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BAXTER INTERNATIONAL INC — Director's Dealing 2022
Apr 7, 2022
30537_dirs_2022-04-07_b1556df1-0e1f-48b9-a681-4f53c946b9a3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BAXTER INTERNATIONAL INC (BAX)
CIK: 0000010456
Period of Report: 2022-04-05
Reporting Person: HELLMAN PETER S (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-04-05 | Common Stock, $1 par value | M | 4020 | $29.52 | Acquired | 31649 | Direct |
| 2022-04-05 | Common Stock, $1 par value | S | 2827 | $75.76 | Disposed | 28822 | Direct |
| 2022-04-05 | Common Stock, $1 par value | S | 1193 | $76.63 | Disposed | 27629 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-04-05 | Stock Option (Right to Buy) | $29.52 | M | 4020 | Disposed | 2022-05-08 | Common Stock, $1 par value (4020) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $1 par value | 560 | Indirect |
Footnotes
F1: Transaction effected pursuant to a Rule 10b-1 trading plan entered into by Mr. Hellman on March 5, 2021 with respect to certain vested stock options previously granted by Baxter International Inc. to Mr. Hellman which were scheduled to expire on May 8, 2022.
F2: Price reflects weighted average sales price. Range of prices for transactions are $75.32 through $76.30. Full information regarding the number of shares sold at each separate price will be provided by Baxter International Inc. upon request.
F3: Price reflects weighted average sales price. Range of prices for transactions are $76.33 through $76.81. Full information regarding the number of shares sold at each separate price will be provided by Baxter International Inc. upon request.