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BECTON DICKINSON & CO — Director's Dealing 2022
Aug 11, 2022
30003_dirs_2022-08-11_2fec6202-018c-47b5-97f4-2e58f8ea6051.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BECTON DICKINSON & CO (BDX)
CIK: 0000010795
Period of Report: 2022-08-09
Reporting Person: Khichi Samrat S. (EVP and General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-08-09 | Common Stock | M | 14326 | $93.49 | Acquired | 20254 | Direct |
| 2022-08-09 | Common Stock | D | 5141 | $260.44 | Disposed | 15113 | Direct |
| 2022-08-09 | Common Stock | S | 9185 | $260.44 | Disposed | 5928 | Direct |
| 2022-08-09 | Common Stock | M | 12489 | $108.25 | Acquired | 18417 | Direct |
| 2022-08-09 | Common Stock | D | 5194 | $260.44 | Disposed | 13223 | Direct |
| 2022-08-08 | Common Stock | S | 7295 | $260.44 | Disposed | 5928 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-08-09 | Stock Appreciation Rights | $93.49 | M | 14326 | Acquired | 2024-07-16 | Common Stock (14326) | Direct |
| 2022-08-09 | Stock Appreciation Rights | $108.25 | M | 12489 | Acquired | 2024-12-10 | Common Stock (12489) | Direct |
Footnotes
F1: The reported sale price reflects the weighted average sale price for multiple transactions. The actual prices for the transactions ranged from $260.00 through $261.71. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. This transaction was made pursuant to a 10b5-1 plan entered into on May 11, 2022.
F2: Direct holdings reflect adjustments made in connection with the spin-off of Embecta Corp. to the number of shares underlying previously reported and unvested time-vested restricted stock units held by the reporting person.
F3: Award terms reflect adjustments made in connection with the spin-off of Embecta Corp.
F4: The stock appreciation rights vest in four annual installments beginning one year from grant.