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BEACON LIGHTING GROUP LIMITED — Major Shareholding Notification 2020
Feb 5, 2020
64534_rns_2020-02-05_c51b0425-a4d5-486b-b366-0e0687de343b.pdf
Major Shareholding Notification
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Form 605
Corporations Act 2001
Section 671B
Notice of ceasing to be a substantial holder
To: Company Name/Scheme:
BEACON LIGHTING GROUP LIMITED
ACN/ARSN: 164 122 785
1. Details of substantial holder
| Name: Mitsubishi UFJ Financial Group, Inc. |
|
|---|---|
| The holder ceased to be a substantial holder on: | 03/02/2020 |
| The previous notice was given to the company on: | 21/10/2019 |
| The previous notice was dated: | 21/10/2019 |
| The holder became aware on: | 05/02/2020 |
2. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change |
Person whose relevant interest changed |
Nature of change | Consideration given in relation to change |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| See annexure A to this notice |
3. Changes in association
The persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable) Nature of association
4. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Mitsubishi UFJ Financial Group, Inc. | 2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan |
5. Signature
==> picture [462 x 44] intentionally omitted <==
----- Start of picture text -----
Dated 6 February 2020
Kenji Takase Authorised signatory
----- End of picture text -----
Page 1
Annexure A
This is annexure A of 4 pages referred to in Form 605, Notice of ceasing to be a substantial holder dated 6 February 2020
==> picture [119 x 34] intentionally omitted <==
Kenji Takase
Authorised signatory Dated 6 February 2020
| Date of change | Person whose relevant interest changed |
Nature of change | Consideration given in relation to change |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 21/10/2019 | Mitsubishi UFJ Financial Group,Inc. |
Purchase of securities by an entity controlled byMorgan Stanley |
1955 |
1,700 OrdinaryShares | 1700 |
| 22/10/2019 | Mitsubishi UFJ Financial Group,Inc. |
Purchase of securities by an entity controlled byMorgan Stanley |
1945.68 |
1,608 OrdinaryShares | 1608 |
| 23/10/2019 | Mitsubishi UFJ Financial Group,Inc. |
Purchase of securities by an entity controlled byMorgan Stanley |
752.15 |
614 OrdinaryShares | 614 |
| 23/10/2019 | Mitsubishi UFJ Financial Group,Inc. |
Purchase of securities by an entity controlled byMorgan Stanley |
929.48 |
765 OrdinaryShares | 765 |
| 24/10/2019 | Mitsubishi UFJ Financial Group,Inc. |
Purchase of securities by an entity controlled byMorgan Stanley |
1765.88 |
1,385 OrdinaryShares | 1385 |
| 30/10/2019 | Mitsubishi UFJ Financial Group,Inc. |
Purchase of securities by an entity controlled byMorgan Stanley |
41.25 |
33 OrdinaryShares | 33 |
| 30/10/2019 | Mitsubishi UFJ Financial Group,Inc. |
Purchase of securities by an entity controlled byMorgan Stanley |
153.72 |
122 OrdinaryShares | 122 |
| 1/11/2019 | Mitsubishi UFJ Financial Group,Inc. |
Purchase of securities by an entity controlled byMorgan Stanley |
18038.75 |
14,431 OrdinaryShares | 14431 |
| 4/11/2019 | Mitsubishi UFJ Financial Group,Inc. |
Purchase of securities by an entity controlled byMorgan Stanley |
31.25 |
25 OrdinaryShares | 25 |
| 5/11/2019 | Mitsubishi UFJ Financial Group,Inc. |
Purchase of securities by an entity controlled byMorgan Stanley |
218.4 |
168 OrdinaryShares | 168 |
| 5/11/2019 | Mitsubishi UFJ Financial Group,Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
18038.75 | 14,431 OrdinaryShares | 14431 |
| 6/11/2019 | Mitsubishi UFJ Financial Group,Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
18038.75 | 14,431 OrdinaryShares | 14431 |
| 11/11/2019 | Mitsubishi UFJ Financial Group,Inc. |
Purchase of securities by an entity controlled byMorgan Stanley |
2271.69 |
1,761 OrdinaryShares | 1761 |
| 12/11/2019 | Mitsubishi UFJ Financial Group,Inc. |
Purchase of securities by an entity controlled byMorgan Stanley |
430.3 |
331 OrdinaryShares | 331 |
| 12/11/2019 | Mitsubishi UFJ Financial Group,Inc. |
Purchase of securities by an entity controlled byMorgan Stanley |
431.96 |
331 OrdinaryShares | 331 |
| 12/11/2019 | Mitsubishi UFJ Financial Group,Inc. |
Purchase of securities by an entity controlled byMorgan Stanley |
433.61 |
331 OrdinaryShares | 331 |
| 13/11/2019 | Mitsubishi UFJ Financial Group,Inc. |
Sale of securities by an entity controlled by First Sentier Investors Holdings PtyLimited |
157,982.43 | 122,467 Ordinaryshares | 122,467 |
| 13/11/2019 | Mitsubishi UFJ Financial Group,Inc. |
Sale of securities by an entity controlled by First Sentier Investors Holdings PtyLimited |
358,017.57 | 277,533 Ordinaryshares | 277,533 |
| 13/11/2019 | Mitsubishi UFJ Financial Group,Inc. |
Purchase of securities by an entity controlled byMorgan Stanley |
971.25 |
750 OrdinaryShares | 750 |
| 15/11/2019 | Mitsubishi UFJ Financial Group,Inc. |
Purchase of securities by an entity controlled byMorgan Stanley |
1535.3 |
1,181 OrdinaryShares | 1181 |
| 15/11/2019 | Mitsubishi UFJ Financial Group,Inc. |
Purchase of securities by an entity controlled byMorgan Stanley |
710930 |
550,000 OrdinaryShares | 550000 |
| 18/11/2019 | Mitsubishi UFJ Financial Group,Inc. |
Purchase of securities by an entity controlled byMorgan Stanley |
323.79 |
258 OrdinaryShares | 258 |
| 18/11/2019 | Mitsubishi UFJ Financial Group,Inc. |
Purchase of securities by an entity controlled byMorgan Stanley |
967.5 |
750 OrdinaryShares | 750 |
| 18/11/2019 | Mitsubishi UFJ Financial Group,Inc. |
Purchase of securities by an entity controlled byMorgan Stanley |
1071.88 |
844 OrdinaryShares | 844 |
Page 2
| 19/11/2019 | Mitsubishi UFJ Financial Group,Inc. |
Borrow returned by an entity controlled by Morgan Stanley– see Annexure B |
N/A | 549,249 OrdinaryShares | 549249 |
|---|---|---|---|---|---|
| 19/11/2019 | Mitsubishi UFJ Financial Group,Inc. |
Borrow returned by an entity controlled by Morgan Stanley– see Annexure B |
N/A | 751 OrdinaryShares | 751 |
| 19/11/2019 | Mitsubishi UFJ Financial Group,Inc. |
Purchase of securities by an entity controlled byMorgan Stanley |
1328.42 |
1,067 OrdinaryShares | 1067 |
| 19/11/2019 | Mitsubishi UFJ Financial Group,Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
454.14 | 359 OrdinaryShares | 359 |
| 21/11/2019 | Mitsubishi UFJ Financial Group,Inc. |
Purchase of securities by an entity controlled byMorgan Stanley |
375 |
300 OrdinaryShares | 300 |
| 21/11/2019 | Mitsubishi UFJ Financial Group,Inc. |
Purchase of securities by an entity controlled byMorgan Stanley |
933.75 |
750 OrdinaryShares | 750 |
| 22/11/2019 | Mitsubishi UFJ Financial Group,Inc. |
Purchase of securities by an entity controlled byMorgan Stanley |
1187.06 |
975 OrdinaryShares | 975 |
| 22/11/2019 | Mitsubishi UFJ Financial Group,Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
135.98 | 111 OrdinaryShares | 111 |
| 22/11/2019 | Mitsubishi UFJ Financial Group,Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
712.48 | 584 OrdinaryShares | 584 |
| 25/11/2019 | Mitsubishi UFJ Financial Group,Inc. |
Purchase of securities by an entity controlled byMorgan Stanley |
1236.48 |
1,024 OrdinaryShares | 1024 |
| 26/11/2019 | Mitsubishi UFJ Financial Group,Inc. |
Purchase of securities by an entity controlled byMorgan Stanley |
1298.76 |
1,096 OrdinaryShares | 1096 |
| 27/11/2019 | Mitsubishi UFJ Financial Group,Inc. |
Purchase of securities by an entity controlled byMorgan Stanley |
1471.46 |
1,247 OrdinaryShares | 1247 |
| 29/11/2019 | Mitsubishi UFJ Financial Group,Inc. |
Purchase of securities by an entity controlled byMorgan Stanley |
1524 |
1,270 OrdinaryShares | 1270 |
| 4/12/2019 | Mitsubishi UFJ Financial Group,Inc. |
Purchase of securities by an entity controlled byMorgan Stanley |
34.51 |
29 OrdinaryShares | 29 |
| 4/12/2019 | Mitsubishi UFJ Financial Group,Inc. |
Purchase of securities by an entity controlled byMorgan Stanley |
259.68 |
221 OrdinaryShares | 221 |
| 4/12/2019 | Mitsubishi UFJ Financial Group,Inc. |
Purchase of securities by an entity controlled byMorgan Stanley |
300.69 |
257 OrdinaryShares | 257 |
| 4/12/2019 | Mitsubishi UFJ Financial Group,Inc. |
Purchase of securities by an entity controlled byMorgan Stanley |
518.84 |
436 OrdinaryShares | 436 |
| 5/12/2019 | Mitsubishi UFJ Financial Group,Inc. |
Borrow returned by an entity controlled by Morgan Stanley– see Annexure B |
N/A | 67,599 OrdinaryShares | 67599 |
| 5/12/2019 | Mitsubishi UFJ Financial Group,Inc. |
Borrowed by an entity controlled by Morgan Stanley– see Annexure B |
N/A | 50,000 OrdinaryShares | 50000 |
| 6/12/2019 | Mitsubishi UFJ Financial Group,Inc. |
Borrow returned by an entity controlled by Morgan Stanley– see Annexure B |
N/A | 914 OrdinaryShares | 914 |
| 6/12/2019 | Mitsubishi UFJ Financial Group,Inc. |
Purchase of securities by an entity controlled byMorgan Stanley |
35.67 |
29 OrdinaryShares | 29 |
| 6/12/2019 | Mitsubishi UFJ Financial Group,Inc. |
Purchase of securities by an entity controlled byMorgan Stanley |
532.61 |
442 OrdinaryShares | 442 |
| 6/12/2019 | Mitsubishi UFJ Financial Group,Inc. |
Purchase of securities by an entity controlled byMorgan Stanley |
5065.06 |
4,186 OrdinaryShares | 4186 |
| 6/12/2019 | Mitsubishi UFJ Financial Group,Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
34.51 | 29 OrdinaryShares | 29 |
| 9/12/2019 | Mitsubishi UFJ Financial Group,Inc. |
Borrowed by an entity controlled by Morgan Stanley– see Annexure B |
N/A | 25,016 OrdinaryShares | 25016 |
| 9/12/2019 | Mitsubishi UFJ Financial Group,Inc. |
Borrow returned by an entity controlled by Morgan Stanley– see Annexure B |
N/A | 25,016 OrdinaryShares | 25016 |
| 10/12/2019 | Mitsubishi UFJ Financial Group,Inc. |
Borrow returned by an entity controlled by Morgan Stanley– see Annexure B |
N/A | 3,425 OrdinaryShares | 3425 |
| 10/12/2019 | Mitsubishi UFJ Financial Group,Inc. |
Purchase of securities by an entity controlled byMorgan Stanley |
75.9 |
66 OrdinaryShares | 66 |
| 10/12/2019 | Mitsubishi UFJ Financial Group,Inc. |
Purchase of securities by an entity controlled byMorgan Stanley |
589.2 |
491 OrdinaryShares | 491 |
| 10/12/2019 | Mitsubishi UFJ Financial Group,Inc. |
Purchase of securities by an entity controlled byMorgan Stanley |
676.2 |
588 OrdinaryShares | 588 |
| 10/12/2019 | Mitsubishi UFJ Financial Group,Inc. |
Purchase of securities by an entity controlled byMorgan Stanley |
680.92 |
587 OrdinaryShares | 587 |
| 10/12/2019 | Mitsubishi UFJ Financial Group,Inc. |
Purchase of securities by an entity controlled byMorgan Stanley |
761.91 |
654 OrdinaryShares | 654 |
| 10/12/2019 | Mitsubishi UFJ Financial Group,Inc. |
Purchase of securities by an entity controlled byMorgan Stanley |
803.25 |
675 OrdinaryShares | 675 |
| 10/12/2019 | Mitsubishi UFJ Financial Group,Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
532.61 | 442 OrdinaryShares | 442 |
| 10/12/2019 | Mitsubishi UFJ Financial Group,Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
959.85 | 790 OrdinaryShares | 790 |
| 12/12/2019 | Mitsubishi UFJ Financial Group,Inc. |
Borrow returned by an entity controlled by Morgan Stanley– see Annexure B |
N/A | 3,061 OrdinaryShares | 3061 |
| 12/12/2019 | Mitsubishi UFJ Financial Group,Inc. |
Borrowed by an entity controlled by Morgan Stanley– see Annexure B |
N/A | 200,000 OrdinaryShares | 200000 |
Page 3
| 13/12/2019 | Mitsubishi UFJ Financial Group,Inc. |
Borrow returned by an entity controlled by Morgan Stanley– see Annexure B |
N/A | 196,939 OrdinaryShares | 196939 |
|---|---|---|---|---|---|
| 13/12/2019 | Mitsubishi UFJ Financial Group,Inc. |
Purchase of securities by an entity controlled byMorgan Stanley |
327.29 |
289 OrdinaryShares | 289 |
| 13/12/2019 | Mitsubishi UFJ Financial Group,Inc. |
Purchase of securities by an entity controlled byMorgan Stanley |
487.6 |
424 OrdinaryShares | 424 |
| 13/12/2019 | Mitsubishi UFJ Financial Group,Inc. |
Purchase of securities by an entity controlled byMorgan Stanley |
1070.31 |
943 OrdinaryShares | 943 |
| 18/12/2019 | Mitsubishi UFJ Financial Group,Inc. |
Purchase of securities by an entity controlled byMorgan Stanley |
764.54 |
602 OrdinaryShares | 602 |
| 18/12/2019 | Mitsubishi UFJ Financial Group,Inc. |
Purchase of securities by an entity controlled byMorgan Stanley |
927.25 |
733 OrdinaryShares | 733 |
| 20/12/2019 | Mitsubishi UFJ Financial Group,Inc. |
Borrow returned by an entity controlled by Morgan Stanley– see Annexure B |
N/A | 6,052 OrdinaryShares | 6052 |
| 20/12/2019 | Mitsubishi UFJ Financial Group,Inc. |
Purchase of securities by an entity controlled byMorgan Stanley |
611.32 |
493 OrdinaryShares | 493 |
| 23/12/2019 | Mitsubishi UFJ Financial Group,Inc. |
Borrow returned by an entity controlled by Morgan Stanley– see Annexure B |
N/A | 2 OrdinaryShares | 2 |
| 23/12/2019 | Mitsubishi UFJ Financial Group,Inc. |
Borrowed by an entity controlled by Morgan Stanley– see Annexure B |
N/A | 45,000 OrdinaryShares | 45000 |
| 23/12/2019 | Mitsubishi UFJ Financial Group,Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
244.02 | 196 OrdinaryShares | 196 |
| 23/12/2019 | Mitsubishi UFJ Financial Group,Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
248.92 | 196 OrdinaryShares | 196 |
| 27/12/2019 | Mitsubishi UFJ Financial Group,Inc. |
Borrow returned by an entity controlled by Morgan Stanley– see Annexure B |
N/A | 45,000 OrdinaryShares | 45000 |
| 2/01/2020 | Mitsubishi UFJ Financial Group,Inc. |
Purchase of securities by an entity controlled byMorgan Stanley |
408.83 |
345 OrdinaryShares | 345 |
| 6/01/2020 | Mitsubishi UFJ Financial Group,Inc. |
Borrowed by an entity controlled by Morgan Stanley– see Annexure B |
N/A | 1,000 OrdinaryShares | 1000 |
| 7/01/2020 | Mitsubishi UFJ Financial Group,Inc. |
Borrowed by an entity controlled by Morgan Stanley– see Annexure B |
N/A | 2 OrdinaryShares | 2 |
| 7/01/2020 | Mitsubishi UFJ Financial Group,Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
714 | 600 OrdinaryShares | 600 |
| 8/01/2020 | Mitsubishi UFJ Financial Group,Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
10.71 | 9 OrdinaryShares | 9 |
| 9/01/2020 | Mitsubishi UFJ Financial Group,Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
47.4 | 40 OrdinaryShares | 40 |
| 9/01/2020 | Mitsubishi UFJ Financial Group,Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
47.8 | 40 OrdinaryShares | 40 |
| 10/01/2020 | Mitsubishi UFJ Financial Group,Inc. |
Borrowed by an entity controlled by Morgan Stanley– see Annexure B |
N/A | 82,000 OrdinaryShares | 82000 |
| 13/01/2020 | Mitsubishi UFJ Financial Group,Inc. |
Borrow returned by an entity controlled by Morgan Stanley– see Annexure B |
N/A | 2 OrdinaryShares | 2 |
| 13/01/2020 | Mitsubishi UFJ Financial Group,Inc. |
Borrow returned by an entity controlled by Morgan Stanley– see Annexure B |
N/A | 81,757 OrdinaryShares | 81757 |
| 16/01/2020 | Mitsubishi UFJ Financial Group,Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
146.4 | 122 OrdinaryShares | 122 |
| 16/01/2020 | Mitsubishi UFJ Financial Group,Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
181.7 | 158 OrdinaryShares | 158 |
| 17/01/2020 | Mitsubishi UFJ Financial Group,Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
10.76 | 9 OrdinaryShares | 9 |
| 20/01/2020 | Mitsubishi UFJ Financial Group,Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
4.88 | 4 OrdinaryShares | 4 |
| 21/01/2020 | Mitsubishi UFJ Financial Group,Inc. |
Purchase of securities by an entity controlled byMorgan Stanley |
40.32 |
36 OrdinaryShares | 36 |
| 21/01/2020 | Mitsubishi UFJ Financial Group,Inc. |
Purchase of securities by an entity controlled byMorgan Stanley |
101.91 |
86 OrdinaryShares | 86 |
| 22/01/2020 | Mitsubishi UFJ Financial Group,Inc. |
Purchase of securities by an entity controlled byMorgan Stanley |
67.41 |
61 OrdinaryShares | 61 |
| 22/01/2020 | Mitsubishi UFJ Financial Group,Inc. |
Purchase of securities by an entity controlled byMorgan Stanley |
133.28 |
119 OrdinaryShares | 119 |
| 22/01/2020 | Mitsubishi UFJ Financial Group,Inc. |
Purchase of securities by an entity controlled byMorgan Stanley |
137.64 |
124 OrdinaryShares | 124 |
| 22/01/2020 | Mitsubishi UFJ Financial Group,Inc. |
Purchase of securities by an entity controlled byMorgan Stanley |
350.11 |
314 OrdinaryShares | 314 |
| 22/01/2020 | Mitsubishi UFJ Financial Group,Inc. |
Purchase of securities by an entity controlled byMorgan Stanley |
1454.31 |
1,287 OrdinaryShares | 1287 |
| 28/01/2020 | Mitsubishi UFJ Financial Group,Inc. |
Purchase of securities by an entity controlled byMorgan Stanley |
74.25 |
66 OrdinaryShares | 66 |
| 28/01/2020 | Mitsubishi UFJ Financial Group,Inc. |
Purchase of securities by an entity controlled byMorgan Stanley |
112 |
100 OrdinaryShares | 100 |
| 28/01/2020 | Mitsubishi UFJ Financial Group,Inc. |
Purchase of securities by an entity controlled byMorgan Stanley |
141.05 |
130 OrdinaryShares | 130 |
Page 4
| 28/01/2020 | Mitsubishi UFJ Financial Group,Inc. |
Purchase of securities by an entity controlled byMorgan Stanley |
141.25 |
125 OrdinaryShares | 125 |
|---|---|---|---|---|---|
| 28/01/2020 | Mitsubishi UFJ Financial Group,Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
64.41 | 57 OrdinaryShares | 57 |
| 28/01/2020 | Mitsubishi UFJ Financial Group,Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
179.92 | 173 OrdinaryShares | 173 |
| 28/01/2020 | Mitsubishi UFJ Financial Group,Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
191.25 | 170 OrdinaryShares | 170 |
| 28/01/2020 | Mitsubishi UFJ Financial Group,Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
606.52 | 559 OrdinaryShares | 559 |
| 29/01/2020 | Mitsubishi UFJ Financial Group,Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
217.13 | 193 OrdinaryShares | 193 |
| 30/01/2020 | Mitsubishi UFJ Financial Group,Inc. |
Purchase of securities by an entity controlled byMorgan Stanley |
1040.55 |
991 OrdinaryShares | 991 |
| 31/01/2020 | Mitsubishi UFJ Financial Group,Inc. |
Purchase of securities by an entity controlled byMorgan Stanley |
941.46 |
852 OrdinaryShares | 852 |
| 31/01/2020 | Mitsubishi UFJ Financial Group,Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
202.8 | 195 OrdinaryShares | 195 |
| 3/02/2020 | Mitsubishi UFJ Financial Group,Inc. |
Purchase of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
45,170.05 |
43,015 Ordinaryshares | 43,015 |
| 3/02/2020 | Mitsubishi UFJ Financial Group,Inc. |
Sale of securities by an entity controlled by First Sentier Investors Holdings PtyLimited |
95,477.55 | 90,931 Ordinaryshares | 90,931 |
| 3/02/2020 | Mitsubishi UFJ Financial Group,Inc. |
Purchase of securities by an entity controlled byMorgan Stanley |
5.25 |
5 OrdinaryShares | 5 |
| 3/02/2020 | Mitsubishi UFJ Financial Group,Inc. |
Purchase of securities by an entity controlled byMorgan Stanley |
70.35 |
67 OrdinaryShares | 67 |
| 3/02/2020 | Mitsubishi UFJ Financial Group,Inc. |
Purchase of securities by an entity controlled byMorgan Stanley |
321.78 |
305 OrdinaryShares | 305 |
| 3/02/2020 | Mitsubishi UFJ Financial Group,Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
282.45 | 269 OrdinaryShares | 269 |
Page 5
Annexure B
This is annexure B of 2 pages referred to in Form 605, Notice of ceasing to be a substantial holder dated 6 February 2020
==> picture [206 x 59] intentionally omitted <==
Kenji Takase
Authorised signatory Dated 6 February 2020
The below schedules are based on the relevant standard agreements. The entity filing the report will, if requested by the company or responsible entity to whom the prescribed form must be given or ASIC, give a copy of the agreement to the company, responsible entity or ASIC.
| Schedule | Schedule |
|---|---|
| Type of Agreement | Master Securities Loan Agreement |
| Parties to agreement | Morgan Stanley & Co. LLC, MS Securities Services Inc. and GOLDMAN SACHS BANK USA |
| Transfer Date | 20191205;20191209;20191210;20200110; |
| Holder of Voting Rights | Borrower |
| Are there any restrictions on voting rights? | ~~Yes/~~ ~~N~~o |
| If yes, detailNot applicable | |
| Scheduled Return Date (if any) | Open |
| Does the borrower have the right to return early? | Yes~~/No~~ |
| If yes, detailEither party may terminate a Loan on a termination date established by notice given to the other party prior to the Close of Business on a Business Day. The termination date established by a termination notice shall be a date no earlier than the standard settlement date that would apply to a purchase or sale of the Loaned Securities (in the case of a notice given by Lender) or the non-cash Collateral securing the Loan (in the case of a notice given by Borrower) entered into at the time of such notice, which date shall, unless Borrower and Lender agree to the contrary, be the third Business Day followingsuch notice. |
|
| Does the lender have the right to recall early? | Yes~~/No~~ |
| If yes, detailEither party may terminate a Loan on a termination date established by notice given to the other party prior to the Close of Business on a Business Day. The termination date established by a termination notice shall be a date no earlier than the standard settlement date that would apply to a purchase or sale of the Loaned Securities (in the case of a notice given by Lender) or the non-cash Collateral securing the Loan (in the case of a notice given by Borrower) entered into at the time of such notice, which date shall, unless Borrower and Lender agree to the contrary, be the third Business Day followingsuch notice. |
|
| Will the securities be returned on settlement? | Yes~~/No~~ |
| If yes, detail any exceptionsUpon the occurrence of a Default entitling the Lender to terminate all Loans, the Lender has the right to purchase a like amount of Loaned Securities, to sell any Collateral and to apply and set off the Collateral and any proceeds thereof against the payment of the purchase price for such Replacement Securities. In the event the Lender exercises such rights, the Borrower's obligation to return a like amount of the Loaned Securities shall terminate. |
| Schedule | Schedule |
|---|---|
| Type of Agreement | Australian Master Securities LendingAgreement |
| Parties to agreement | Morgan Stanley Australia Securities Limited and NATIONAL AUSTRALIA BANK LIMITED |
| Transfer Date | 20200106; |
| Holder of Voting Rights | Borrower |
| Are there any restrictions on voting rights? | ~~Yes/~~ ~~N~~o |
| If yes, detailNot applicable | |
| Scheduled Return Date (if any) | Open |
| Does the borrower have the right to return early? | Yes~~/No~~ |
| If yes, detailThe Borrower shall be entitled at any time to terminate a particular loan of Securities and to redeliver all and any Equivalent Securities due and outstandingto the Lender in accordance with the Lender's instructions. |
|
| Does the lender have the right to recall early? | Yes~~/No~~ |
| If yes, detailThe Lender may call for the redelivery of all or any Equivalent Securities at any time by giving notice on any Business Day of not less than the Standard Settlement Time for such Equivalent Securities or the equivalent time on the exchange or in the clearing organisation through which the relevant borrowed Securities were originallydelivered. |
|
| Will the securities be returned on settlement? | Yes~~/No~~ |
| If yes, detail any exceptionsIf an Event of Default occurs in relation to either Party, the Parties' delivery and payment obligations shall be accelerated so as to require performance thereof at the time such Event of Default occurs. In such event the Relevant Value of the Securities to be delivered by each Party shall be established and on the basis of the Relevant Values so established, an account shall be taken of what is due from each Party to the other and the sums due from one Party shall be set-off against the sums due from the other and only the balance of the account shall be payable. |
Schedule
| Schedule | Schedule |
|---|---|
| Type of Agreement | Australian Master Securities LendingAgreement |
| Parties to agreement | Morgan Stanley Australia Securities Limited and JPMORGAN CHASE BANK, N.A. |
| Transfer Date | 20191212;20191220;20200113; |
| Holder of Voting Rights | Borrower |
| Are there any restrictions on voting rights? | ~~Yes/~~ ~~N~~o |
| If yes, detailNot applicable | |
| Shdld D if | O |
| ceue Return ate ( any) pen |
Page 6
| Scheduled Return Date (if any) Open |
Scheduled Return Date (if any) Open |
|---|---|
| Does the borrower have the right to return early? | Yes~~/No~~ |
| If yes, detailThe Borrower shall be entitled at any time to terminate a particular loan of Securities and to redeliver all and any Equivalent Securities due and outstandingto the Lender in accordance with the Lender's instructions. |
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| Does the lender have the right to recall early? | Yes~~/No~~ |
| If yes, detailThe Lender may call for the redelivery of all or any Equivalent Securities at any time by giving notice on any Business Day of not less than the Standard Settlement Time for such Equivalent Securities or the equivalent time on the exchange or in the clearing organisation through which the relevant borrowed Securities were originallydelivered. |
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| Will the securities be returned on settlement? | Yes~~/No~~ |
| If yes, detail any exceptionsIf an Event of Default occurs in relation to either Party, the Parties' delivery and payment obligations shall be accelerated so as to require performance thereof at the time such Event of Default occurs. In such event the Relevant Value of the Securities to be delivered by each Party shall be established and on the basis of the Relevant Values so established, an account shall be taken of what is due from each Party to the other and the sums due from one Party shall be set-off against the sums due from the other and only the balance of the account shall be payable. |
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