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BECTON DICKINSON & CO — Director's Dealing 2011
Oct 12, 2011
30003_dirs_2011-10-12_61efc78a-76d5-48b6-8af0-f60bfc636692.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: BECTON DICKINSON & CO (BDX)
CIK: 0000010795
Period of Report: 2011-10-03
Reporting Person: Sichak Stephen (Senior Vice President)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 11154 | Direct |
| Common Stock | 2679 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $54.41 | 2014-11-23 | Common Stock (7641) | Direct | |
| Stock Appreciation Rights | $59.16 | 2015-11-21 | Common Stock (8916) | Direct | |
| Stock Appreciation Rights | $71.72 | 2016-11-21 | Common Stock (8349) | Direct | |
| Stock Appreciation Rights | $84.33 | 2017-11-20 | Common Stock (4992) | Direct | |
| Stock Appreciation Rights | $62.50 | 2018-11-25 | Common Stock (7116) | Direct | |
| Stock Appreciation Rights | $75.63 | 2019-11-24 | Common Stock (9854) | Direct | |
| Stock Appreciation Rights | $76.64 | 2020-11-23 | Common Stock (9818) | Direct |
Footnotes
F1: Includes 1,188 restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan.
F2: Represents shares of common stock held under the Becton, Dickinson and Company Savings Incentive Plan (the "SIP"). The information presented for the SIP is as of September 30, 2011.
F3: The option became exercisable in four annual installments beginning November 24, 2005.
F4: The stock appreciation rights vest in four annual installments beginning November 21, 2006.
F5: The stock appreciation rights vest in four annual installments beginning November 21, 2007.
F6: The stock appreciation rights vest in four annual installments beginning November 20, 2008.
F7: The stock appreciation rights vest in four annual installments beginning November 25, 2009.
F8: The stock appreciation rights vest in four annual installments beginning November 24, 2010.
F9: The stock appreciation rights vest in four annual installments beginning November 23, 2011.