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Beacon Financial Corp — Director's Dealing 2010
Feb 4, 2010
31675_dirs_2010-02-04_26e2286f-4f88-4816-babe-2eb9454ece4f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BERKSHIRE HILLS BANCORP INC (BHLB)
CIK: 0001108134
Period of Report: 2010-01-30
Reporting Person: DALY MICHAEL P (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-01-30 | Common Stock | F | 2586 | $16.55 | Disposed | 68556 | Direct |
| 2010-01-30 | Common Stock | A | 10877 | — | Acquired | 10877 | Indirect |
| 2010-02-02 | Common Stock | I | 2933 | $16.70 | Acquired | 19159 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3543 | Indirect |
| Common Stock | 2018 | Indirect |
| Common Stock | 3738 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right-to-buy) | $16.75 | 2011-01-30 | Common Stock (8519) | 8519 | Direct |
| Stock Option (right-to-buy) | $22.30 | 2013-01-30 | Common Stock (41481) | 41481 | Direct |
| Stock Option (right-to-buy) | $37.80 | 2014-01-30 | Common Stock (6000) | 6000 | Direct |
Footnotes
F1: This form reflects increases in beneficial ownership resulting fom exempt acquisitions pursuant to Rule 16b-3(c).
F2: Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2003 Equity Compensation Plan vest in three equal annual
installments commencing on January 30, 2011.
F3: Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2003 Equity Compensation Plan vest in three equal annual
installments commencing on January 30, 2008.
F4: Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2003 Equity Compensation Plan vest in three equal annual
installments commencing on January 30, 2009.
F5: Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2008 Equity Compensation Plan vest in three equal annual
installments commencing on January 30, 2009.
F6: Stock options are fully vested and exercisable.
F7: Since the reporting person's last report, 2,018 shares previously held through Stock Award VI, 3,739 shares previously held
through Stock Award VII, and 1,772 shares previously held through Stock Award VII have vested and are now owned directly.