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Beeline Holdings, Inc. — Director's Dealing 2021
Dec 7, 2021
34369_dirs_2021-12-07_1ca43feb-f84c-4898-8dd5-33a7123aa356.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Eastside Distilling, Inc. (EAST)
CIK: 0001534708
Period of Report: 2021-11-11
Reporting Person: KILKENNY STEPHANIE (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-11 | Common Stock | M | 1754 | — | Acquired | 91175 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-11 | Restricted Stock Units | $2.85 | A | 1754 | Acquired | 2021-11-11 | Common Stock (1754) | Direct |
| 2021-11-11 | Restricted Stock Units | $2.85 | M | 1754 | Disposed | 2021-11-11 | Common Stock (1754) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 20389 | Indirect |
| Common Stock | 55555 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $1.23 | 2030-07-30 | Common Stock (5000) | 0 | Direct |
| Warrants | $5.50 | 2022-09-16 | Common Stock (27778) | 27778 | Indirect |
Footnotes
F1: Represents the settlement upon vesting of restricted stock units ("RSUs") that were awarded on November 11, 2021.
F2: Granted under the Issuer's 2016 Equity Incentive Plan (the "Plan").
F3: These securities are held directly by TQLA, LLC, which the Reporting Person, together with her spouse, owns and controls. The inclusion of these securities in this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
F4: These securities are held directly by Patrick J. Kilkenny, Trustee of the Patrick J. Kilkenny Revocable Trust. Mr. Kilkenny is the spouse of the Reporting Person. The inclusion of these securities in this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
F5: Each RSU represents the right to receive shares of common stock upon settlement for no consideration.
F6: All 1,754 RSUs vested immediately upon grant.