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BECTON DICKINSON & CO — Director's Dealing 2016
May 9, 2016
30003_dirs_2016-05-09_e9dedb2d-f557-4586-bbcd-fd510de3033e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BECTON DICKINSON & CO (BDX)
CIK: 0000010795
Period of Report: 2016-05-06
Reporting Person: Polen Thomas E Jr (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-05-06 | Common Stock | M | 5958 | $72.12 | Acquired | 11747 | Direct |
| 2016-05-06 | Common Stock | D | 2622 | $163.90 | Disposed | 9125 | Direct |
| 2016-05-06 | Common Stock | S | 3336 | $163.90 | Disposed | 5789 | Direct |
| 2016-05-06 | Common Stock | M | 7298 | $76.18 | Acquired | 13087 | Direct |
| 2016-05-06 | Common Stock | D | 3392 | $163.90 | Disposed | 9695 | Direct |
| 2016-05-06 | Common Stock | S | 3906 | $163.90 | Disposed | 5789 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-05-06 | Stock Appreciation Rights | $72.12 | M | 5958 | Disposed | 2021-11-22 | Common Stock (5958) | Direct |
| 2016-05-06 | Stock Appreciation Rights | $76.18 | M | 7298 | Disposed | 2022-11-20 | Common Stock (7298) | Direct |
Footnotes
F1: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $163.50 through $164.26. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.
F2: The stock appreciation rights vest in four annual installments beginning November 22, 2012.
F3: The stock appreciation rights vest in four annual installments beginning November 20, 2013.