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Beam Therapeutics Inc. — Director's Dealing 2021
Jul 1, 2021
31533_dirs_2021-06-30_170b621e-0ec6-473c-a236-b4b578a3d39e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Beam Therapeutics Inc. (BEAM)
CIK: 0001745999
Period of Report: 2021-06-28
Reporting Person: Ciaramella Giuseppe (President & CSO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-28 | Common Stock | M | 78580 | $17.00 | Acquired | 123341 | Direct |
| 2021-06-28 | Common Stock | S | 2405 | $103.83 | Disposed | 120936 | Direct |
| 2021-06-28 | Common Stock | S | 5464 | $104.40 | Disposed | 115472 | Direct |
| 2021-06-28 | Common Stock | S | 7040 | $105.52 | Disposed | 108432 | Direct |
| 2021-06-28 | Common Stock | S | 10444 | $106.35 | Disposed | 97988 | Direct |
| 2021-06-28 | Common Stock | S | 10829 | $107.30 | Disposed | 87159 | Direct |
| 2021-06-28 | Common Stock | S | 30369 | $108.11 | Disposed | 56790 | Direct |
| 2021-06-28 | Common Stock | S | 9856 | $109.32 | Disposed | 46934 | Direct |
| 2021-06-28 | Common Stock | S | 2173 | $110.00 | Disposed | 44761 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-28 | Stock Option (Right to Buy) | $17.00 | M | 78580 | Disposed | 2030-02-05 | Common Stock (78580) | Direct |
Footnotes
F1: The stock option exercise reported in this Form 4 was effected pursuant to a 10b5-1 trading plan.
F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Each sale price reported is a weighted average price. The Reporting Person undertakes to provide to Beam Therapeutics Inc. ("BEAM"), any security holder of BEAM or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.74 to $103.97, inclusive.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $104.04 to $104.96, inclusive.
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.01 to $105.98, inclusive.
F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.00 to $106.97, inclusive.
F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.00 to $107.99, inclusive.
F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.00 to $108.90, inclusive.
F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.00 to $109.95, inclusive.
F10: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.00 to $110.01, inclusive.
F11: 25% of the shares subject to the stock option shall vest on the first anniversary of the vesting commencement date, February 5, 2020, and at a rate of 2.78% each month thereafter until the option is fully vested.