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BAXTER INTERNATIONAL INC — Director's Dealing 2022
Feb 16, 2022
30537_dirs_2022-02-16_17bad8f6-17bc-43df-beb5-50fe0ffd5bd3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BAXTER INTERNATIONAL INC (BAX)
CIK: 0000010456
Period of Report: 2022-02-14
Reporting Person: Mason Jeanne K (SVP, Human Resources)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-02-14 | Common Stock, $1 par value | M | 54143 | $30.95 | Acquired | 175242 | Direct |
| 2022-02-14 | Common Stock, $1 par value | S | 35841 | $84.75 | Disposed | 139401 | Direct |
| 2022-02-14 | Common Stock, $1 par value | S | 18302 | $85.54 | Disposed | 121099 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-02-14 | Stock Option (Right to Buy) | $30.95 | M | 18047 | Disposed | 2022-03-06 | Common Stock, $1 par value (18047) | Direct |
| 2022-02-14 | Stock Option (Right to Buy) | $30.95 | M | 18048 | Disposed | 2022-03-06 | Common Stock, $1 par value (18048) | Direct |
| 2022-02-14 | Stock Option (Right to Buy) | $30.95 | M | 18048 | Disposed | 2022-03-06 | Common Stock, $1 par value (18048) | Direct |
Footnotes
F1: Transaction effected pursuant to a Rule 10b-1 trading plan entered into by Ms. Mason on November 5, 2021 with respect to certain vested stock options previously granted by Baxter International Inc. to Ms. Mason which were scheduled to expire on March 6, 2022.
F2: Price reflects weighted average sales price. Range of prices for transactions are $84.37 through $85.26. Full information regarding the number of shares sold at each separate price will be provided by Baxter International Inc. upon request.
F3: Price reflects weighted average sales price. Range of prices for transactions are $85.44 through $85.62. Full information regarding the number of shares sold at each separate price will be provided by Baxter International Inc. upon request.