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Beam Therapeutics Inc. — Director's Dealing 2021
Jan 5, 2021
31533_dirs_2021-01-05_8db4f50b-4b0c-4cbf-a73b-ce7b450194a0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Beam Therapeutics Inc. (BEAM)
CIK: 0001745999
Period of Report: 2021-01-04
Reporting Person: Burrell Terry-Ann (CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-04 | Common Stock | M | 25000 | $13.68 | Acquired | 32309 | Direct |
| 2021-01-04 | Common Stock | S | 800 | $78.05 | Disposed | 31509 | Direct |
| 2021-01-04 | Common Stock | S | 1951 | $79.21 | Disposed | 29558 | Direct |
| 2021-01-04 | Common Stock | S | 2449 | $80.25 | Disposed | 27109 | Direct |
| 2021-01-04 | Common Stock | S | 6509 | $81.26 | Disposed | 20600 | Direct |
| 2021-01-04 | Common Stock | S | 5296 | $82.44 | Disposed | 15304 | Direct |
| 2021-01-04 | Common Stock | S | 7095 | $83.15 | Disposed | 8209 | Direct |
| 2021-01-04 | Common Stock | S | 900 | $83.89 | Disposed | 7309 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-04 | Stock Option (Right to Buy) | $13.68 | M | 25000 | Disposed | 2029-08-31 | Common Stock (25000) | Direct |
Footnotes
F1: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan. Each price reported for transactions affected pursuant to the Rule 10b5-1 trading plan is a weighted average price. The Reporting Person undertakes to provide to BEAM, any security holder of BEAM or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F2: 25% of the shares subject to the stock option vested on the first anniversary of the of the vesting commencement date, August 20, 2019, and the remaining shares shall vest in 36 substantially equal monthly installments thereafter, subject to continued service with BEAM through such dates.
F3: These shares were sold in multiple transactions ranging from $77.65 to $78.48 inclusive.
F4: These shares were sold in multiple transactions ranging from $78.72 to $79.65 inclusive.
F5: These shares were sold in multiple transactions ranging from $79.73 to $80.72 inclusive.
F6: These shares were sold in multiple transactions ranging from $80.73 to $81.72 inclusive.
F7: These shares were sold in multiple transactions ranging from $81.80 to $82.79 inclusive.
F8: These shares were sold in multiple transactions ranging from $82.80 to $83.78 inclusive.
F9: These shares were sold in multiple transactions ranging from $83.85 to $84.01 inclusive.