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BECTON DICKINSON & CO — Director's Dealing 2021
Jan 8, 2021
30003_dirs_2021-01-08_c7bac429-db67-4c10-b91e-5594d523f090.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: BECTON DICKINSON & CO (BDX)
CIK: 0000010795
Period of Report: 2021-01-01
Reporting Person: Hickey David (EVP & President, Life Sciences)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4354 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Rights to Common Stock Under BD Deferred Compensation Plan | $0 | Common Stock (3816) | Direct | ||
| Stock Appreciation Rights | $227.47 | 2030-11-26 | Common Stock (3141) | Direct | |
| Stock Appreciation Rights | $227.47 | 2030-11-26 | Common Stock (9273) | Direct | |
| Stock Appreciation Rights | $255.22 | 2029-11-26 | Common Stock (7261) | Direct | |
| Stock Appreciation Rights | $242.1 | 2028-11-26 | Common Stock (7381) | Direct | |
| Stock Appreciation Rights | $226.28 | 2027-11-26 | Common Stock (8911) | Direct | |
| Stock Appreciation Rights | $170.69 | 2026-11-26 | Common Stock (5939) | Direct | |
| Stock Appreciation Rights | $150.12 | 2025-11-26 | Common Stock (5854) | Direct | |
| Stock Appreciation Rights | $134.73 | 2024-11-25 | Common Stock (3820) | Direct |
Footnotes
F1: Includes restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan.
F2: The securities are distributed following termination of the reporting person's servicer, or on the date or dates specified by the reporting person.
F3: The stock appreciation rights vest in three annual installments beginning November 26, 2021.
F4: The stock appreciation rights vest in four annual installments beginning November 26, 2021.
F5: The stock appreciation rights vest in four annual installments beginning November 26, 2020.
F6: The stock appreciation rights vest in four annual installments beginning November 26, 2019.
F7: The stock appreciation rights vest in four annual installments beginning November 26, 2018.
F8: The stock appreciation rights vest in four annual installments beginning November 26, 2017.
F9: The stock appreciation rights vest in four annual installments beginning November 26, 2016.
F10: The stock appreciation rights vest in four annual installments beginning November 25, 2015.