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BayFirst Financial Corp. Director's Dealing 2021

Nov 15, 2021

34659_dirs_2021-11-15_a4b07e59-7ef7-4ace-8a9a-77781182dc1f.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: BayFirst Financial Corp. (FHBI)
CIK: 0001649739
Period of Report: 2021-11-15

Reporting Person: Berset Derek Steven (Director)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 54632.12 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Option (Right to Buy) $15.67 2030-01-15 Common Stock (3900.0) Direct
Option (Right to Buy) $17.33 2028-06-12 Common Stock (5400.0) Direct
Option (Right to Buy) $14.67 2031-01-14 Common Stock (3750.0) Direct
Option (Right to Buy) $14.67 2029-03-15 Common Stock (3900.0) Direct

Footnotes

F1: These options vest in three equal annual installments beginning one year after the 1/15/2020 date of grant.

F2: These options vest in three equal annual installments beginning one year after the 6/12/2018 date of grant.

F3: These options vest in three equal annual installments beginning one year after the 1/14/2021 date of grant.

F4: These options vest in three equal annual installments beginning one year after the 3/15/2019 date of grant.