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BECTON DICKINSON & CO — Director's Dealing 2017
May 31, 2017
30003_dirs_2017-05-31_9415bada-6bfb-4fbe-bcfd-103eab03935f.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: BECTON DICKINSON & CO (BDX)
CIK: 0000010795
Period of Report: 2017-05-23
Reporting Person: Goette Roland (EVP and President, EMEA)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4758 | Direct |
| Common Stock | 2554 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Appreciation Rights | $75.63 | 2019-11-24 | Common Stock (2463) | Direct | |
| Stock Appreciation Rights | $76.64 | 2020-11-23 | Common Stock (3485) | Direct | |
| Stock Appreciation Rights | $72.12 | 2021-11-22 | Common Stock (3055) | Direct | |
| Stock Appreciation Rights | $76.18 | 2022-11-20 | Common Stock (4542) | Direct | |
| Stock Appreciation Rights | $108.89 | 2023-11-26 | Common Stock (3487) | Direct | |
| Stock Appreciation Rights | $134.73 | 2024-11-25 | Common Stock (5209) | Direct | |
| Stock Appreciation Rights | $150.12 | 2025-11-26 | Common Stock (6881) | Direct | |
| Stock Appreciation Rights | $170.69 | 2026-11-26 | Common Stock (6236) | Direct |
Footnotes
F1: Includes restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan.
F2: Represents shares of common stock held under the Becton, Dickinson and Company Global Share Investment Program (the "GSIP"). The information presented for the GSIP is as of May 23, 2017.
F3: The stock appreciation rights vest in four annual installments beginning November 24, 2010.
F4: The stock appreciation rights vest in four annual installments beginning November 23, 2011.
F5: The stock appreciation rights vest in four annual installments beginning November 22, 2012.
F6: The stock appreciation rights vest in four annual installments beginning November 20, 2013.
F7: The stock appreciation rights vest in four annual installments beginning November 26, 2014.
F8: The stock appreciation rights vest in four annual installments beginning November 25, 2015.
F9: The stock appreciation rights vest in four annual installments beginning November 26, 2016.
F10: The stock appreciation rights vest in four annual installments beginning November 26, 2017.