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BAXTER INTERNATIONAL INC — Director's Dealing 2022
Jun 3, 2022
30537_dirs_2022-06-03_ed775030-2234-467e-8213-1fe41164ec49.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BAXTER INTERNATIONAL INC (BAX)
CIK: 0000010456
Period of Report: 2022-06-01
Reporting Person: Rosenbloom David S. (SVP and General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-06-01 | Common Stock, $1 par value | A | 33940 | — | Acquired | 33940 | Direct |
| 2022-06-01 | Common Stock, $1 par value | A | 7636 | — | Acquired | 41576 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-06-01 | Stock Option (Right to Buy) | $74.47 | A | 33442 | Acquired | 2032-06-01 | Common Stock, $1 par value (33442) | Direct |
Footnotes
F1: The reporting person received a grant of 33,940 restricted stock units which are scheduled to vest on June 2, 2025, subject to satisfaction of the related vesting requirements set forth in the Baxter International Inc. 2021 Incentive Plan (BII Incentive Plan).
F2: The reporting person received a grant of restricted stock units which are scheduled to vest in three equal annual installments beginning on June 1, 2023, the first anniversary of the grant date, subject to satisfaction of the related vesting requirements set forth in the BII Incentive Plan.
F3: The options become exercisable in three equal annual installments beginning on June 1, 2023, the first anniversary of the grant date, subject to satisfaction of the related vesting requirements set forth in the BII Incentive Plan.