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Beacon Financial Corp — Director's Dealing 2013
Feb 1, 2013
31675_dirs_2013-02-01_804c969b-5bcc-4ddc-8b91-67cd5a9d3d6f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BERKSHIRE HILLS BANCORP INC (BHLB)
CIK: 0001108134
Period of Report: 2013-01-30
Reporting Person: DALY MICHAEL P (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-01-30 | Common Stock | M | 41481 | $22.30 | Acquired | 117369 | Direct |
| 2013-01-30 | Common Stock | F | 38351 | $24.12 | Disposed | 79018 | Direct |
| 2013-01-30 | Common Stock | F | 2376 | $24.12 | Disposed | 76642 | Direct |
| 2013-01-30 | Common Stock | A | 7463 | $0.00 | Acquired | 7463 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-01-30 | Stock Option (right-to-buy) | $22.30 | M | 41481 | Disposed | 2013-01-30 | Common Stock (41481) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 0 | Indirect |
| Common Stock | 1963 | Indirect |
| Common Stock | 3782 | Indirect |
| Common Stock | 19790 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right-to-buy) | $37.80 | 2014-01-30 | Common Stock (6000) | 6000 | Direct |
Footnotes
F1: Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2003 Equity Compensation Plan vest in three equal annual installments commencing on January 30, 2011.
F2: Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2003 Equity Compensation Plan vest in three equal annual installments commencing on January 30, 2012.
F3: Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2011 Equity Compensation Plan vest in three equal annual installments commencing on January 30, 2013.
F4: Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2011 Equity Compensation Plan vest in three equal annual installments commencing on January 30, 2014.
F5: Stock Options are fully vested and exercisable.
F6: Since the reporting person's last report, 3,625 shares previously held through Stock Award IX, 1,964 shares previously held through Stock Award X, and 1,892 Shares previously held through Stock Award XI have vested and are now owned directly.