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BECTON DICKINSON & CO — Director's Dealing 2016
Oct 7, 2016
30003_dirs_2016-10-07_f9cbe494-9c90-4ed5-9a8e-6529fdfdf6d0.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: BECTON DICKINSON & CO (BDX)
CIK: 0000010795
Period of Report: 2016-10-01
Reporting Person: Mas Ribo Alberto (EVP and Pres, Life Sciences)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 15778 | Direct |
| Common Stock | 2013 | Indirect |
| Common Stock | 1043 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Appreciation Rights | $76.18 | 2022-11-20 | Common Stock (12003) | Direct | |
| Stock Appreciation Rights | $108.89 | 2023-11-26 | Common Stock (8347) | Direct | |
| Stock Appreciation Rights | $134.73 | 2024-11-25 | Common Stock (12153) | Direct | |
| Stock Appreciation Rights | $150.12 | 2025-11-26 | Common Stock (14312) | Direct |
Footnotes
F1: Includes restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan.
F2: Represents shares of common stock held under the Becton, Dickinson and Company Global Share Investment Program (the "GSIP"). The information presented for the GSIP is as of September 30, 2016.
F3: Represents shares of common stock held under the Becton, Dickinson and Company Savings Incentive Plan (the "SIP"). The information presented for the SIP is as of September 30, 2016.
F4: The stock appreciation rights vest in four annual installments beginning November 20, 2013.
F5: The stock appreciation rights vest in four annual installments beginning November 26, 2014.
F6: The stock appreciation rights vest in four annual installments beginning November 25, 2015.
F7: The stock appreciation rights vest in four annual installments beginning November 26, 2016.