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BECTON DICKINSON & CO — Director's Dealing 2013
Nov 12, 2013
30003_dirs_2013-11-12_bd6d3ec0-987c-4e0a-8f0e-3e549b0d9b16.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BECTON DICKINSON & CO (BDX)
CIK: 0000010795
Period of Report: 2013-11-08
Reporting Person: FORLENZA VINCENT A (Director, Chairman, CEO and President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-08 | Common Stock | M | 22923 | $54.41 | Acquired | 131647 | Direct |
| 2013-11-08 | Common Stock | S | 22923 | $107.39 | Disposed | 108724 | Direct |
| 2013-11-08 | Common Stock | M | 21118 | $59.16 | Acquired | 129842 | Direct |
| 2013-11-08 | Common Stock | D | 11630 | $107.39 | Disposed | 118212 | Direct |
| 2013-11-08 | Common Stock | S | 9488 | $107.39 | Disposed | 108724 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-11-08 | Employee Stock Option (right to buy) | $54.41 | M | 22923 | Disposed | 2014-11-23 | Common Stock (22923) | Direct |
| 2013-11-08 | Stock Appreciation Rights | $59.16 | M | 21118 | Disposed | 2015-11-21 | Common Stock (21118) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 19550 | Indirect |
| Common Stock | 9782 | Indirect |
Footnotes
F1: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $107.11 through $107.72. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.
F2: Represents shares of common stock held under the Becton, Dickinson and Company Savings Incentive Plan (the "SIP"). The information presented for the SIP is as of October 31, 2013.
F3: The option became exercisable in four annual installments beginning November 23, 2005.
F4: The option became exercisable in four annual installments beginning November 21, 2006.