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BECTON DICKINSON & CO — Director's Dealing 2017
Oct 3, 2017
30003_dirs_2017-10-03_e47c80f9-7229-4590-9694-1678cb492260.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: BECTON DICKINSON & CO (BDX)
CIK: 0000010795
Period of Report: 2017-10-01
Reporting Person: Borzi James W (EVP & Chief Supply Chain Offcr)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2404 | Direct |
| Common Stock | 112 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Rights to Common Stock under Deferred Compensation Plan | $ | Common Stock (287) | Direct | ||
| Stock Appreciation Rights | $108.89 | 2023-11-26 | Common Stock (1508) | Direct | |
| Stock Appreciation Rights | $134.73 | 2024-11-25 | Common Stock (5643) | Direct | |
| Stock Appreciation Rights | $150.12 | 2025-11-26 | Common Stock (8074) | Direct | |
| Stock Appreciation Rights | $170.69 | 2026-11-26 | Common Stock (5879) | Direct |
Footnotes
F1: Includes restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan.
F2: Represents shares of common stock held under the Becton, Dickinson and Company 401(k) Plan (the "401(k) Plan"). The information presented for the 401(k) Plan is as of September 29, 2017.
F3: The securities are generally distributed upon termination, or following retirement on the date or dates specified by the reporting person.
F4: The securities convert to common stock on a one-for-one basis.
F5: The stock appreciation rights vest in four annual installments beginning November 26, 2014.
F6: The stock appreciation rights vest in four annual installments beginning November 25, 2015.
F7: The stock appreciation rights vest in four annual installments beginning November 26, 2016.
F8: The stock appreciation rights vest in four annual installments beginning November 26, 2017.