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BECTON DICKINSON & CO — Director's Dealing 2020
Jan 28, 2020
30003_dirs_2020-01-28_71259dc2-254a-4cb1-9bbf-8cd3206a7cf1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BECTON DICKINSON & CO (BDX)
CIK: 0000010795
Period of Report: 2020-01-28
Reporting Person: FORLENZA VINCENT A (Director, Chairman, CEO and President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-01-28 | Common Stock | M | 38362 | $72.12 | Acquired | 247226 | Direct |
| 2020-01-28 | Common Stock | D | 9848 | $280.96 | Disposed | 237378 | Direct |
| 2020-01-28 | Common Stock | S | 28514 | $280.96 | Disposed | 208864 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-01-28 | Stock Appreciation Rights | $72.12 | M | 38362 | Disposed | 2021-11-22 | Common Stock (38362) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 26064 | Indirect |
| Common Stock | 10645 | Indirect |
Footnotes
F1: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $280.00 through $283.46. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. This transaction was made pursuant to a 10b5-1 plan entered into on December 16, 2019.
F2: Represents shares of common stock held under the Becton, Dickinson and Company Savings Incentive Plan (the "SIP"). The information presented for the SIP is as of July 1, 2019.
F3: The stock appreciation rights vest in four annual installments beginning November 22, 2012.