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BEACON LIGHTING GROUP LIMITED Major Shareholding Notification 2020

Sep 9, 2020

64534_rns_2020-09-09_183ab3a0-8623-43c1-8a38-0448332f5948.pdf

Major Shareholding Notification

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Form 603

Corporations Act 2001 Section 671B Notice of initial substantial holder

To: Company Name/Scheme: BEACON LIGHTING GROUP LIMITED
ACN/ARSN: 164 122 785
1. Details of substantial holder
Name Mitsubishi UFJ Financial Group, Inc.
The holder became a substantial holder on:
07/09/2020
The holder became aware on: 09/09/2020
2. Details of voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in on the date the substantial holder became a substantial holder are as follows:

Class of securities Number of securities Person's votes Voting power (%)
FullyPaid ordinaryshares 11,094,780 11,094,780 5.01%

3. Details of relevant interests

The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:

Holder of relevant interest Nature of relevant interest Class and number of securities
Mitsubishi UFJ Financial Group, Inc. Relevant interest in securities that First Sentier
Investors Holdings Pty Limited has a relevant
interest in under section 608(3) of the Corporations
Act as Mitsubishi UFJ Financial Group, Inc. has
voting power of 100% in First Sentier Investors
Holdings PtyLimited.
8,565,647 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. Relevant interest in securities that First Sentier
Investors Holdings Pty Limited has a relevant
interest in under section 608(3) of the Corporations
Act as Mitsubishi UFJ Financial Group, Inc. has
voting power of 100% in First Sentier Investors
Holdings PtyLimited.
2,004,227 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. Relevant interest in securities that Morgan Stanley
has a relevant interest in under section 608(3) of
the Corporations Act as Mitsubishi UFJ Financial
Group, Inc. has voting power of over 20% in
Morgan Stanley.
91,613 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. Relevant interest in securities that Morgan Stanley
has a relevant interest in under section 608(3) of
the Corporations Act as Mitsubishi UFJ Financial
Group, Inc. has voting power of over 20% in
Morgan Stanley.
Fully paid ordinary shares
122,109
Mitsubishi UFJ Financial Group, Inc. Relevant interest in securities that Morgan Stanley
has a relevant interest in under section 608(3) of
the Corporations Act as Mitsubishi UFJ Financial
Group, Inc. has voting power of over 20% in
Morgan Stanley.
311,184 Fully paid ordinary shares

4. Details of present registered holders

The persons registered as holders of the securities referred to in paragraph 3 above are as follows:

Holder of relevant
interest
Registered holder of
securities
Person entitled to be
registered as holder
Class and number of securities
Mitsubishi UFJ Financial Group, Inc. Citibank N A Hong Kong Not applicable 1,795,000 Fully paid ordinary
shares
Mitsubishi UFJ Financial Group, Inc. Citicorp Nominees Pty Limited
(Australia)
Not applicable 6,770,647 Fully paid ordinary
shares
Mitsubishi UFJ Financial Group, Inc. Citibank N A Hong Kong Not applicable 1,726,230 Fully paid ordinary
shares
Mitsubishi UFJ Financial Group, Inc. National Custodian Services Not applicable 277,997 Fully paid ordinary
shares

Page 1

Morgan Stanley Australia Not applicable 524,906[Fully paid ordinary ] Securities (Nominee) Pty Limited shares

Mitsubishi UFJ Financial Group, Inc.

5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:

Holder of relevant
interest
Date of acquisition Consideration Consideration Class and number of securities
Cash Non-cash
See Annexure B to this notice

6. Associates

The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:

Name and ACN/ARSN (if applicable) Nature of association
See Annexure A to this notice Each company referred to is an associate of Mitsubishi UFJ Financial Group, Inc. under section 12 of the
Corporations Act

7. Addresses

The addresses of persons named in this form are as follows:

Name Address
Mitsubishi UFJ Financial Group,Inc. 2-7-1,Marunouchi,Chiyoda-ku,Tokyo 100-8330,Japan

8. Signature

==> picture [103 x 30] intentionally omitted <==

Dated 10 September 2020

  • Authorised signatory

Page 2

Annexure A

This is Annexure A of 5 pages referred to in Form 603 (notice of initial substantial holder) dated 10 September 2020

==> picture [103 x 30] intentionally omitted <==

  • Authorised signatory Dated 10 September 2020

SCHEDULE MUFG Bank, Ltd. Mitsubishi UFJ Trust and Banking Corporation Mitsubishi UFJ Securities Holdings Co., Ltd. MU Business Engineering, Ltd. The Mitsubishi UFJ Factors Limited Mitsubishi UFJ Jinji Service Co., Ltd. MU Techno-service Co., Ltd. Tokyo Credit Service, Ltd. Tokyo Associates Finance Corp. MU Business Service Co., Ltd. Mitsubishi UFJ Loan Business Co.,Ltd. Mitsubishi UFJ Information Technology, Ltd. MU Center Service Tokyo Co., Ltd. MU Center Service Nagoya Co., Ltd. MU Center Service Osaka Co., Ltd. MU Business Aid Co., Ltd. MU Property Reserch Company Limited Mitsubishi UFJ Home Loan CREDIT CO., LTD. The Diamond Home Credit Company Limited Mitsubishi UFJ Reserch & Consulting Co., Ltd. MU Frontier Servicer Co., Ltd. Otemachi Guarantee Co., Ltd. GD Holdings Company Limited MU Loan Administration Support Co., Ltd. MU Communications Co.,Ltd. Japan Electronic Monetary Claim Organization MU Business Partner Co., Ltd. MUT Business Outsourcing Co., Ltd. Mezzanine Solution II Limited Partnership Mezzanine Solution III Limited Partnership Mitsubishi UFJ Capital Co., Ltd. Mitsubishi UFJ Capital Ⅲ, Limited Partnership Mitsubishi UFJ Capital Ⅳ, Limited Partnership Mitsubishi UFJ Capital Ⅴ, Limited Partnership Mitsubishi UFJ Capital Ⅵ, Limited Partnership Mitsubishi UFJ Capital Ⅶ, Limited Partnership Mitsubishi UFJ Life Science 1, Limited Partnership Mitsubishi UFJ Life Science 2, Limited Partnership Tohoku Senary Industry Support, Limited Partnership OiDE Fund Investment Limited Partnership Mitsubishi UFJ Personal Financial Advisers Co., Ltd. Mitsubishi UFJ Financial Partners Co.,Ltd. The Mitsubishi Asset Brains Company, Limited BOT Lease Co., Ltd. The Chukyo Bank, Ltd. Nippon Mutual Housing Loan Co., Ltd. JM Real Estate Co., Ltd. Jibun Bank Corporation JACCS CO.,LTD.

Page 3

JALCARD Inc. Yume Shokei Fund No.2 Yume Shokei Fund No.3 Marunouchi Capital Fund II Limited Partnership M・U・Trust Sougou Kanri Co., Ltd. Mitsubishi UFJ Trust Business Co., Ltd. Ryoshin Data Co., Ltd. Mitsubishi UFJ Trust Systems Co., Ltd. Mitsubishi UFJ Trust Investment Technology Institute Co., Ltd. Mitsubishi UFJ Trust Hosyo Co., Ltd. M・U・Trust・Apple Planning Company, Ltd. Mitsubishi UFJ Real Estate Services Co., Ltd. Mitsubishi UFJ Daiko Business Co., Ltd. The Master Trust Bank of Japan, Ltd. MU Investments Co., Ltd. Japan Shareholder Services Ltd. Mitsubishi UFJ Kokusai Asset Management Co., Ltd. Tokumei-Kumiai (CPI) Tokumei-Kumiai (GII) Tokumei-Kumiai (Gate Bridge 1) Tokumei-Kumiai (CENTOMILIARDO) Tokumei-Kumiai (MEET) Tokumei-Kumiai (FIELD) Ippan Shadan Houjin Leone Jointly Managed Monetary Trust Fund (Fund Number:550001) MU Trust Property Management Co., Ltd. Tokumei-Kumiai (RICE) TOKKINGAI (Fund Number.900338) TOKKINGAI (Fund Number.900327) TOKKINGAI (Fund Number.900344) AMP Capital Investors KK MM Partnership MUS Information Systems Co., Ltd. MUS Business Service Co., Ltd. Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. Mitsubishi UFJ Morgan Stanley PB Securities Co., Ltd. kabu.com Securities Co., Ltd. Morgan Stanley MUFG Securities Co., Ltd. Mitsubishi UFJ NICOS Co., Ltd. Card Business Service Co.,Ltd. MU NICOS Business Service Co., Ltd. MU NICOS Credit Co.,Ltd. Ryoshin DC Card Company Ltd. JMS Co., Ltd. Paygent Co., Ltd. JA Card Co., Ltd ACOM CO., LTD. IR Loan Servicing, Inc. MU Credit Guarantee Co., Ltd. Japan Digital Design, Inc. Crowd Money Inc. MUMEC Visionary Design, Ltd. Global Open Network, Inc. Global Open Network Japan, Inc. MUFG Innovation Partners Co., Ltd. MUFG Innovation Partners No.1 Investment Partnership Mitsubishi Research Institute DCS Co.,Ltd. HR Solution DCS Co.,Ltd. Mitsubishi UFJ Lease & Finance Company Limited Hitachi Capital Corporation Nihombashi TG Jigyo Kyodo Kumiai NIHOMBASHI TG SERVICE CO., LTD. SHIN-NIHOMBASHI TSUSHO CO., LTD. Solution Design Co.,ltd. Nippon Record Keeping Network Co., Ltd. Banco MUFG Brasil S.A. 9808680 Canada Inc. BTMU (Curacao) Holdings N.V.

Page 4

MUFG Bank (Europe) N.V. MUFG Business Services (Holland) B.V. MUFG Funding (UK) Limited MUFG Europe Lease (Deutschland) GmbH MUFG Bank (Malaysia) Berhad MUFG North America International, Inc. MUFG Bank Mexico, S.A. MUFG Nominees (HK) Limited MUFG Nominees (UK) Limited MUFG Americas Holdings Corporation MUFG Union Bank, N.A. Union Bank of California Leasing, Inc. UBOC Community Development Corporation UnionBanc Investment Services, LLC Bankers Commercial Corporation UnionBanCal Equities, Inc. UnionBanCal Leasing Corporation UnionBanCal Mortgage Corporation Mills-Ralston, Inc. HighMark Capital Management, Inc. BCC OX I, Inc. BCC OX II, Inc. SEMA OP9 LLC SEMA OP8 LLC MORGANTOWN OL6 LLC MORGANTOWN OL7 LLC MORGANTOWN OL5 LLC DICKERSON OL4 LLC TRL One A, LLC TRL One B, LLC TRL One, LP BM1,LLC UB Leasing Corporation Pacific Capital Statutory Trust I Shiloh Ⅳ Wind Project, LLC Shiloh Ⅳ Holdings Lessor Trust Green Union I Trust Green Union II Trust Green Union III Trust Tohlease Corporation MUFG Americas Funding Corporation MUFG Americas Financial & Leasing Corporation B-4 U.B. Vehicle Leasing, Inc. MUFG Americas Leasing Corporation MUFG Americas Financial Services, Inc. MUFG Americas Leasing (Canada) Corporation MUFG Americas Leasing & Finance, Inc. MUFG Americas Capital Leasing & Finance, LLC MUFG Americas Corporate Advisory, Inc. MUFG Americas LF Capital LLC MUFG Americas Capital Company MUFG Fund Services (USA) LLC MUFG Securities Americas Inc. MUFG Capital Analytics LLC MUFG Investor Services (US), LLC Intrepid Investment Bankers LLC Southern California Business Development Corporation Catalina Solar Holdings Lessor Trust Catalina Solar, LLC Morgan Stanley MUFG Loan Partners, LLC PT U Finance Indonesia PT. MU Research and Consulting Indonesia MU Research and Consulting (Thailand) Co., Ltd. MUFG Participation (Thailand) Co., Ltd. AO MUFG Bank (Eurasia) MUFG Bank (China), Ltd. BTMU Preferred Capital 8 Limited BTMU Preferred Capital 9 Limited

Page 5

BTMU Liquidity Reserve Investment Limited MUFG Bank Turkey Anonim Sirketi Bank of Ayudhya Public Company Limited Krungsri Ayudhya AMC Limited Krungsri Factoring Company Limited Ayudhya Development Leasing Company Limited Ayudhya Capital Auto Lease Public Company Limited Krungsriayudhya Card Company Limited General Card Services Limited Ayudhya Capital Services Company Limited Krungsri General Insurance Broker Limited Krungsri Life Assurance Broker Limited Krungsri Asset Management Company Limited Total Services Solutions Public Company Limited Ngern Tid Lor Company Limited Krungsri Securities Public Company Limited Siam Realty and Services Security Co.,Ltd. Krungsri Leasing Services Co., Ltd. Hattha Kaksekar Limited Krungsri Finnovate Co., Ltd. Tesco Card Services Limited BTMU Liquidity Reserve Investment 2 Limited BTMU Liquidity Reserve Investment 3 Limited PT Guna Dharma PT Bank Danamon Indonesia, Tbk. PT Adira Quantum Multifinance PT Adira Dinamika Multi Finance Tbk PT Asuransi Adira Dinamika BOT Lease (HK) Co., Ltd. PT Bumiputera - BOT Finance BOT Lease Holding Philippines, Inc. BOT Lease and Finance, Philippines, Inc. BOT Lease (Thailand) Co., Ltd. MUFG Holding (Thailand) Co., Ltd. Bangkok MUFG Limited BOT Lease(Eurasia)LLC BOT Lease (Tianjin) Co., Ltd. BOTL Factoring (Shanghai) Co., Ltd. BOT LEASE MEXICO S.A. DE C.V. BOT FINANCE MEXICO, S.A. DE C.V., SOFOM, E.N.R. GOLDEN ASIA FUND VENTURES LTD. Lakefield Wind Project OP Trust Lakefield Wind Project, LLC Pacwind Holdings Lessor Trust Pacific Wind, LLC Vietnam Joint Stock Commercial Bank for Industry and Trade GOLDEN ASIA FUND II, L.P. Security Bank Corporation Mitsubishi UFJ Trust International Limited Mitsubishi UFJ Baillie Gifford Asset Management Limited Mitsubishi UFJ Investor Services & Banking (Luxembourg) S.A. MUFG Lux Management Company S.A. Mitsubishi UFJ Investment Services (HK) Limited Mitsubishi UFJ Asset Management (UK) Ltd. LUX J1 FUND MUFG Investor Services Holdings Limited MUFG Fund Services (Bermuda) Limited MUFG Fund Services (Cayman) Limited MUFG Fund Services (Cayman) Group Limited MUFG Fund Services (Ireland) Limited Fund Secretaries Limited MUFG Fund Services Limited MUFG Fund Services (Canada) Limited MUFG Fund Services (UK) Limited MUFG Fund Services (Halifax) Limited MUFG Fund Services (Singapore) Pte. Ltd. MUFG Fund Services (Hong Kong) Limited MUFG Alternative Fund Services (Cayman) Limited

Page 6

Firtown International Holdings Ltd. General Secretaries Ltd. AFS Controlled Subsidiary 1 Ltd. AFS Controlled Subsidiary 2 Ltd. AFS Controlled Subsidiary 3 Ltd. MUFG Alternative Fund Services (Ireland) Limited MUFG Alternative Fund Services (Jersey) Limited MUFG Jersey Management Company Limited MUFG Controlled Subsidiary 1 (Cayman) Limited SWS MU FUND MANAGEMENT CO.,LTD. SWSMU (SHANGHAI) ASSETS MANAGEMENT COMPANY LIMITED AMP Capital Holdings Limited MUFG Global Fund SICAV MUFG Securities EMEA plc MUFG Securities (Europe) N.V. MUFG Securities Asia (Singapore) Limited MUFG Securities Asia Limited Mitsubishi UFJ Wealth Management Bank (Switzerland), Ltd. MUFG Securities (Canada), Ltd. EASY BUY Public Company Limited ACOM CONSUMER FINANCE CORPORATION MUFG Capital Finance 8 Limited MUFG Capital Finance 9 Limited GOLDEN ASIA FUND, L.P. DCS Information Technology (Shanghai) Co., Ltd MRIDCS Americas, Inc. Morgan Stanley Purple Finance (Cayman) International Ltd. Bangkok Mitsubishi UFJ Lease Co., Ltd The California-Sansome Corporation First Sentier Investors Holdings Pty Limited First Sentier Investors (Australia) IP Holdings Pty Limited First Sentier Investors (Australia) Services Pty Limited CFSPAI EUROPE CO LIMITED (COMPANY CODE C41267) CFSPAI EUROPE HOLDCO LIMITED (COMPANY CODE C41260) First Sentier Investors (Australia) IM Ltd First Sentier Investors (Australia) Infrastructure Holdings Ltd First Sentier Investors (Australia) Infrastructure Managers Pty Ltd COLONIAL FIRST STATE INVESTMENT MANAGERS (UK) LIMITED (COMPANY NO. 00153197) First Sentier Investors (Australia) RE Ltd EDIF II GP S.A.R.L. (COMPANY NO. B204413) FIRST STATE EUROPEAN DIVERSIFIED INFRASTRUCTURE S.A.R.L. (COMPANY NO. B134314) FIRST STATE INFRASTRUCTURE MANAGERS (INTERNATIONAL) LIMITED (COMPANY NO. 298444) FIRST STATE INVESTMENT MANAGEMENT (UK) LIMITED (COMPANY NO. SC047708) First Sentier Investors Asia Holdings Limited FIRST STATE INVESTMENT SERVICES (UK) LIMITED (COMPANY NO. 03904320) FIRST STATE INVESTMENTS (HONG KONG) LIMITED (CR NO. 0206616) FIRST STATE INVESTMENTS (IRELAND) LIMITED (COMPANY NO. 629188) FIRST STATE INVESTMENTS (JAPAN) LIMITED (COMPANY NUMBER 0104-01-093090) FIRST STATE INVESTMENTS (SINGAPORE) (COMPANY NO. 02294743) FIRST STATE INVESTMENTS (UK HOLDINGS) LIMITED (COMPANY NO. 03904310) FIRST STATE INVESTMENTS (UK) LIMITED (COMPANY NO. 02294743) FIRST STATE INVESTMENTS (US) LLC (FILE NUMBER 546 9442) FIRST STATE INVESTMENTS FUND MANAGEMENT S.A.R.L (COMPANY NO. B128117) FIRST STATE INVESTMENTS HOLDINGS (SINGAPORE) LIMITED (REGISTRATION NO. 199901706Z) FIRST STATE INVESTMENTS INTERNATIONAL LIMITED (COMPANY NO. SC079063) FIRST STATE NOMINEES (HONG KONG) LIMITED (CR NO. 0206615) FSIB LTD First Sentier Investors Realindex Pty Ltd SI HOLDINGS LIMITED (COMPANY NO. SC109439) TOTAL KEEN INVESTMENT LIMITED (CR NO. 0580652)

Page 7

Annexure B

This is Annexure B of 2 pages referred to in Form 603 (notice of initial substantial holder) dated 10 September 2020

==> picture [103 x 30] intentionally omitted <==

  • Authorised signatory Dated 10 September 2020
Holder of relevant interest Date of acquisition Consideration cash Consideration non-cash Class and number of
securities affected
Mitsubishi UFJ Financial Group,Inc. 15/05/2020 24,130.80 N/A 33,515 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 18/05/2020 30,578.40 N/A 42,470 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 19/05/2020 192,597.79 N/A 250,257 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 22/05/2020 141,032.80 N/A 176,291 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 26/05/2020 146,952.71 N/A 168,950 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 27/05/2020 3,797.76 N/A 4,416 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 4/06/2020 266.60 N/A 248 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 9/06/2020 292.68 N/A 271 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 11/06/2020 26.26 N/A 26 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 11/06/2020 7.14 N/A 7 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 11/06/2020 105.47 N/A 106 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 12/06/2020 9.50 N/A 10 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 12/06/2020 81.18 N/A 85 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 15/06/2020 3.94 N/A 4 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 15/06/2020 3.96 N/A 4 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 15/06/2020 3.88 N/A 4 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 15/06/2020 3.92 N/A 4 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 15/06/2020 11.94 N/A 12 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 15/06/2020 3.90 N/A 4 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 17/06/2020 873.20 N/A 740 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 17/06/2020 765.45 N/A 630 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 17/06/2020 245.82 N/A 211 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 17/06/2020 765.68 N/A 615 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 18/06/2020 825.94 N/A 677 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 18/06/2020 8,478.87 N/A 7,278 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 18/06/2020 1,518.66 N/A 1,298 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 18/06/2020 842.54 N/A 711 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 18/06/2020 11,265.92 N/A 9,712 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 18/06/2020 780.64 N/A 656 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 18/06/2020 1,891.54 N/A 1,603 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 18/06/2020 161.00 N/A 140 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 18/06/2020 8,068.32 N/A 6,896 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 18/06/2020 807.12 N/A 684 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 18/06/2020 738.00 N/A 600 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 18/06/2020 731.44 N/A 607 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 18/06/2020 2,914.03 N/A 2,545 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 18/06/2020 713.23 N/A 607 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 18/06/2020 827.45 N/A 670 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 18/06/2020 754.80 N/A 629 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 18/06/2020 110.40 N/A 96 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 19/06/2020 1,098.25 N/A 955 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 19/06/2020 885.08 N/A 763 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 22/06/2020 929.60 N/A 830 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 22/06/2020 766.13 N/A 675 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 22/06/2020 994.46 N/A 882 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 23/06/2020 367.25 N/A 325 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 23/06/2020 636.67 N/A 571 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 24/06/2020 2.27 N/A 2 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 24/06/2020 11.40 N/A 10 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 24/06/2020 2.24 N/A 2 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 24/06/2020 38.68 N/A 35 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 24/06/2020 601.70 N/A 547 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 24/06/2020 2.25 N/A 2 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 24/06/2020 1.11 N/A 1 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 26/06/2020 1,796.04 N/A 1,663 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 29/06/2020 30,000.41 N/A 28,329 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 1/07/2020 171,598.49 N/A 156,027 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 1/07/2020 629.95 N/A 586 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 1/07/2020 N/A Borrow by an entity controlled
by Morgan Stanley - see
Annexure C


11,277 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 2/07/2020 23,885.09 N/A 22,020 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 2/07/2020 282.23 N/A 265 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 2/07/2020 N/A Borrow by an entity controlled
by Morgan Stanley - see
Annexure C


1,000 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 6/07/2020 18,158.86 N/A 17,131 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 27/07/2020 349.58 N/A 308 OrdinaryShares

Page 8

Mitsubishi UFJ Financial Group,Inc. 27/07/2020 N/A Borrow by an entity controlled
by Morgan Stanley - see
Annexure C


557 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 28/07/2020 1,159.38 N/A 1,017 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 30/07/2020 720.50 N/A 655 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 4/08/2020 784.46 N/A 723 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 4/08/2020 1.09 N/A 1 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 5/08/2020 850.85 N/A 770 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 20/08/2020 420.42 N/A 308 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 21/08/2020 289.90 N/A 223 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 21/08/2020 2.66 N/A 2 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 21/08/2020 10.68 N/A 8 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 21/08/2020 291.02 N/A 223 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 24/08/2020 625.10 N/A 470 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 24/08/2020 601.66 N/A 449 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 24/08/2020 53.30 N/A 41 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 24/08/2020 296.70 N/A 215 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 24/08/2020 1,293.60 N/A 980 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 24/08/2020 442.00 N/A 325 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 24/08/2020 3,063.83 N/A 2,295 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 24/08/2020 683.10 N/A 506 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 24/08/2020 2,195.01 N/A 1,682 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 24/08/2020 628.80 N/A 480 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 24/08/2020 380.76 N/A 281 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 24/08/2020 648.38 N/A 475 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 24/08/2020 219.42 N/A 159 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 25/08/2020 752.07 N/A 583 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 25/08/2020 518.00 N/A 400 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 25/08/2020 1,176.93 N/A 895 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 25/08/2020 3,173.38 N/A 2,395 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 25/08/2020 471.60 N/A 360 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 25/08/2020 868.40 N/A 668 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 25/08/2020 1,873.97 N/A 1,409 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 25/08/2020 13.40 N/A 10 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 25/08/2020 3,078.24 N/A 2,332 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 25/08/2020 657.62 N/A 502 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 27/08/2020 48.26 N/A 38 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 27/08/2020 50.60 N/A 40 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 27/08/2020 47.36 N/A 37 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 27/08/2020 437.33 N/A 343 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 27/08/2020 593.40 N/A 460 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 27/08/2020 101.52 N/A 79 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 28/08/2020 1,872.20 N/A 1,480 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 28/08/2020 1,864.80 N/A 1,480 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 28/08/2020 1,209.82 N/A 964 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 3/09/2020 357.93 N/A 291 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 4/09/2020 172.73 N/A 147 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc. 7/09/2020 635,390.33 N/A 522,955 OrdinaryShares

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Annexure C

This is Annexure C of 1 page referred to in Form 603 (notice of initial substantial holder) dated 10 September 2020

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  • Authorised signatory Dated 10 September 2020

The below schedules are based on the relevant standard agreements. The entity filing the report will, if requested by the company or responsible entity to whom the prescribed form must be given or ASIC, give a copy of the agreement to the company, responsible entity or ASIC.

Schedule Schedule
Type of Agreement Australian Master Securities LendingAgreement
Parties to agreement Morgan Stanley Australia Securities Limited and NATIONAL AUSTRALIA BANK
LIMITED
Transfer Date 20200106;20200702;
Holder of Voting Rights Borrower
Are there any restrictions on voting rights? ~~Yes/~~
No
If yes, detailNot applicable
Scheduled Return Date (if any) Open
Does the borrower have the right to return early? Ye~~s/No~~
If yes, detailThe Borrower shall be entitled at any time to terminate a particular loan of Securities and to redeliver all and any Equivalent Securities due and
outstandingto the Lender in accordance with the Lender's instructions.
Does the lender have the right to recall early? Ye~~s/No~~
If yes, detailThe Lender may call for the redelivery of all or any Equivalent Securities at any time by giving notice on any Business Day of not less than the Standard
Settlement Time for such Equivalent Securities or the equivalent time on the exchange or in the clearing organisation through which the relevant borrowed
Securities were originallydelivered.
Will the securities be returned on settlement? Ye~~s/No~~
If yes, detail any exceptionsIf an Event of Default occurs in relation to either Party, the Parties' delivery and payment obligations shall be accelerated so as to
require performance thereof at the time such Event of Default occurs. In such event the Relevant Value of the Securities to be delivered by each Party shall be
established and on the basis of the Relevant Values so established, an account shall be taken of what is due from each Party to the other and the sums due from one
Partyshall be set‐off against the sums due from the other and onlythe balance of the account shall bepayable.
Schedule
Type of Agreement Australian Master Securities LendingAgreement
Parties to agreement Morgan Stanley Australia Securities Limited and JPMORGAN CHASE BANK, N.A.
Transfer Date 20191212; 20191220; 20200113; 20200205; 20200211; 20200220; 20200311;
20200520; 20200623; 20200701; 20200706; 20200727; 20200904;
Holder of Voting Rights Borrower
Are there any restrictions on voting rights? ~~Yes/~~
No
If yes, detailNot applicable
Scheduled Return Date (if any) Open
Does the borrower have the right to return early? Ye~~s/No~~
If yes, detailThe Borrower shall be entitled at any time to terminate a particular loan of Securities and to redeliver all and any Equivalent Securities due and
outstandingto the Lender in accordance with the Lender's instructions.
Does the lender have the right to recall early? Ye~~s/No~~
If yes, detailThe Lender may call for the redelivery of all or any Equivalent Securities at any time by giving notice on any Business Day of not less than the Standard
Settlement Time for such Equivalent Securities or the equivalent time on the exchange or in the clearing organisation through which the relevant borrowed
Securities were originallydelivered.
Will the securities be returned on settlement? Ye~~s/No~~
If yes, detail any exceptionsIf an Event of Default occurs in relation to either Party, the Parties' delivery and payment obligations shall be accelerated so as to
require performance thereof at the time such Event of Default occurs. In such event the Relevant Value of the Securities to be delivered by each Party shall be
established and on the basis of the Relevant Values so established, an account shall be taken of what is due from each Party to the other and the sums due from one
Partyshall be set‐off against the sums due from the other and onlythe balance of the account shall bepayable.

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