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Beeline Holdings, Inc. — Director's Dealing 2021
Nov 16, 2021
34369_dirs_2021-11-15_3063498d-1ecc-475b-bdc3-f20efdd7e4b1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Eastside Distilling, Inc. (EAST)
CIK: 0001534708
Period of Report: 2021-11-11
Reporting Person: LEVY-NAVARRO ELIZABETH ANN (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-11 | Common Stock | M | 5884 | — | Acquired | 15792 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-11 | Restricted Stock Units | $2.85 | A | 5884 | Acquired | 2021-11-11 | Common Stock (5884) | Direct |
| 2021-11-11 | Restricted Stock Units | $2.85 | M | 5884 | Disposed | 2021-11-11 | Common Stock (5884) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | 2022-03-31 | Common Stock () | Direct | |
| Stock Option (right to buy) | $1.90 | 2031-03-22 | Common Stock (5000) | 5000 | Direct |
Footnotes
F1: Represents the settlement upon vesting of restricted stock units ("RSUs") that were awarded on November 11, 2021.
F2: Granted under the Issuer's 2016 Equity Incentive Plan.
F3: Each RSU represents the right to receive shares of common stock upon settlement for no consideration.
F4: All 5,884 RSUs vested immediately upon grant.
F5: On March 22, 2021, the Issuer's Board of Directors awarded the reporting person $16,600 in value of RSUs, 1/4 of which will be earned and vested on each of June 30, 2021, September 30, 2021, December 31, 2021, and March 31, 2022, if the reporting person remains employed on the applicable quarterly vesting date.