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BEACON LIGHTING GROUP LIMITED — Major Shareholding Notification 2019
Oct 20, 2019
64534_rns_2019-10-20_b016883c-cbcf-424d-b8d3-eaef644be7d6.pdf
Major Shareholding Notification
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Form 603
Corporations Act 2001 Section 671B Notice of initial substantial holder
To: Company Name/Scheme: BEACON LIGHTING GROUP LIMITED ACN/ARSN: 164 122 785 1. Details of substantial holder Name Mitsubishi UFJ Financial Group, Inc. The holder became a substantial holder on: 16 October 2019 The holder became aware on: 18 October 2019
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in on the date the substantial holder became a substantial holder are as follows:
| Class of securities | Number of securities | Person's votes | Voting power (%) |
|---|---|---|---|
| FullyPaid ordinaryshares | 11,428,021 | 11,428,021 | 5.19% |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder of relevant interest | Nature of relevant interest | Class and number of securities |
|---|---|---|
| Mitsubishi UFJ Financial Group, Inc. | Relevant interest in securities that First Sentier Investors Holdings Pty Limited has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of 100% in First Sentier Investors Holdings Pty Limited. |
8,088,401 Fully paid ordinary shares |
| Mitsubishi UFJ Financial Group, Inc. | Relevant interest in securities that First Sentier Investors Holdings Pty Limited has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of 100% in First Sentier Investors Holdings Pty Limited. |
3,327,222 Fully paid ordinary shares |
| Mitsubishi UFJ Financial Group, Inc. | Relevant interest in securities that Morgan Stanley has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of over 20% in Morgan Stanley. |
12,398 Fully paid ordinary shares |
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder |
Class and number of securities |
|---|---|---|---|
| Mitsubishi UFJ Financial Group, Inc. | Citibank N A Hong Kong | Not applicable | 2,235,317 Fully paid ordinary shares |
| Mitsubishi UFJ Financial Group, Inc. | Citicorp Nominees Pty Limited (Australia) |
Not applicable | 5,853,084 Fully paid ordinary shares |
| Mitsubishi UFJ Financial Group, Inc. | Citibank N A Hong Kong | Not applicable | 2,069,509 Fully paid ordinaryshares |
|---|---|---|---|
| Mitsubishi UFJ Financial Group, Inc. | JPMorgan (UK) | Not applicable | 467,513 Fully paid ordinary shares |
| Mitsubishi UFJ Financial Group, Inc. | National Custodian Services | Not applicable | 790,200 Fully paid ordinaryshares |
| Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley Australia Securities(Nominee)PtyLimited |
Not applicable | 12,398 Fully paid ordinaryshares |
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant interest |
Date of acquisition | Consideration | Consideration | Class and number of securities |
|---|---|---|---|---|
| Cash | Non-cash | |||
| See Annexure B to this notice |
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| See Annexure A to this notice |
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Mitsubishi UFJ Financial Group, Inc. | 2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan |
8. Signature
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Dated 21 October 2019
Authorised Signatory
Annexure A
This is Annexure A of 5 pages referred to in Form 603 (notice of initial substantial holder) dated 21 October 2019
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Authorised Signatory Dated 21 October 2019
SCHEDULE
MUFG Bank, Ltd. Mitsubishi UFJ Trust and Banking Corporation Mitsubishi UFJ Securities Holdings Co., Ltd. MU Business Engineering, Ltd. The Mitsubishi UFJ Factors Limited Mitsubishi UFJ Jinji Service Co., Ltd. MU Techno-service Co., Ltd. Tokyo Credit Service, Ltd. Tokyo Associates Finance Corp. MU Business Service Co., Ltd. Mitsubishi UFJ Loan Business Co.,Ltd. Mitsubishi UFJ Information Technology, Ltd. MU Center Service Tokyo Co., Ltd. MU Center Service Nagoya Co., Ltd. MU Center Service Osaka Co., Ltd. MU Business Aid Co., Ltd. MU Property Reserch Company Limited Mitsubishi UFJ Home Loan CREDIT CO., LTD. The Diamond Home Credit Company Limited Mitsubishi UFJ Reserch & Consulting Co., Ltd. MU Frontier Servicer Co., Ltd. Otemachi Guarantee Co., Ltd. GD Holdings Company Limited MU Loan Administration Support Co., Ltd. MU Communications Co.,Ltd. Japan Electronic Monetary Claim Organization MU Business Partner Co., Ltd. MUT Business Outsourcing Co., Ltd. Mezzanine Solution II Limited Partnership Mezzanine Solution III Limited Partnership Mitsubishi UFJ Capital Co., Ltd. Mitsubishi UFJ Capital Ⅲ, Limited Partnership Mitsubishi UFJ Capital Ⅳ, Limited Partnership Mitsubishi UFJ Capital Ⅴ, Limited Partnership Mitsubishi UFJ Capital Ⅵ, Limited Partnership Mitsubishi UFJ Capital Ⅶ, Limited Partnership Mitsubishi UFJ Life Science 1, Limited Partnership Mitsubishi UFJ Life Science 2, Limited Partnership Tohoku Senary Industry Support, Limited Partnership OiDE Fund Investment Limited Partnership Mitsubishi UFJ Personal Financial Advisers Co., Ltd. Mitsubishi UFJ Financial Partners Co.,Ltd. The Mitsubishi Asset Brains Company, Limited BOT Lease Co., Ltd. The Chukyo Bank, Ltd. Nippon Mutual Housing Loan Co., Ltd. JM Real Estate Co., Ltd. Jibun Bank Corporation JACCS CO.,LTD. JALCARD Inc. Yume Shokei Fund No.2 Yume Shokei Fund No.3 Marunouchi Capital Fund II Limited Partnership M・U・Trust Sougou Kanri Co., Ltd. Mitsubishi UFJ Trust Business Co., Ltd. Ryoshin Data Co., Ltd. Mitsubishi UFJ Trust Systems Co., Ltd. Mitsubishi UFJ Trust Investment Technology Institute Co., Ltd. Mitsubishi UFJ Trust Hosyo Co., Ltd. M・U・Trust・Apple Planning Company, Ltd.
Mitsubishi UFJ Real Estate Services Co., Ltd. Mitsubishi UFJ Daiko Business Co., Ltd. The Master Trust Bank of Japan, Ltd. MU Investments Co., Ltd. Japan Shareholder Services Ltd. Mitsubishi UFJ Kokusai Asset Management Co., Ltd. Tokumei-Kumiai (CPI) Tokumei-Kumiai (GII) Tokumei-Kumiai (Gate Bridge 1) Tokumei-Kumiai (CENTOMILIARDO) Tokumei-Kumiai (MEET) Tokumei-Kumiai (FIELD) Ippan Shadan Houjin Leone Jointly Managed Monetary Trust Fund (Fund Number:550001) MU Trust Property Management Co., Ltd. Tokumei-Kumiai (RICE) TOKKINGAI (Fund Number.900338) TOKKINGAI (Fund Number.900327) TOKKINGAI (Fund Number.900344) AMP Capital Investors KK MM Partnership MUS Information Systems Co., Ltd. MUS Business Service Co., Ltd. Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. Mitsubishi UFJ Morgan Stanley PB Securities Co., Ltd. kabu.com Securities Co., Ltd. Morgan Stanley MUFG Securities Co., Ltd. Mitsubishi UFJ NICOS Co., Ltd. Card Business Service Co.,Ltd. MU NICOS Business Service Co., Ltd. MU NICOS Credit Co.,Ltd. Ryoshin DC Card Company Ltd. JMS Co., Ltd. Paygent Co., Ltd. JA Card Co., Ltd ACOM CO., LTD. IR Loan Servicing, Inc. MU Credit Guarantee Co., Ltd. Japan Digital Design, Inc. Crowd Money Inc. MUMEC Visionary Design, Ltd. Global Open Network, Inc. Global Open Network Japan, Inc. MUFG Innovation Partners Co., Ltd. MUFG Innovation Partners No.1 Investment Partnership Mitsubishi Research Institute DCS Co.,Ltd. HR Solution DCS Co.,Ltd. Mitsubishi UFJ Lease & Finance Company Limited Hitachi Capital Corporation Nihombashi TG Jigyo Kyodo Kumiai NIHOMBASHI TG SERVICE CO., LTD. SHIN-NIHOMBASHI TSUSHO CO., LTD. Solution Design Co.,ltd. Nippon Record Keeping Network Co., Ltd. Banco MUFG Brasil S.A. 9808680 Canada Inc. BTMU (Curacao) Holdings N.V. MUFG Bank (Europe) N.V. MUFG Business Services (Holland) B.V. MUFG Funding (UK) Limited MUFG Europe Lease (Deutschland) GmbH MUFG Bank (Malaysia) Berhad MUFG North America International, Inc. MUFG Bank Mexico, S.A. MUFG Nominees (HK) Limited MUFG Nominees (UK) Limited MUFG Americas Holdings Corporation MUFG Union Bank, N.A. Union Bank of California Leasing, Inc. UBOC Community Development Corporation UnionBanc Investment Services, LLC Bankers Commercial Corporation UnionBanCal Equities, Inc. UnionBanCal Leasing Corporation UnionBanCal Mortgage Corporation Mills-Ralston, Inc. HighMark Capital Management, Inc. BCC OX I, Inc. BCC OX II, Inc.
SEMA OP9 LLC SEMA OP8 LLC MORGANTOWN OL6 LLC MORGANTOWN OL7 LLC MORGANTOWN OL5 LLC DICKERSON OL4 LLC TRL One A, LLC TRL One B, LLC TRL One, LP BM1,LLC UB Leasing Corporation Pacific Capital Statutory Trust I Shiloh Ⅳ Wind Project, LLC Shiloh Ⅳ Holdings Lessor Trust Green Union I Trust Green Union II Trust Green Union III Trust Tohlease Corporation MUFG Americas Funding Corporation MUFG Americas Financial & Leasing Corporation B-4 U.B. Vehicle Leasing, Inc. MUFG Americas Leasing Corporation MUFG Americas Financial Services, Inc. MUFG Americas Leasing (Canada) Corporation MUFG Americas Leasing & Finance, Inc. MUFG Americas Capital Leasing & Finance, LLC MUFG Americas Corporate Advisory, Inc. MUFG Americas LF Capital LLC MUFG Americas Capital Company MUFG Fund Services (USA) LLC MUFG Securities Americas Inc. MUFG Capital Analytics LLC MUFG Investor Services (US), LLC Intrepid Investment Bankers LLC Southern California Business Development Corporation Catalina Solar Holdings Lessor Trust Catalina Solar, LLC Morgan Stanley MUFG Loan Partners, LLC PT U Finance Indonesia PT. MU Research and Consulting Indonesia MU Research and Consulting (Thailand) Co., Ltd. MUFG Participation (Thailand) Co., Ltd. AO MUFG Bank (Eurasia) MUFG Bank (China), Ltd. BTMU Preferred Capital 8 Limited BTMU Preferred Capital 9 Limited BTMU Liquidity Reserve Investment Limited MUFG Bank Turkey Anonim Sirketi Bank of Ayudhya Public Company Limited Krungsri Ayudhya AMC Limited Krungsri Factoring Company Limited Ayudhya Development Leasing Company Limited Ayudhya Capital Auto Lease Public Company Limited Krungsriayudhya Card Company Limited General Card Services Limited Ayudhya Capital Services Company Limited Krungsri General Insurance Broker Limited Krungsri Life Assurance Broker Limited Krungsri Asset Management Company Limited Total Services Solutions Public Company Limited Ngern Tid Lor Company Limited Krungsri Securities Public Company Limited Siam Realty and Services Security Co.,Ltd. Krungsri Leasing Services Co., Ltd. Hattha Kaksekar Limited Krungsri Finnovate Co., Ltd. Tesco Card Services Limited BTMU Liquidity Reserve Investment 2 Limited BTMU Liquidity Reserve Investment 3 Limited PT Guna Dharma PT Bank Danamon Indonesia, Tbk. PT Adira Quantum Multifinance PT Adira Dinamika Multi Finance Tbk PT Asuransi Adira Dinamika BOT Lease (HK) Co., Ltd. PT Bumiputera - BOT Finance BOT Lease Holding Philippines, Inc. BOT Lease and Finance, Philippines, Inc. BOT Lease (Thailand) Co., Ltd.
MUFG Holding (Thailand) Co., Ltd. Bangkok MUFG Limited BOT Lease(Eurasia)LLC BOT Lease (Tianjin) Co., Ltd. BOTL Factoring (Shanghai) Co., Ltd. BOT LEASE MEXICO S.A. DE C.V. BOT FINANCE MEXICO, S.A. DE C.V., SOFOM, E.N.R. GOLDEN ASIA FUND VENTURES LTD. Lakefield Wind Project OP Trust Lakefield Wind Project, LLC Pacwind Holdings Lessor Trust Pacific Wind, LLC Vietnam Joint Stock Commercial Bank for Industry and Trade GOLDEN ASIA FUND II, L.P. Security Bank Corporation Mitsubishi UFJ Trust International Limited Mitsubishi UFJ Baillie Gifford Asset Management Limited Mitsubishi UFJ Investor Services & Banking (Luxembourg) S.A. MUFG Lux Management Company S.A. Mitsubishi UFJ Investment Services (HK) Limited Mitsubishi UFJ Asset Management (UK) Ltd. LUX J1 FUND MUFG Investor Services Holdings Limited MUFG Fund Services (Bermuda) Limited MUFG Fund Services (Cayman) Limited MUFG Fund Services (Cayman) Group Limited MUFG Fund Services (Ireland) Limited Fund Secretaries Limited MUFG Fund Services Limited MUFG Fund Services (Canada) Limited MUFG Fund Services (UK) Limited MUFG Fund Services (Halifax) Limited MUFG Fund Services (Singapore) Pte. Ltd. MUFG Fund Services (Hong Kong) Limited MUFG Alternative Fund Services (Cayman) Limited Firtown International Holdings Ltd. General Secretaries Ltd. AFS Controlled Subsidiary 1 Ltd. AFS Controlled Subsidiary 2 Ltd. AFS Controlled Subsidiary 3 Ltd. MUFG Alternative Fund Services (Ireland) Limited MUFG Alternative Fund Services (Jersey) Limited MUFG Jersey Management Company Limited MUFG Controlled Subsidiary 1 (Cayman) Limited SWS MU FUND MANAGEMENT CO.,LTD. SWSMU (SHANGHAI) ASSETS MANAGEMENT COMPANY LIMITED AMP Capital Holdings Limited MUFG Global Fund SICAV MUFG Securities EMEA plc MUFG Securities (Europe) N.V. MUFG Securities Asia (Singapore) Limited MUFG Securities Asia Limited Mitsubishi UFJ Wealth Management Bank (Switzerland), Ltd. MUFG Securities (Canada), Ltd. EASY BUY Public Company Limited ACOM CONSUMER FINANCE CORPORATION MUFG Capital Finance 8 Limited MUFG Capital Finance 9 Limited GOLDEN ASIA FUND, L.P. DCS Information Technology (Shanghai) Co., Ltd MRIDCS Americas, Inc. Morgan Stanley Purple Finance (Cayman) International Ltd. Bangkok Mitsubishi UFJ Lease Co., Ltd The California-Sansome Corporation First Sentier Investors Holdings Pty Limited First Sentier Investors (Australia) IP Holdings Pty Limited First Sentier Investors (Australia) Services Pty Limited CFSPAI EUROPE CO LIMITED (COMPANY CODE C41267) CFSPAI EUROPE HOLDCO LIMITED (COMPANY CODE C41260) First Sentier Investors (Australia) IM Ltd First Sentier Investors (Australia) Infrastructure Holdings Ltd First Sentier Investors (Australia) Infrastructure Managers Pty Ltd COLONIAL FIRST STATE INVESTMENT MANAGERS (UK) LIMITED (COMPANY NO. 00153197) First Sentier Investors (Australia) RE Ltd EDIF II GP S.A.R.L. (COMPANY NO. B204413) FIRST STATE EUROPEAN DIVERSIFIED INFRASTRUCTURE S.A.R.L. (COMPANY NO. B134314) FIRST STATE INFRASTRUCTURE MANAGERS (INTERNATIONAL) LIMITED (COMPANY NO. 298444) FIRST STATE INVESTMENT MANAGEMENT (UK) LIMITED (COMPANY NO. SC047708)
First Sentier Investors Asia Holdings Limited FIRST STATE INVESTMENT SERVICES (UK) LIMITED (COMPANY NO. 03904320) FIRST STATE INVESTMENTS (HONG KONG) LIMITED (CR NO. 0206616) FIRST STATE INVESTMENTS (IRELAND) LIMITED (COMPANY NO. 629188) FIRST STATE INVESTMENTS (JAPAN) LIMITED (COMPANY NUMBER 0104-01-093090) FIRST STATE INVESTMENTS (SINGAPORE) (COMPANY NO. 02294743) FIRST STATE INVESTMENTS (UK HOLDINGS) LIMITED (COMPANY NO. 03904310) FIRST STATE INVESTMENTS (UK) LIMITED (COMPANY NO. 02294743) FIRST STATE INVESTMENTS (US) LLC (FILE NUMBER 546 9442) FIRST STATE INVESTMENTS FUND MANAGEMENT S.A.R.L (COMPANY NO. B128117) FIRST STATE INVESTMENTS HOLDINGS (SINGAPORE) LIMITED (REGISTRATION NO. 199901706Z) FIRST STATE INVESTMENTS INTERNATIONAL LIMITED (COMPANY NO. SC079063) FIRST STATE NOMINEES (HONG KONG) LIMITED (CR NO. 0206615) FSIB LTD First Sentier Investors Realindex Pty Ltd SI HOLDINGS LIMITED (COMPANY NO. SC109439) TOTAL KEEN INVESTMENT LIMITED (CR NO. 0580652)
Annexure B
This is Annexure B of 3 pages referred to in Form 603 (notice of initial substantial holder) dated 21 October 2019
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Authorised Signatory Dated 21 October 2019
| Holder of relevant interest | Date of acquisition | Consideration cash | Consideration non-cash | Class and number of securities affected |
|---|---|---|---|---|
| Mitsubishi UFJ Financial Group,Inc. | 17/06/2019 | 50,512.90 | N/A | 41,667 OrdinaryShares |
| Mitsubishi UFJ Financial Group,Inc. | 17/06/2019 | 203.35 | N/A | 166 OrdinaryShares |
| Mitsubishi UFJ Financial Group,Inc. | 17/06/2019 | 259.86 | N/A | 213 OrdinaryShares |
| Mitsubishi UFJ Financial Group,Inc. | 17/06/2019 | 140.69 | N/A | 117 OrdinaryShares |
| Mitsubishi UFJ Financial Group,Inc. | 17/06/2019 | 84.85 | N/A | 71 OrdinaryShares |
| Mitsubishi UFJ Financial Group,Inc. | 17/06/2019 | 209.67 | N/A | 174 OrdinaryShares |
| Mitsubishi UFJ Financial Group,Inc. | 17/06/2019 | 405.60 | N/A | 338 OrdinaryShares |
| Mitsubishi UFJ Financial Group,Inc. | 17/06/2019 | 9.72 | N/A | 8 OrdinaryShares |
| Mitsubishi UFJ Financial Group,Inc. | 18/06/2019 | 465.60 | N/A | 388 OrdinaryShares |
| Mitsubishi UFJ Financial Group,Inc. | 19/06/2019 | 78,769.46 | N/A | 65,532 OrdinaryShares |
| Mitsubishi UFJ Financial Group,Inc. | 19/06/2019 | 15,344.73 | N/A | 12,766 OrdinaryShares |
| Mitsubishi UFJ Financial Group,Inc. | 19/06/2019 | 36,826.88 | N/A | 30,638 OrdinaryShares |
| Mitsubishi UFJ Financial Group,Inc. | 20/06/2019 | 1,471.20 | N/A | 1,226 OrdinaryShares |
| Mitsubishi UFJ Financial Group,Inc. | 20/06/2019 | 330.00 | N/A | 275 OrdinaryShares |
| Mitsubishi UFJ Financial Group,Inc. | 20/06/2019 | 69.89 | N/A | 58 OrdinaryShares |
| Mitsubishi UFJ Financial Group,Inc. | 26/06/2019 | 74.37 | N/A | 67 OrdinaryShares |
| Mitsubishi UFJ Financial Group,Inc. | 27/06/2019 | 1,380.75 | N/A | 1,315 OrdinaryShares |
| Mitsubishi UFJ Financial Group,Inc. | 27/06/2019 | 19.53 | N/A | 18 OrdinaryShares |
| Mitsubishi UFJ Financial Group,Inc. | 28/06/2019 | 28,105.36 | N/A | 27,053 OrdinaryShares |
| Mitsubishi UFJ Financial Group,Inc. | 28/06/2019 | 27,101.78 | N/A | 26,087 OrdinaryShares |
| Mitsubishi UFJ Financial Group,Inc. | 28/06/2019 | 353.63 | N/A | 345 OrdinaryShares |
| Mitsubishi UFJ Financial Group,Inc. | 28/06/2019 | 952.20 | N/A | 920 OrdinaryShares |
| Mitsubishi UFJ Financial Group,Inc. | 28/06/2019 | 119.34 | N/A | 117 OrdinaryShares |
| Mitsubishi UFJ Financial Group,Inc. | 28/06/2019 | 120.51 | N/A | 117 OrdinaryShares |
| Mitsubishi UFJ Financial Group,Inc. | 9/07/2019 | 2,297.07 | N/A | 2,093 OrdinaryShares |
| Mitsubishi UFJ Financial Group,Inc. | 11/07/2019 | 9,909.90 | N/A | 9,009 OrdinaryShares |
| Mitsubishi UFJ Financial Group,Inc. | 11/07/2019 | 331,982.20 | N/A | 301,802 OrdinaryShares |
|---|---|---|---|---|
| Mitsubishi UFJ Financial Group,Inc. | 11/07/2019 | 79,279.20 | N/A | 72,072 OrdinaryShares |
| Mitsubishi UFJ Financial Group,Inc. | 11/07/2019 | 9,909.90 | N/A | 9,009 OrdinaryShares |
| Mitsubishi UFJ Financial Group,Inc. | 17/07/2019 | 19,018.65 | N/A | 18,113 OrdinaryShares |
| Mitsubishi UFJ Financial Group,Inc. | 18/07/2019 | 112.20 | N/A | 110 OrdinaryShares |
| Mitsubishi UFJ Financial Group,Inc. | 18/07/2019 | 209.00 | N/A | 209 OrdinaryShares |
| Mitsubishi UFJ Financial Group,Inc. | 18/07/2019 | 278.46 | N/A | 273 OrdinaryShares |
| Mitsubishi UFJ Financial Group,Inc. | 19/07/2019 | 80.56 | N/A | 76 OrdinaryShares |
| Mitsubishi UFJ Financial Group,Inc. | 23/07/2019 | 25,057.71 | N/A | 23,148 OrdinaryShares |
| Mitsubishi UFJ Financial Group,Inc. | 25/07/2019 | 235.37 | N/A | 221 OrdinaryShares |
| Mitsubishi UFJ Financial Group,Inc. | 25/07/2019 | 155.82 | N/A | 147 OrdinaryShares |
| Mitsubishi UFJ Financial Group,Inc. | 8/08/2019 | 181.17 | N/A | 183 OrdinaryShares |
| Mitsubishi UFJ Financial Group,Inc. | 21/08/2019 | 1,475.76 | N/A | 1,419 OrdinaryShares |
| Mitsubishi UFJ Financial Group,Inc. | 21/08/2019 | 1,945.80 | N/A | 1,880 OrdinaryShares |
| Mitsubishi UFJ Financial Group,Inc. | 21/08/2019 | 917.38 | N/A | 895 OrdinaryShares |
| Mitsubishi UFJ Financial Group,Inc. | 9/09/2019 | 1,043.10 | N/A | 911 OrdinaryShares |
| Mitsubishi UFJ Financial Group,Inc. | 9/09/2019 | 67.85 | N/A | 59 OrdinaryShares |
| Mitsubishi UFJ Financial Group,Inc. | 9/09/2019 | 23.94 | N/A | 21 OrdinaryShares |
| Mitsubishi UFJ Financial Group,Inc. | 9/09/2019 | 177.10 | N/A | 154 OrdinaryShares |
| Mitsubishi UFJ Financial Group,Inc. | 9/09/2019 | N/A | Borrow by an entity controlled by Morgan Stanley - see Annexure C |
50,000 OrdinaryShares |
| Mitsubishi UFJ Financial Group,Inc. | 10/09/2019 | 368.38 | N/A | 326 OrdinaryShares |
| Mitsubishi UFJ Financial Group,Inc. | 11/09/2019 | 346.91 | N/A | 307 OrdinaryShares |
| Mitsubishi UFJ Financial Group,Inc. | 11/09/2019 | 893.83 | N/A | 791 OrdinaryShares |
| Mitsubishi UFJ Financial Group,Inc. | 11/09/2019 | 132.80 | N/A | 117 OrdinaryShares |
| Mitsubishi UFJ Financial Group,Inc. | 11/09/2019 | 206.34 | N/A | 181 OrdinaryShares |
| Mitsubishi UFJ Financial Group,Inc. | 17/09/2019 | 474.60 | N/A | 420 OrdinaryShares |
| Mitsubishi UFJ Financial Group,Inc. | 23/09/2019 | 944.40 | N/A | 787 OrdinaryShares |
| Mitsubishi UFJ Financial Group,Inc. | 24/09/2019 | 851.76 | N/A | 728 OrdinaryShares |
| Mitsubishi UFJ Financial Group,Inc. | 26/09/2019 | 38,978.59 | N/A | 36,682 OrdinaryShares |
| Mitsubishi UFJ Financial Group,Inc. | 26/09/2019 | 6,036.04 | N/A | 5,680 OrdinaryShares |
| Mitsubishi UFJ Financial Group,Inc. | 26/09/2019 | 9,619.36 | N/A | 9,052 OrdinaryShares |
| Mitsubishi UFJ Financial Group,Inc. | 26/09/2019 | 98,940.91 | N/A | 83,898 OrdinaryShares |
| Mitsubishi UFJ Financial Group,Inc. | 26/09/2019 | 10,681.16 | N/A | 10,051 OrdinaryShares |
| Mitsubishi UFJ Financial Group,Inc. | 27/09/2019 | 1,642.56 | N/A | 1,392 OrdinaryShares |
| Mitsubishi UFJ Financial Group,Inc. | 27/09/2019 | 611.24 | N/A | 518 OrdinaryShares |
| Mitsubishi UFJ Financial Group,Inc. | 1/10/2019 | 613.04 | N/A | 513 OrdinaryShares |
| Mitsubishi UFJ Financial Group,Inc. | 3/10/2019 | 39.95 | N/A | 34 OrdinaryShares |
| Mitsubishi UFJ Financial Group,Inc. | 3/10/2019 | 79.56 | N/A | 68 OrdinaryShares |
|---|---|---|---|---|
| Mitsubishi UFJ Financial Group,Inc. | 4/10/2019 | 90,000.30 | N/A | 76,596 OrdinaryShares |
| Mitsubishi UFJ Financial Group,Inc. | 7/10/2019 | 492.00 | N/A | 410 OrdinaryShares |
| Mitsubishi UFJ Financial Group,Inc. | 8/10/2019 | 733.08 | N/A | 596 OrdinaryShares |
| Mitsubishi UFJ Financial Group,Inc. | 9/10/2019 | 937.20 | N/A | 781 OrdinaryShares |
| Mitsubishi UFJ Financial Group,Inc. | 10/10/2019 | 987.39 | N/A | 828 OrdinaryShares |
| Mitsubishi UFJ Financial Group,Inc. | 11/10/2019 | 1,089.23 | N/A | 927 OrdinaryShares |
| Mitsubishi UFJ Financial Group,Inc. | 14/10/2019 | 1,480.36 | N/A | 1,244 OrdinaryShares |
| Mitsubishi UFJ Financial Group,Inc. | 15/10/2019 | 1,673.10 | N/A | 1,430 OrdinaryShares |
| Mitsubishi UFJ Financial Group,Inc. | 16/10/2019 | 471,246.36 | N/A | 417,106 OrdinaryShares |
| Mitsubishi UFJ Financial Group,Inc. | 16/10/2019 | 206,633.64 | N/A | 182,894 OrdinaryShares |
Annexure C
This is Annexure C of 2 pages referred to in Form 603 (notice of initial substantial holder) dated 21 October 2019
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Authorised signatory Dated 21 October 2019
The below schedules are based on the relevant standard agreements. The entity filing the report will, if requested by the company or responsible entity to whom the prescribed form must be given or ASIC, give a copy of the agreement to the company, responsible entity or ASIC.
| Schedule | Schedule |
|---|---|
| Type of Agreement | Australian Master Securities LendingAgreement |
| Parties to agreement | Morgan Stanley Australia Securities Limited and JPMORGAN CHASE BANK, N.A. |
| Transfer Date | 20190909;20190912; |
| Holder of Voting Rights | Borrower |
| Are there any restrictions on voting rights? | ~~Yes/~~ ~~N~~o |
| If yes, detailNot applicable | |
| Scheduled Return Date (if any) | Open |
| Does the borrower have the right to return early? | Ye~~s/No~~ |
| If yes, detailThe Borrower shall be entitled at any time to terminate a particular loan of Securities and to redeliver all and any Equivalent Securities due and outstandingto the Lender in accordance with the Lender's instructions. |
|
| Does the lender have the right to recall early? | Ye~~s/No~~ |
| If yes, detailThe Lender may call for the redelivery of all or any Equivalent Securities at any time by giving notice on any Business Day of not less than the Standard Settlement Time for such Equivalent Securities or the equivalent time on the exchange or in the clearing organisation through which the relevant borrowed Securities were originallydelivered. |
|
| Will the securities be returned on settlement? | Ye~~s/No~~ |
| If yes, detail any exceptionsIf an Event of Default occurs in relation to either Party, the Parties' delivery and payment obligations shall be accelerated so as to require performance thereof at the time such Event of Default occurs. In such event the Relevant Value of the Securities to be delivered by each Party shall be established and on the basis of the Relevant Values so established, an account shall be taken of what is due from each Party to the other and the sums due from one Party shall be set‐off against the sums due from the other and only the balance of the account shall be payable. |
| Schedule | Schedule |
|---|---|
| Type of Agreement | International Prime Brokerage Agreement |
| Parties to agreement | Morgan Stanley & Co. International plc for itself and as agent and trustee for and on behalf of the other Morgan Stanley Companies and INTEGRATED CORE STRATEGIES(ASIA)PTE LTD. |
| Transfer Date | 20190909; |
| Holder of Voting Rights | Prime broker has the right to vote securities rehypothecated from the Client. |
| Are there any restrictions on voting rights? | ~~Yes/~~ ~~N~~o |
| If yes, detailNot applicable | |
| Scheduled Return Date (if any) | Open |
| Does the borrower have the right to return early? | Ye~~s/No~~ |
| If yes, detailPrime broker may return shares which were rehypothecated from the client at any time. | |
| Does the lender have the right to recall early? | Ye~~s/No~~ |
| If yes, detailPrime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares by the client. | |
| Will the securities be returned on settlement? | Ye~~s/No~~ |
| If yes, detail any exceptionsUpon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basis of the amounts so established, an account shall be taken of what is due from each party to the other. The amounts due from one party shall be set off against the amounts due from the other party and only the balance of the account shall be payable. |
|
| Schedule | |
| Type of Agreement | International Prime Brokerage Agreement |
| Parties to agreement | Morgan Stanley & Co. International plc for itself and as agent and trustee for and on behalf of the other Morgan Stanley Companies and TOTUS ALPHA OFFSHORE FUND |
| Transfer Date | 20190905; |
| Holder of Voting Rights | Prime broker has the right to vote securities rehypothecated from the Client. |
| Are there any restrictions on voting rights? | ~~Yes/~~ ~~N~~o |
|---|---|
| If yes, detailNot applicable | |
| Scheduled Return Date (if any) | Open |
| Does the borrower have the right to return early? | Ye~~s/No~~ |
| If yes, detailPrime broker may return shares which were rehypothecated from the client at any time. | |
| Does the lender have the right to recall early? | Ye~~s/No~~ |
| If yes, detailPrime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares by the client. | |
| Will the securities be returned on settlement? | Ye~~s/No~~ |
| If yes, detail any exceptionsUpon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basis of the amounts so established, an account shall be taken of what is due from each party to the other. The amounts due from one party shall be set off against the amounts due from the other party and only the balance of the account shall be payable. |
|
| Schedule | |
| Type of Agreement | International Prime Brokerage Agreement |
| Parties to agreement | Morgan Stanley & Co. International plc for itself and as agent and trustee for and on behalf of the other Morgan Stanley Companies and TOTUS CAPITAL PTY LTD AS TRUSTEE FOR TOTUS ALPHA FUND |
| Transfer Date | 20190909; |
| Holder of Voting Rights | Prime broker has the right to vote securities rehypothecated from the Client. |
| Are there any restrictions on voting rights? | ~~Yes/~~ ~~N~~o |
| If yes, detailNot applicable | |
| Scheduled Return Date (if any) | Open |
| Does the borrower have the right to return early? | Ye~~s/No~~ |
| If yes, detailPrime broker may return shares which were rehypothecated from the client at any time. | |
| Does the lender have the right to recall early? | Ye~~s/No~~ |
| If yes, detailPrime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares by the client. | |
| Will the securities be returned on settlement? | Ye~~s/No~~ |
| If yes, detail any exceptionsUpon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basis of the amounts so established, an account shall be taken of what is due from each party to the other. The amounts due from one party shall be set off against the amounts due from the other party and only the balance of the account shall be payable. |