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BECTON DICKINSON & CO — Director's Dealing 2012
Mar 13, 2012
30003_dirs_2012-03-13_30dbd656-93dd-4ff2-9c89-a010202c8e90.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BECTON DICKINSON & CO (BDX)
CIK: 0000010795
Period of Report: 2011-12-23
Reporting Person: BECTON HENRY P JR (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-12-23 | Common Stock | G | 500 | — | Disposed | 75357 | Indirect |
| 2012-03-09 | Common Stock | G | 9000 | — | Disposed | 66357 | Indirect |
| 2012-03-09 | Common Stock | J | 49500 | — | Disposed | 0 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 517780 | Indirect |
| Common Stock | 11400 | Indirect |
| Common Stock | 37166 | Indirect |
| Common Stock | 108712 | Indirect |
| Common Stock | 16200 | Indirect |
| Common Stock | 70000 | Indirect |
| Common Stock | 21440 | Direct |
Footnotes
F1: Held in trust and/or limited liability company for benefit of reporting person. On December 23, 2011, the reporting person contributed 50,000 shares from the aforementioned trust to a limited partnership in which he had a 99% limited partner interest. This event resulted in a change in the form of beneficial ownership with respect to 49,500 of the shares so contributed.
F2: This transaction involves the transfer by the reporting person of a 99% limited partner interest in a limited partnership that owns, among other things, 50,000 shares of BD stock (see note 1 above), in exchange for a promissory note, the principal amount of which has yet to be determined. The principal amount of the note will be determined by an independent appraiser at a future date. The closing price of BD stock on the date of this transaction was $76.82.
F3: Represents shares held in a limited liability company (the "LLC"). The reporting person disclaims beneficial interest in the shares except to the extent of his ownership in the LLC.
F4: By trust for benefit of reporting person and his siblings, of which he is a co-trustee.
F5: Represents shares held in trust and directly by spouse.
F6: By trusts for benefit of reporting person's children, with wife and independent advisor as co-trustees.
F7: Represents shares held in certain trusts of which reporting person is a co-trustee. These shares were formerly in trust for reporting person's parent.