For a body corporate, please provide your Hong Kong Business Registration number. 如 閣下透過中央結算系統投資者戶口持有人以外的指定中央結算系統參與者提出申請:如屬個 別人士,必須填寫 閣下的香港身份證號碼或護照號碼(持有香港身份證者請填寫香港身份證號 碼,否則請填寫護照號碼);如屬法人團體,請填寫香港商業登記號碼。
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所有聯名申請人必須提供(如屬個別人士)其香港身份證號碼或(如適用)護照號碼,或(如屬法人 團體)其香港商業登記號碼。
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Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant
How to make your application
| 1. | 1. | Use the table below to calculate how much you must pay. Your application must be for a minimum of |
Use the table below to calculate how much you must pay. Your application must be for a minimum of |
|---|---|---|---|
| 500 Hong Kong Offer Shares and in one of the numbers set out in the table, or your application will | |||
| be rejected. | |||
| NUMBER OF HONG KONG OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS | |||
| Number of Hong Kong Offer Shares applied for Amount payable on application HK$ Number of Hong Kong Offer Shares applied for Amount payable on application HK$ Number of Hong Kong Offer Shares applied for Amount payable on application HK$ 500 1,000 1,500 2,000 2,500 3,000 3,500 4,000 4,500 5,000 6,000 7,000 8,000 9,000 10,000 3,585.79 7,171.57 10,757.35 14,343.14 17,928.92 21,514.71 25,100.49 28,686.27 32,272.06 35,857.85 43,029.41 50,200.98 57,372.54 64,544.12 71,715.68 15,000 20,000 25,000 30,000 35,000 40,000 45,000 50,000 60,000 70,000 80,000 90,000 100,000 200,000 300,000 107,573.53 143,431.36 179,289.21 215,147.04 251,004.89 286,862.72 322,720.57 358,578.40 430,294.08 502,009.76 573,725.44 645,441.12 717,156.80 1,434,313.60 2,151,470.40 400,000 500,000 600,000 700,000 800,000 900,000 1,000,000 2,000,000 3,000,000 4,000,000 5,000,000 6,000,000 7,000,000 8,000,000 8,333,500(1) 2,868,627.20 3,585,784.00 4,302,940.80 5,020,097.60 5,737,254.40 6,454,411.20 7,171,568.00 14,343,136.00 21,514,704.00 28,686,272.00 35,857,840.00 43,029,408.00 50,200,976.00 57,372,544.00 59,764,261.93 (1)Maximum number of Hong Kong Offer Shares you may apply for. 2. You, as the applicant(s), must complete the form in English as indicated below and sign on the first page of the Application Form. Only written signatures will be accepted (and not by way of personal chop). If you are applying through a designated CCASS Participant (other than a CCASS investor participant): • the designated CCASS Participant must endorse the form with its company chop (bearing its company name) and insert its participant I.D. in the appropriate box. If you are applying as an individual CCASS Investor Participant: • the form must contain your NAME and Hong Kong I.D. Card number; • your participant I.D. must be inserted in the appropriate box. If you are applying as a joint individual CCASS Investor Participant: • the form must contain all joint investor participants’ NAMES and the Hong Kong I.D. Card Sample 樣版 |
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| number of all joint investor participants; |
- your participant I.D. must be inserted in the appropriate box.
If you are applying as a corporate CCASS Investor Participant:
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the form must contain your company name and Hong Kong Business Registration number;
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your participant I.D. and your company chop (bearing your company name) must be inserted in the appropriate box.
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Incorrect or omission of details of the CCASS Participant including participant I.D. and/or company chop bearing its company name or other similar matters may render your application invalid.
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Staple your cheque or banker’s cashier order to the form. Each application for the Hong Kong Offer Shares must be accompanied by either one separate cheque or one separate banker’s cashier order. Your application will be rejected if your cheque or banker’s cashier order does not meet all the following requirements:
Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant
- The cheque must: Banker’s cashier order must: • be in Hong Kong dollars; • not be post-dated;
• be made payable to “Horsford Nominees Limited – Beijing Digital Public Offer”; • be crossed “Account Payee Only”; • be drawn on your Hong Kong dollar bank • be issued by a licensed bank in Hong account in Hong Kong; and Kong, and have your name certified on the • show your account name, which must back by a person authorized by the bank. either be pre-printed on the cheque, or The name on the banker’s cashier order be endorsed on the back by a person must correspond with your name. If it is authorized by the bank. This account name a joint application, the name on the back must correspond with your name. If it is a of the banker’s cashier order must be the joint application, the account name must same as the first-named applicant’s name. be the same as the first-named applicant’s name. 4. Tear off the Application Form, fold it once and lodge your completed Application Form (with cheque or banker’s cashier order attached) to one of the collection boxes at any of the following branches of: Standard Chartered Bank (Hong Kong) Limited Branch Name Address Hong Kong Island Hennessy Road Branch 399 Hennessy Road, Wanchai Causeway Bay Branch G/F to 2/F, Yee Wah Mansion, 38-40A Yee Wo Street, Causeway Bay Kowloon Kwun Tong Branch G/F, 414 Kwun Tong Road, Kowloon Mongkok Branch Shop B, G/F, 1/F & 2/F, 617-623 Nathan Road, Mongkok Yaumatei Branch G/F-1/F, Ming Fong Bldg., 564 Nathan Road, Yaumatei Lok Fu Shopping Centre Shop G201, G/F., Lok Fu Shopping Centre Branch Mei Foo Stage I Branch G/F, 1C Broadway, Mei Foo Sun Chuen Stage I, Lai Chi Kok New Territories Tuen Mun Branch Portions of Shops G & H and the whole of Shops I & F, G/F, Forward Mansion, 26A Yan Ching Street, Tuen Mun, New Territories 5. Your Application Form can be lodged at these times:
– Wednesday, 25 June 2014 9:00 a.m. to 5:00 p.m. – Thursday, 26 June 2014 9:00 a.m. to 5:00 p.m. Friday, 27 June 2014 – 9:00 a.m. to 5:00 p.m. – Saturday, 28 June 2014 9:00 a.m. to 1:00 p.m. Monday, 30 June 2014 – 9:00 a.m. to 12:00 noon
- The latest time for lodging your application is 12:00 noon on Monday, 30 June 2014. The application lists will be open between 11:45 a.m. to 12:00 noon on that day, subject only to the weather conditions, as described in “Effect of Bad Weather on the Opening of the Application Lists” in the “How to Apply for the Hong Kong Offer Shares” section of the Prospectus.
如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的香港發售股 份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口 持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格
申請手續
- 使用下表計算 閣下應付的款項。 閣下申請認購的股數須至少為500股香港發售股份,並為下表 所列的其中一個數目,否則恕不受理。
可供申請認購的香港發售股份數目及應繳款項一覽表
| 1. 使用下表計算 閣下應付的款項。 閣下申請認購的股數須至少為500股香港發售股份,並為下表 所列的其中一個數目,否則恕不受理。 |
1. 使用下表計算 閣下應付的款項。 閣下申請認購的股數須至少為500股香港發售股份,並為下表 所列的其中一個數目,否則恕不受理。 |
1. 使用下表計算 閣下應付的款項。 閣下申請認購的股數須至少為500股香港發售股份,並為下表 所列的其中一個數目,否則恕不受理。 |
1. 使用下表計算 閣下應付的款項。 閣下申請認購的股數須至少為500股香港發售股份,並為下表 所列的其中一個數目,否則恕不受理。 |
1. 使用下表計算 閣下應付的款項。 閣下申請認購的股數須至少為500股香港發售股份,並為下表 所列的其中一個數目,否則恕不受理。 |
1. 使用下表計算 閣下應付的款項。 閣下申請認購的股數須至少為500股香港發售股份,並為下表 所列的其中一個數目,否則恕不受理。 |
|---|---|---|---|---|---|
| 可供申請認購的香港發售股份數目及應繳款項一覽表 | |||||
| 申請認購的 香港發售 股份數目 申請時 應繳款項 港元 |
申請認購的 香港發售 股份數目 申請時 應繳款項 港元 |
申請認購的 香港發售 股份數目 申請時 應繳款項 港元 |
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| 500 1,000 1,500 2,000 2,500 3,000 3,500 4,000 4,500 5,000 6,000 7,000 8,000 9,000 10,000 |
3,585.79 7,171.57 10,757.35 14,343.14 17,928.92 21,514.71 25,100.49 28,686.27 32,272.06 35,857.85 43,029.41 50,200.98 57,372.54 64,544.12 71,715.68 |
15,000 20,000 25,000 30,000 35,000 40,000 45,000 50,000 60,000 70,000 80,000 90,000 100,000 200,000 300,000 |
107,573.53 143,431.36 179,289.21 215,147.04 251,004.89 286,862.72 322,720.57 358,578.40 430,294.08 502,009.76 573,725.44 645,441.12 717,156.80 1,434,313.60 2,151,470.40 樣 |
400,000 500,000 600,000 700,000 800,000 900,000 1,000,000 2,000,000 3,000,000 4,000,000 5,000,000 6,000,000 7,000,000 8,000,000 8,333,500(1) |
2,868,627.20 3,585,784.00 4,302,940.80 5,020,097.60 5,737,254.40 6,454,411.20 7,171,568.00 14,343,136.00 21,514,704.00 28,686,272.00 35,857,840.00 43,029,408.00 50,200,976.00 57,372,544.00 59,764,261.93 |
| (1) 閣下可申請認購的香港發售股份最高數目。 2. 閣下作為申請人,必須按照下列指示以英文填妥表格,並於申請表格首頁簽署,只接納親筆簽名 (不得以個人印章代替)。 如 閣下透過中央結算系統投資者戶口持有人以外的指定中央結算系統參與者提出申請: ‧ 該指定中央結算系統參與者必須於申請表格蓋上公司印章(須有公司名稱),並在適當欄目填 上參與者編號。 如 閣下以個人中央結算系統投資者戶口持有人名義提出申請: ‧ 表格須載有 閣下的姓名和香港身份證號碼; ‧ 須在適當方格內填寫 閣下的參與者編號。 如 閣下以聯名個人中央結算系統投資者戶口持有人名義提出申請: ‧ 表格須載有所有聯名投資者戶口持有人的姓名和香港身份證號碼; ‧ 須在適當方格內填寫 閣下的參與者編號。 如 閣下以公司中央結算系統投資者戶口持有人名義提出申請: Sampl |
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‧ 表格須載有 閣下的公司名稱和香港商業登記號碼;
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‧ 須在適當方格內填寫 閣下的參與者編號並蓋上公司印鑑(附有公司名稱)。
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中央結算系統參與者的資料(包括參與者編號及╱或顯示公司名稱之公司印鑑)或其他類似事項如 有不確或遺漏,均可能導致申請無效。
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閣下須將支票或銀行本票釘於表格上。每份香港發售股份申請須附一張獨立開出支票或一張獨立 開出銀行本票。支票或銀行本票必須符合以下所有規定,否則有關的認購申請不獲接納:
如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的香港發售股 份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口 持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格
支票必須: 銀行本票必須: • 為港元; • 不得為期票; • 註明抬頭人為「浩豐代理人有限公司-北京迪信通公開發售」; • 劃線註明「只准入抬頭人賬戶」; • 從 閣下在香港的港元銀行賬戶中開 • 須由香港持牌銀行開出,並由有關銀 出;及 行授權的人士在銀行本票背面簽署核 • 顯示 閣下的賬戶名稱,而該賬戶名稱 證 閣下姓名╱名稱。銀行本票所示 必須已預印在支票上,或由有關銀行授 姓名╱名稱須與 閣下姓名╱名稱相 權的人士在支票背書。賬戶名稱必須 同。如屬聯名申請,銀行本票背面所示 與 閣下姓名╱名稱相同。如屬聯名申 姓名╱名稱必須與排名首位申請人的姓 請,該賬戶名稱必須與排名首位申請人 名╱名稱相同。 的姓名╱名稱相同。 4. 請撕下申請表格,對摺一次,然後將填妥的申請表格(連同支票或銀行本票)投入下列任何一家分 行特設的收集箱: 渣打銀行(香港)有限公司 分行名稱 地址 港島區 軒尼詩道分行 灣仔軒尼詩道399號 銅鑼灣分行 銅鑼灣怡和街38-40A號怡華大廈地下至2樓 九龍區 觀塘分行 九龍觀塘道414號地下 旺角分行 旺角彌敦道617-623號地下B舖、一樓及二樓 油麻地分行 油麻地彌敦道564號明芳樓地下及一樓 樂富中心分行 樂富中心商場地下G201號舖 美孚一期分行 美孚第一期百老匯街1C地下 新界區 屯門分行 新界屯門仁政街26A富華大廈地下G舖及H舖之 部分以及I舖及F舖整個舖位 5. 閣下可於下列時間遞交申請表格:
- 請撕下申請表格,對摺一次,然後將填妥的申請表格(連同支票或銀行本票)投入下列任何一家分 行特設的收集箱:
2014年6月25日(星期三)-上午九時正至下午五時正 2014年6月26日(星期四)-上午九時正至下午五時正 2014年6月27日(星期五)-上午九時正至下午五時正 2014年6月28日(星期六)-上午九時正至下午一時正 2014年6月30日(星期一)-上午九時正至中午十二時正
- 截止遞交申請的時間為2014年6月30日(星期一)中午十二時正。本公司將於當日上午十一時四十 五分至中午十二時正期間登記認購申請,唯一會影響此時間的變化因素為當日的天氣情況(詳見招 股章程「如何申請香港發售股份」一節「惡劣天氣對辦理申請登記的影響」)。
Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant Beijing Digital Telecom Co., Ltd. 北京迪信通商貿股份有限公司 (a joint stock limited company incorporated in the People’s Republic of China with limited liability) GLOBAL OFFERING Conditions of your application • confirm that you are aware of the restrictions on the Global Offering in the Prospectus; A. Who can apply • agree that none of the Company, the Joint Sponsors, the Joint 1. You and any person(s) for whose benefit you are applying must Global Coordinators, the Joint Bookrunners, the Joint Lead be 18 years of age or older and must have a Hong Kong address. 2. If you are a firm, the application must be in the individual Managers, the Underwriters, their respective directors, officers, members’ names. employees, partners, agents, advisors and any other parties 3. The number of joint applicants may not exceed 4. involved in the Global Offering is or will be liable for any 4. If you are a body corporate, the application must be signed information and representations not in the Prospectus (and any supplement to it); by a duly authorized officer, who must state his representative • undertake and confirm that you or the person(s) for whose capacity, and stamped with your corporation’s chop. 5. You must be outside the United States, not be a United States benefit you have made the application have not applied for or taken up, or indicated an interest for, and will not apply for Person (as defined in Regulation S under the U.S. Securities or take up, or indicate an interest for, any Offer Shares under Act) and not be a legal or natural person of the PRC. 6. Unless permitted by the Listing Rules, you cannot apply for any the International Offering nor participated in the International Hong Kong Offer Shares if you are: Offering; • an existing beneficial owner of shares in the Company • agree to disclose to the Company, our H Share Registrar, and/or any of its subsidiaries; receiving bank, the Joint Sponsors, the Joint Global • a Director or Chief Executive Officer of the Company Coordinators, the Joint Bookrunners, the Joint Lead Managers, and/or any of its subsidiaries; the Underwriters and/or their respective advisors and agents • a connected person of the Company or will become a any personal data which they may require about you and the connected person of the Company immediately upon person(s) for whose benefit you have made the application; completion of the Global Offering; • if the laws of any place outside Hong Kong apply to your • an associate of any of the above; or application, agree and warrant that you have complied with all • have been allocated or have applied for or indicated such laws and none of the Company, the Joint Sponsors, the an interest in any International Offer Shares under the Joint Global Coordinators, the Joint Bookrunners, the Joint International Offering. Lead Managers and the Underwriters nor any of their respective officers or advisors will breach any law outside Hong Kong B. If you are a nominee as a result of the acceptance of your offer to purchase, or any You, as a nominee, may make more than one application for the Hong action arising from your rights and obligations under the terms Kong Offer Shares by: (i) giving electronic instructions to HKSCC via and conditions contained in the Prospectus and this Application CCASS (if you are a CCASS Participant); or (ii) using a WHITE or Form; YELLOW Application Form, and lodge more than one application in • agree that once your application has been accepted, you may not your own name on behalf of different beneficial owners. rescind it because of an innocent misrepresentation; C. Effect of completing and submitting this Application Form • agree that your application will be governed by the laws of By completing and submitting this Application Form, you (and if you Hong Kong; are joint applicants, each of you jointly and severally) for yourself or • represent, warrant and undertake that (i) you understand that as an agent or a nominee on behalf of each person for whom you act: the Hong Kong Offer Shares have not been and will not be • undertake to execute all relevant documents and instruct and registered under the U.S. Securities Act; and (ii) you and authorize the Company and/or the Joint Global Coordinators (or any person for whose benefit you are applying for the Hong their respective agents or nominees), as agents of the Company, Kong Offer Shares are outside the United States (as defined in to execute any documents for you and to do on your behalf Regulation S) or are a person described in paragraph (h)(3) of all things necessary to register any Hong Kong Offer Shares Rule 902 of Regulation S; allocated to you in the name of HKSCC Nominees as required • warrant that the information you have provided is true and by the Articles of Association;
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warrant that the information you have provided is true and accurate;
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agree to comply with the Companies Ordinance, Companies (Winding Up and Miscellaneous Provisions) Ordinance and the Articles of Association;
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agree to accept the Hong Kong Offer Shares applied for, or any lesser number allocated to you under the application;
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authorize the Company to place the name of the HKSCC Nominees on the Company’s register of members as the holder(s) of any Hong Kong Offer Shares allocated to you, and the Company and/or its agents to deposit any share certificate(s) into CCASS and/or to send any refund cheque(s) to you or the first-named applicant for joint application by ordinary post at your own risk to the address stated on the application, unless you have chosen to collect refund cheque(s) in person;
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confirm that you have read the terms and conditions and application procedures set out in the Prospectus and in this Application Form and agree to be bound by them;
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confirm that you have received and read the Prospectus and have only relied on the information and representations contained in the Prospectus in making your application and will not rely on any other information or representations except those in any supplement to the Prospectus;
Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant
- agree that the Shares to be allotted shall be issued in the name of HKSCC Nominees and deposited directly into CCASS for credit to your investor participant stock account or the stock account of your designated CCASS participant;
agree that the Shares to be allotted shall be issued in the name The Company expects to announce the fixed Offer Price, the of HKSCC Nominees and deposited directly into CCASS for indication of the level of interest in the International Offering, the credit to your investor participant stock account or the stock level of applications under the Hong Kong Public Offer and the account of your designated CCASS participant; basis of allocation of the Hong Kong Public Offer on Monday, 7 • agree that each of HKSCC and HKSCC Nominees reserves the July 2014 in the South China Morning Post (in English) and the right (1) not to accept any or part of such allotted shares issued Hong Kong Economic Times (in Chinese), the website of the Stock in the name of HKSCC Nominees or not to accept such allotted Exchange at www.hkexnews.hk and the Company’s website at shares for deposit into CCASS; (2) to cause such allotted shares www.dixintong.com. Results of allocations in Hong Kong Public to be withdrawn from CCASS and issued in your name at your Offer, and the Hong Kong Identity Card/passport/Hong Kong business own risk and costs; and (3) to cause such allotted shares to registration numbers of successful applicants (where applicable) will be issued in your name (or, if you are a joint applicant, to the be available on the above websites. first-named applicant) and in such a case, to post the certificates If your application for Hong Kong Offer Shares is successful (in for such allotted shares at your own risk to the address on your whole or in part) Application Form by ordinary post or to make available the If your application is wholly or partially successful, your Share same for your collection; • agree that each of HKSCC and HKSCC Nominees may adjust certificate(s) (subject to their becoming valid certificates of title the number of allotted shares issued in the name of HKSCC provided that the Hong Kong Public Offer has become unconditional and not having been terminated at 8:00 a.m. on Tuesday, 8 July Nominees; • agree that neither HKSCC nor HKSCC Nominees shall have any 2014) will be issued in the name of HKSCC Nominees and deposited directly into CCASS for credit to your CCASS Investor Participant liability for the information and representations not so contained stock account or the stock account of your designated CCASS in the Prospectus and this Application Form; • agree that neither HKSCC nor HKSCC Nominees shall be liable Participant as instructed by you in your Application Form on Monday, 7 July 2014 or, in the event of a contingency, on any other date as to you in any way; • declare and represent that this is the only application made and shall be determined by HKSCC or HKSCC Nominees. • If you are applying through a designated CCASS Participant the only application intended by me/us to be made to benefit (other than a CCASS Investor Participant): For Hong Kong me/us or the person for whose benefit I am/we are applying; • understand that the Company and the Joint Global Coordinators Offer Shares credited to the stock account of your designated CCASS Participant (other than a CCASS Investor Participant), will rely on your declarations and representations in deciding you can check the number of Hong Kong Offer Shares allotted whether or not to make any allotment of any of the Hong Kong to you with that CCASS Participant. Offer Shares to you and that you may be prosecuted for making • If you are applying as a CCASS Investor Participant: The a false declaration; • (if the application is made for your own benefit) warrant that no Company expects to publish the results of CCASS Investor Participants’ applications together with the results of the Hong other application has been or will be made for your benefit on Kong Public Offer in the South China Morning Post (in English) a WHITE or YELLOW Application Form or giving electronic and the Hong Kong Economic Times (in Chinese) on Monday, application instructions to HKSCC or to the White Form eIPO 7 July 2014. You should check the announcement published by Service Provider by you or by any one as your agent or by any the Company and report any discrepancies to HKSCC before other person; and • (if you are making the application as an agent for the benefit of 5:00 p.m. on Monday, 7 July 2014 or such other date as shall be determined by HKSCC or HKSCC Nominees. Immediately after another person) warrant that (i) no other application has been the credit of the Hong Kong Offer Shares to your stock account or will be made by you as agent for or for the benefit of that you can check your new account balance via the CCASS Phone person or by that person or by any other person as agent for System and CCASS Internet System (under the procedures that person on a WHITE or YELLOW Application Form; or by contained in HKSCC’s “An Operating Guide for Investor giving electronic application instructions to HKSCC; and (ii) Participants” in effect from time to time). HKSCC will also you have due authority to sign the Application Form or give make available to you an activity statement showing the number electronic application instructions on behalf of that other person of Hong Kong Offer Shares credited to your stock account. as their agent. No receipt will be issued for application money paid. The Company D. Power of attorney will not issue temporary documents of title. If your application is made through an authorized attorney, the Refund of your money Company and the Joint Global Coordinators may accept or reject your If you do not receive any Hong Kong Offer Shares or if your application at their discretion, and on any conditions they think fit, application is accepted only in part, the Company will refund to you including evidence of the attorney’s authority.
If you do not receive any Hong Kong Offer Shares or if your application is accepted only in part, the Company will refund to you your application monies (including the related 1% brokerage, 0.003% SFC transaction levy and 0.005% Hong Kong Stock Exchange trading fee) without interest. If the offer price is less than the maximum Offer Price, the Company will refund to you the surplus application monies (including the related 1% brokerage, 0.003% SFC transaction levy and 0.005% Hong Kong Stock Exchange trading fee) without interest. The refund procedures are stated in the “14. Dispatch/Collection of Share Certificates and Refund Monies” in the “How to Apply for the Hong Kong Offer Shares” section of the Prospectus.
Determination of Offer Price and Allocation of Hong Kong Offer Shares
The Offer Price is expected to be fixed on or around Monday, 30 June 2014. Applicants are required to pay the maximum Offer Price of HK$7.10 for each Hong Kong Offer Share together with 1% brokerage, 0.003% SFC transaction levy and 0.005% Stock Exchange trading fee. If the Offer Price is not agreed between the Company and the Joint Global Coordinators (on behalf of the Underwriters) on or before Monday, 7 July 2014, the Global Offering will not proceed. Applications for Hong Kong Offer Shares will not be processed and no allotment of any Hong Kong Offer Shares will be made until the application lists close.
如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的香港發售股 份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口 持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格 Beijing Digital Telecom Co., Ltd. 北京迪信通商貿股份有限公司 (於中華人民共和國註冊成立的股份有限公司) 全球發售 申請條件 ‧ 確認 閣下知悉招股章程內有關全球發售的限制; ‧ 同意本公司、聯席保薦人、聯席全球協調人、聯席賬 甲. 可提出申請的人士 1. 閣下及 閣下為其利益提出申請的人士必須年滿18歲 簿管理人、聯席牽頭經辦人、包銷商、彼等各自的董 並有香港地址。 事、高級職員、僱員、合夥人、代理、顧問及參與全 2. 如 閣下為商號,申請必須以個別成員名義提出。 球發售的任何其他人士現時及日後均毋須對並非載於 3. 聯名申請人不得超過四名。 招股章程(及其任何補充文件)的任何資料及陳述負 4. 如 閣下為法人團體,申請須經獲正式授權人員簽 責; 署,並註明其所屬代表身份及蓋上公司印鑑。 ‧ 承諾及確認 閣下或 閣下為其利益提出申請的人士 5. 閣下必須身處美國境外,並非美籍人士(定義見美國 並無申請或接納或表示有意認購(亦不會申請或接納 證券法S規例),亦非中國法人或自然人。 6. 除非為上市規則所批准,否則,下列人士概不得申請 或表示有意認購)國際發售的任何發售股份,亦無參 認購任何香港發售股份: 與國際發售; ‧ 本公司及╱或其任何附屬公司股份的現有實益 ‧ 同意應本公司、H股證券登記處、收款銀行、聯席保 擁有人; 薦人、聯席全球協調人、聯席賬簿管理人、聯席牽 ‧ 本公司及╱或其任何附屬公司的董事或行政總 頭經辦人、包銷商及╱或彼等各自的顧問及代理要 裁; 求,向彼等披露所要求提供有關 閣下及 閣下為其 ‧ 本公司關連人士或緊隨全球發售完成後成為本 利益提出申請的人士的個人資料; 公司關連人士的人士; ‧ ‧ 若香港境外任何地方的法例適用於 閣下的申請,則 上述任何人士的聯繫人;或 ‧ 已獲分配或已申請或表示有意申請國際發售的 同意及保證 閣下已遵守所有有關法例,且本公司、 任何國際發售股份的人士。 聯席保薦人、聯席全球協調人、聯席賬簿管理人、聯 席牽頭經辦人及包銷商及彼等各自的高級職員或顧問 乙. . 如 閣下為代名人 閣下作為代名人可提交超過一份香港發售股份申請,方 概不會因接納 閣下的購買要約,或 閣下在招股章 法是:(i)透過中央結算系統向香港結算發出電子認購指示(i)透過中央結算系統向香港結算發出電子認購指示透過中央結算系統向香港結算發出電子認購指示 程及本申請表格所載的條款及條件項下的權利及責任 (如 閣下為中央結算系統參與者);或(ii)使用(ii)使用使用 白色 或 黃 所引致的任何行動,而違反香港境外的任何法例; 色 申請表格以自身名義代表不同的實益擁有人提交超過一 ‧ 同意 閣下的申請一經接納,即不得因無意的失實陳 份申請。 述而撤銷; 丙. 填寫及遞交本申請表格的效用 ‧ 同意 閣下的申請受香港法例規管; 閣下填妥並遞交本申請表格,即表示 閣下(如屬聯名申 ‧ 聲明、保證及承諾:(i) 閣下明白香港發售股份不曾 請人,即各人共同及個別)代表 閣下本身,或作為 閣 亦不會根據美國證券法登記;及(ii) 閣下及 閣下 下代其行事的每位人士的代理或代名人: 為其利益申請香港發售股份的人士均身處美國境外 ‧ 承諾簽立所有相關文件,並指示及授權本公司及╱ (定義見S規例),或屬S規例第902條第(h)(3)段所述 或作為本公司代理的聯席全球協調人(或彼等各自代 人士; 理或代名人),為按照章程細則的規定將 閣下獲分 ‧ 配的任何香港發售股份以香港結算代理人的名義登記 保證 閣下提供的資料真實及準確; ‧ 而代表 閣下簽立任何文件及代 閣下進行一切必需 同意接納所申請數目或分配予 閣下惟數目較申請為 事宜; 少的香港發售股份;
‧ 若香港境外任何地方的法例適用於 閣下的申請,則 同意及保證 閣下已遵守所有有關法例,且本公司、 聯席保薦人、聯席全球協調人、聯席賬簿管理人、聯 席牽頭經辦人及包銷商及彼等各自的高級職員或顧問 概不會因接納 閣下的購買要約,或 閣下在招股章 程及本申請表格所載的條款及條件項下的權利及責任 所引致的任何行動,而違反香港境外的任何法例;
乙. . 如 閣下為代名人 閣下作為代名人可提交超過一份香港發售股份申請,方 法是:(i)透過中央結算系統向香港結算發出電子認購指示(i)透過中央結算系統向香港結算發出電子認購指示透過中央結算系統向香港結算發出電子認購指示 (如 閣下為中央結算系統參與者);或(ii)使用(ii)使用使用 白色 或 黃 色 申請表格以自身名義代表不同的實益擁有人提交超過一 份申請。
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‧ 同意 閣下的申請一經接納,即不得因無意的失實陳 述而撤銷;
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‧ 同意接納所申請數目或分配予 閣下惟數目較申請為 少的香港發售股份;
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‧ 同意遵守《公司條例》、《公司(清盤及雜項條文)條 例》及章程細則;
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‧ 授權本公司將香港結算代理人的名稱列入本公司股東 名冊,作為 閣下獲分配的任何香港發售股份的持有 人,並授權本公司及╱或其代理將任何股票存入中 央結算系統及╱或以普通郵遞方式按申請所示地址 向 閣下或聯名申請的排名首位申請人寄發任何退款 支票,郵誤風險由 閣下承擔,除非 閣下已選擇親 身領取退款支票;
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‧ 確認 閣下已閱讀招股章程及本申請表格所載條款及 條件以及申請程序,並同意受其約束;
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‧ 確認 閣下已接獲及閱讀招股章程,且 閣下提出申 請時僅依賴招股章程所載資料及陳述而不會依賴任 何其他資料或陳述(招股章程任何補充文件所載者除 外);
如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的香港發售股 份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口 持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格
‧ 同意獲配發的股份是以香港結算代理人的名義發行, 本公司預期將於2014年7月7日(星期一)在《南華早 並直接存入中央結算系統,以記存於 閣下的中央結 報》(以英文)、《香港經濟日報》(以中文)、聯交所網站 算系統投資者戶口持有人股份戶口或 閣下的指定中 (www.hkexnews.hk)及本公司網站(www.dixintong.com)公 央結算系統參與者股份戶口; 佈所釐定的發售價、國際發售踴躍程度、香港公開發售認 ‧ 同意香港結算及香港結算代理人各自保留權利(1)不 購水平及香港公開發售分配基準。香港公開發售的分配結 接納以香港結算代理人名義發行的該等獲配發的任何 果及獲接納申請人的香港身份證╱護照╱香港商業登記 或部分股份,或不接納該等獲配發的股份存入中央結 號碼(如適用)亦同於上述網站公佈。 算系統;(2)促使該等獲配發的股份從中央結算系統 如 閣下的香港發售股份申請獲接納(全部或部分) 提取,並轉入 閣下名下,有關風險及費用概由 閣 如 閣下的申請全部或部分獲接納, 閣下的股票(前提 下自行承擔;及(3)安排該等獲配發的股份以 閣下 是到2014年7月8日(星期二)上午八時正香港公開發售成 名義發行(或如屬聯名申請人,則以排名首位申請人 為無條件且並無被終止,股票成為有效的所有權證明)將 的名義發行),而在此情況下,會以普通郵遞方式將 以香港結算代理人名義發出,並按 閣下在申請表格的指 該等獲配發股份的股票寄往 閣下在申請表格上所示 示於2014年7月7日(星期一)或在特別情況下由香港結算 地址(郵誤風險概由 閣下自行承擔)或安排該等股 或香港結算代理人指定的任何其他日期直接存入中央結算 票予 閣下領取; 系統,記入 閣下的中央結算系統投資者戶口持有人股份 ‧ 同意香港結算及香港結算代理人均可調整獲配發以香 戶口或 閣下指定的中央結算系統參與者股份戶口。 港結算代理人名義發行的股份數目; ‧ 如 閣下透過中央結算系統投資者戶口持有人以外的 ‧ 同意香港結算及香港結算代理人對並非載於招股章程 指定中央結算系統參與者提出申請:香港發售股份將 及本申請表格的資料及陳述概不負責; 存入 閣下指定的中央結算系統參與者(非中央結算 ‧ 同意香港結算及香港結算代理人概不以任何方式 系統投資者戶口持有人)股份戶口, 閣下可向該中 對 閣下負責; 央結算系統參與者查詢 閣下獲配發的香港發售股份 ‧ 聲明及陳述此乃本人╱吾等為本身或本人╱吾等為 數目。 其利益提出申請的人士的利益提出及擬提出的唯一申 ‧ 如 閣下以中央結算系統投資者戶口持有人身份提 請; 出申請:本公司預期將於2014年7月7日(星期一)在 ‧ 明白本公司及聯席全球協調人將依賴 閣下的聲明 《南華早報》(以英文)及《香港經濟日報》(以中文)刊 及陳述以決定是否向 閣下配發任何香港發售股 登中央結算系統投資者戶口持有人的申請結果及香港 份, 閣下如作出虛假聲明,可能會被檢控; 公開發售的結果。 閣下應查閱本公司刊發的公告, ‧ (如本申請是為 閣下本身利益提出)保證 閣下或 如有任何資料不符,請於2014年7月7日(星期一)或 作為 閣下代理的任何人士或任何其他人士不曾亦不 香港結算或香港結算代理人釐定的任何其他日期下午 會為 閣下利益而以 白色 或 黃色 申請表格或向香港結 五時正前知會香港結算。在香港發售股份存入 閣下 算或白表eIPO服務供應商發出電子認購指示而提出 的股份戶口後, 閣下即可透過「結算通」電話系統 其他申請;及 及中央結算系統互聯網系統(根據香港結算當時生效 ‧ (如 閣下作為代理為另一人士的利益提出申請)保 的《投資者戶口操作簡介》所載程序)查詢 閣下的 證(i) 閣下(作為代理或為該人士利益)或該人士或 新戶口結餘。香港結算亦將向 閣下提供一份活動結 任何其他作為該人士代理的人士不曾亦不會以 白色 或 單,列出存入 閣下股份戶口的香港發售股份數目。 黃色 申請表格或向香港結算發出電子認購指示而提出 本公司不會就申請時繳付的款項發出收據,亦不會發出臨 其他申請;及(ii) 閣下獲正式授權作為該人士的代 時所有權文件。 理代為簽署申請表格或發出電子認購指示。 退回款項 丁. 授權書 若 閣下未獲分配任何香港發售股份或申請僅部分獲接 如 閣下透過授權人士提出申請,本公司及聯席全球協調 納,本公司將不計利息退回 閣下的申請股款(包括相 人可按其認為合適的條件(包括出示獲授權證明)酌情接 關的1%經紀佣金、0.003%證監會交易徵費及0.005%香港1%經紀佣金、0.003%證監會交易徵費及0.005%香港經紀佣金、0.003%證監會交易徵費及0.005%香港0.003%證監會交易徵費及0.005%香港證監會交易徵費及0.005%香港0.005%香港香港 納或拒絕 閣下的申請。
若 閣下未獲分配任何香港發售股份或申請僅部分獲接 納,本公司將不計利息退回 閣下的申請股款(包括相 關的1%經紀佣金、0.003%證監會交易徵費及0.005%香港1%經紀佣金、0.003%證監會交易徵費及0.005%香港經紀佣金、0.003%證監會交易徵費及0.005%香港0.003%證監會交易徵費及0.005%香港證監會交易徵費及0.005%香港0.005%香港香港 聯交所交易費)。如發售價低於最高發售價,本公司將不 計利息向 閣下退回多收申請股款(包括相關的1%經紀 佣金、0.003%證監會交易徵費及0.005%香港聯交所交易 費)。
釐定發售價及分配香港發售股份
預期發售價將於2014年6月30日(星期一)或前後釐定。申 請人須繳付每股香港發售股份最高發售價7.10港元,另加 1%經紀佣金、0.003%證監會交易徵費及0.005%聯交所交 易費。倘若本公司與聯席全球協調人(代表包銷商)並無 於2014年7月7日(星期一)或之前協定發售價,全球發售 將不會進行。
有關退款程序載於招股章程「如何申請香港發售股份」一 節「14.發送╱領取股票及退回股款」一段。
截止登記認購申請前概不處理香港發售股份的申請或配發 任何香港發售股份。
Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant
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Personal Data
Personal Information Collection Statement
This Personal Information Collection Statement informs the applicant for, and holder of, Hong Kong Offer Shares, 3. Transfer of personal data of the policies and practices of the Company and its Personal data held by the Company and its H Share H Share Registrar in relation to personal data and the Registrar relating to the securities holders will be kept Personal Data (Privacy) Ordinance (Chapter 486 of the confidential but the Company and its H Share Registrar Laws of Hong Kong) (the “Ordinance”). may, to the extent necessary for achieving any of the above purposes, disclose or transfer (whether within or 1. Reasons for the collection of your personal data outside Hong Kong) the personal data to, from or with It is necessary for applicants and registered holders of any of the following: securities to supply correct personal data to the Company • the Company’s appointed agents such as financial or its agents and the H Share Registrar when applying advisors, receiving bank and overseas principal share for securities or transferring securities into or out of registrar; their names or in procuring the services of the H Share • where applicants for securities request a deposit into Registrar. CCASS, HKSCC or HKSCC Nominees, who will Failure to supply the requested data may result in your use the personal data for the purposes of operating application for securities being rejected, or in delay or CCASS; the inability of the Company or its H Share Registrar to • any agents, contractors or third-party service providers effect transfers or otherwise render their services. It may who offer administrative, telecommunications, also prevent or delay registration or transfers of the Hong computer, payment or other services to the Company Kong Offer Shares which you have successfully applied or the H Share Registrar in connection with their for and/or the dispatch of share certificate(s) and/or respective business operation; refund cheque(s) to which you are entitled. • the Stock Exchange, the SFC and any other statutory It is important that securities holders inform the Company regulatory or governmental bodies or otherwise as and the H Share Registrar immediately of any inaccuracies required by laws, rules or regulations; and in the personal data supplied. • any persons or institutions with which the securities’ 2. Purposes holders have or propose to have dealings, such as The personal data of the securities holders may be held their bankers, solicitors, accountants or stockbrokers and processed for the following purposes: etc. • processing your application and refund cheque, 4. Retention of personal data where applicable, verification of compliance with The Company and its H Share Registrar will keep the the terms and application procedures set out in this personal data of the applicants and holders of securities Application Form and the Prospectus and announcing for as long as necessary to fulfil the purposes for which results of allocation of the Hong Kong Offer Shares; the personal data were collected. Personal data which • compliance with applicable laws and regulations in is no longer required will be destroyed or dealt with in Hong Kong and elsewhere; accordance with the Ordinance. • registering new issues or transfers into or out of the names of securities’ holders including, where 5. Access to and correction of personal data applicable, HKSCC Nominees; Securities holders have the right to ascertain whether the • maintaining or updating the register of securities’ Company or the H Share Registrar hold their personal holders of the Company; data, to obtain a copy of that data, and to correct any • verifying securities holders’ identities; data that is inaccurate. The Company and the H Share • establishing benefit entitlements of securities’ Registrar have the right to charge a reasonable fee for the holders of the Company, such as dividends, rights processing of such requests. issues and bonus issues, etc.; All requests for access to data or correction of data should
All requests for access to data or correction of data should be addressed to us, at our registered address disclosed in the “Corporate Information” section of the Prospectus or as notified from time to time, for the attention of the company secretary, or our H Share Registrar for the attention of the privacy compliance officer.
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distributing communications from the Company and its subsidiaries;
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compiling statistical information and securities holders profiles;
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disclosing relevant information to facilitate claims on entitlements; and
By signing an Application Form or by giving electronic application instructions to HKSCC, you agree to all of the above.
- any other incidental or associated purposes relating to the above and/or to enable the Company and the H Share Registrar to discharge their obligations to
如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的香港發售股 份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口 持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格
個人資料 證券持有人及╱或監管機構承擔的責任及╱ 或證券持有人不時同意的任何其他目的。 個人資料收集聲明 此項個人資料收集聲明是向香港發售股份的申請 3. 轉交個人資料 人和持有人說明本公司及其H股證券登記處有關H股證券登記處有關股證券登記處有關 本公司及其H股證券登記處所持有關證券持有人H股證券登記處所持有關證券持有人股證券登記處所持有關證券持有人 個人資料和香港法例第486章《個人資料(私隱)486章《個人資料(私隱)章《個人資料(私隱) 的個人資料將會保密,但本公司及其H股證券登H股證券登股證券登 條例》(「《條例》」)方面的政策和措施。(「《條例》」)方面的政策和措施。 記處可以在為達到上述任何目的之必要情況下, 向下列任何人士披露或轉交(無論在香港境內或 1. 收集 閣下個人資料的原因 境外)有關個人資料: ‧ 證券申請人及登記持有人以本身名義申請證券或 本公司委任的代理,如財務顧問、收款銀行 轉讓或受讓證券時或尋求H股證券登記處的服務H股證券登記處的服務股證券登記處的服務 及主要海外股份過戶登記處; ‧ 時,必須向本公司或其代理及H股證券登記處提H股證券登記處提股證券登記處提 (如證券申請人要求將證券存於中央結算系 供準確個人資料。 統)香港結算或香港結算代理人;彼等將會 未能提供所要求的資料可能導致 閣下的證券申 就中央結算系統的運作使用有關個人資料; 請被拒或延遲,或本公司或其H股證券登記處無H股證券登記處無股證券登記處無 ‧ 向本公司或H股證券登記處提供與其各自業H股證券登記處提供與其各自業股證券登記處提供與其各自業 法落實轉讓或提供服務。此舉亦可能妨礙或延遲 務運作有關的行政、電訊、電腦、付款或其 登記或轉讓 閣下成功申請的香港發售股份及╱ 他服務的任何代理、承辦商或第三方服務供 應商; 或寄發 閣下應得的股票及╱或退款支票。 ‧ 聯交所、證監會及任何其他法定監管機關或 證券持有人所提供的個人資料如有任何錯誤,須 立即通知本公司及H股證券登記處。H股證券登記處。股證券登記處。 政府部門或遵照法例、規則或法規的規定; 及 ‧ 證券持有人與其進行或擬進行交易的任何人 2. 用途 士或機構,如彼等的銀行、律師、會計師或 證券持有人的個人資料可就下列目的持有及處 股票經紀等。 理: ‧ 處理 閣下的申請及退款支票(如適用)、核 4. 個人資料的保留 實是否符合本申請表格及招股章程載列的條 本公司及其H股證券登記處將按收集個人資料所H股證券登記處將按收集個人資料所股證券登記處將按收集個人資料所 款和申請程序以及公佈香港發售股份的分配 需的用途保留證券申請人及持有人的個人資料。 結果; ‧ 無需保留的個人資料將會根據條例銷毀或處理。 遵守香港及其他地區的適用法律及法規; ‧ 以證券持有人(包括香港結算代理人(如適 5. 查閱和更正個人資料 用))的名義登記新發行證券或轉讓或受讓證 證券持有人有權確定本公司或H股證券登記處是H股證券登記處是股證券登記處是 券; ‧ 否持有其個人資料,並有權索取有關該資料的副 存置或更新本公司證券持有人的名冊; ‧ 本並更正任何不準確資料。本公司及H股證券登H股證券登股證券登 核實證券持有人的身份; 記處有權就處理任何查閱資料的要求收取合理費 ‧ 確定本公司證券持有人的受益權利,例如股 用。 息、供股和紅股等;
人和持有人說明本公司及其H股證券登記處有關H股證券登記處有關股證券登記處有關 本公司及其H股證券登記處所持有關證券持有人H股證券登記處所持有關證券持有人股證券登記處所持有關證券持有人 個人資料和香港法例第486章《個人資料(私隱)486章《個人資料(私隱)章《個人資料(私隱) 的個人資料將會保密,但本公司及其H股證券登H股證券登股證券登 條例》(「《條例》」)方面的政策和措施。(「《條例》」)方面的政策和措施。 記處可以在為達到上述任何目的之必要情況下, 向下列任何人士披露或轉交(無論在香港境內或 1. 收集 閣下個人資料的原因 境外)有關個人資料: ‧ 證券申請人及登記持有人以本身名義申請證券或 本公司委任的代理,如財務顧問、收款銀行 轉讓或受讓證券時或尋求H股證券登記處的服務H股證券登記處的服務股證券登記處的服務 及主要海外股份過戶登記處; ‧ 時,必須向本公司或其代理及H股證券登記處提H股證券登記處提股證券登記處提 (如證券申請人要求將證券存於中央結算系 供準確個人資料。 統)香港結算或香港結算代理人;彼等將會 未能提供所要求的資料可能導致 閣下的證券申 就中央結算系統的運作使用有關個人資料; ‧ 請被拒或延遲,或本公司或其H股證券登記處無H股證券登記處無股證券登記處無 向本公司或H股證券登記處提供與其各自業H股證券登記處提供與其各自業股證券登記處提供與其各自業 法落實轉讓或提供服務。此舉亦可能妨礙或延遲 務運作有關的行政、電訊、電腦、付款或其 登記或轉讓 閣下成功申請的香港發售股份及╱ 他服務的任何代理、承辦商或第三方服務供 應商; 或寄發 閣下應得的股票及╱或退款支票。 ‧ 聯交所、證監會及任何其他法定監管機關或 證券持有人所提供的個人資料如有任何錯誤,須 政府部門或遵照法例、規則或法規的規定; 立即通知本公司及H股證券登記處。H股證券登記處。股證券登記處。 及 ‧ 證券持有人與其進行或擬進行交易的任何人 2. 用途 士或機構,如彼等的銀行、律師、會計師或 證券持有人的個人資料可就下列目的持有及處 股票經紀等。 理:
本公司及其H股證券登記處將按收集個人資料所H股證券登記處將按收集個人資料所股證券登記處將按收集個人資料所 需的用途保留證券申請人及持有人的個人資料。 無需保留的個人資料將會根據條例銷毀或處理。
證券持有人有權確定本公司或H股證券登記處是H股證券登記處是股證券登記處是 否持有其個人資料,並有權索取有關該資料的副 本並更正任何不準確資料。本公司及H股證券登H股證券登股證券登 記處有權就處理任何查閱資料的要求收取合理費 用。
所有查閱資料或更正資料的要求應按招股章程 「公司資料」一節所披露或不時通知的本公司註冊 地址送交公司秘書,或向本公司的H股證券登記 處的個人資料私隱事務主任提出。
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‧ 分發本公司及其附屬公司的通訊;
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‧ 編製統計數據和證券持有人資料;
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‧ 披露有關資料以便就權益提出申索;及
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‧ 與上述者有關的任何其他附帶或相關用途 及╱或使本公司及H股證券登記處能履行對