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BECTON DICKINSON & CO — Director's Dealing 2022
Aug 17, 2022
30003_dirs_2022-08-17_5ff61b57-48f5-4213-ad42-8f3251c84c0f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BECTON DICKINSON & CO (BDX)
CIK: 0000010795
Period of Report: 2022-08-15
Reporting Person: Polen Thomas E Jr (Director, Chairman, CEO and President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-08-15 | Common Stock | M | 15000 | $167.91 | Acquired | 43878 | Direct |
| 2022-08-15 | Common Stock | D | 5500 | $265.13 | Disposed | 38378 | Direct |
| 2022-08-15 | Common Stock | S | 9500 | $265.13 | Disposed | 28878 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-08-15 | Stock Appreciation Rights | $167.91 | M | 15000 | Disposed | 2026-11-26 | Common Stock (15000) | Direct |
Footnotes
F1: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $263.79 through $265.64. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. This transaction was made pursuant to a 10b5-1 plan entered into on May 12, 2022.
F2: Direct holdings reflect adjustments made in connection with the spin-off of Embecta Corp. to the number of shares underlying previously reported and unvested time-vested restricted stock units held by the reporting person.
F3: Award terms reflect adjustments made in connection with the spin-off of Embecta Corp.
F4: The stock appreciation rights vest in four annual installments beginning November 26, 2017.