BayFirst Financial Corp. — Director's Dealing 2021

Nov 15, 2021

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: BayFirst Financial Corp. (FHBI)
CIK: 0001649739
Period of Report: 2021-11-15

Reporting Person: Berset Mark S (Director)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	16180.66	Indirect
Common Stock	202586.89	Direct
Common Stock	48582.86	Indirect
Common Stock	6575.97	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Warrant	$	2022-12-30	Common Stock (7815.0)		Indirect
Option (Right to Buy)	$14.67	2029-03-15	Common Stock (3900.0)		Direct
Option (Right to Buy)	$15.67	2030-01-15	Common Stock (3900.0)		Direct
Option (Right to Buy)	$14.67	2031-01-14	Common Stock (3750.0)		Direct
Option (Right to Buy)	$17.33	2028-06-12	Common Stock (5400.0)		Direct

Footnotes

F1: Each warrant permits its holder to purchase one and one-half shares of common stock at a purchase price of $18.00 per common share.

F2: These options vest in three equal annual installments beginning one year after the 3/15/2019 date of grant.

F3: These options vest in three equal annual installments beginning one year after the 1/15/2020 date of grant.

F4: These options vest in three equal annual installments beginning one year after the 1/14/2021 date of grant.

F5: These options vest in three equal annual installments beginning one year after the 6/12/2018 date of grant.