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BECTON DICKINSON & CO — Director's Dealing 2016
Nov 29, 2016
30003_dirs_2016-11-29_c432b369-52e0-48ea-b5b2-16b43c25bd3b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BECTON DICKINSON & CO (BDX)
CIK: 0000010795
Period of Report: 2016-11-26
Reporting Person: Strahlman Ellen R (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-26 | Common Stock | A | 6703 | — | Acquired | 13921 | Direct |
| 2016-11-26 | Common Stock | F | 5188 | — | Disposed | 8733 | Direct |
| 2016-11-26 | Common Stock | A | 2120 | — | Acquired | 10853 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-26 | Stock Appreciation Rights | $170.69 | A | 20784 | Acquired | 2026-11-26 | Common Stock (20784) | Direct |
Footnotes
F1: Represents shares vesting under performance units granted on November 26, 2013.
F2: Represents shares withheld for payment of withholding taxes in connection with vesting of the performance units referred to in footnote (1) and the vesting of restricted stock units as previously reported on Table I.
F3: Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan.
F4: The stock appreciation rights vest in four annual installments beginning November 26, 2017.