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BECTON DICKINSON & CO — Director's Dealing 2013
Nov 8, 2013
30003_dirs_2013-11-08_6198c20a-a451-439d-95d5-a1f32761652b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BECTON DICKINSON & CO (BDX)
CIK: 0000010795
Period of Report: 2013-11-06
Reporting Person: BECTON HENRY P JR (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-06 | Common Stock | M | 2276 | $49.05 | Acquired | 26096 | Direct |
| 2013-11-06 | Common Stock | S | 2276 | $106.77 | Disposed | 23820 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-11-06 | Stock Option (Right to Buy) | $49.05 | M | 2276 | Disposed | 2014-02-11 | Common Stock (2276) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 89241 | Indirect |
| Common Stock | 517860 | Indirect |
| Common Stock | 37166 | Indirect |
| Common Stock | 109012 | Indirect |
| Common Stock | 16200 | Indirect |
| Common Stock | 11320 | Indirect |
| Common Stock | 41021 | Indirect |
Footnotes
F1: Includes restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan.
F2: Represents shares held in trust and/or limited liability company for benefit of reporting person.
F3: Represents shares held in a limited liability company (the "LLC") in which the reporting person had previously held a passive interest. The reporting person disclaims beneficial interest in the shares except to the extent in the LLC.
F4: Represents shares held in trust and directly by spouse.
F5: By trusts for benefit of reporting person's children, with wife and independent advisor as co-trustees.
F6: Represents shares held in a certain trust of which reporting person is a co-trustee. These shares were formerly in trust for reporting person's parent.
F7: By trust for benefit of reporting person and his siblings, of which he is a co-trustee.
F8: The option became exercisable in four annual installments beginning February 11, 2005.