BAXTER INTERNATIONAL INC — Director's Dealing 2021

Feb 16, 2021

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: BAXTER INTERNATIONAL INC (BAX)
CIK: 0000010456
Period of Report: 2020-12-31

Reporting Person: Kunzler Jacqueline (SVP, Chief Quality Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-09-03	Common Stock, $1 par value	M	1861	$28.97	Acquired	10089	Direct
2020-09-03	Common Stock, $1 par value	S	5314	$85.87	Disposed	4775	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-09-03	Stock Option (Right to Buy)	$28.97	M	1861	Disposed	2021-03-04	Common Stock, $1 par value (1861)	Direct

Footnotes

F1: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Ms. Kunzler with respect to certain vested stock options previously granted by Baxter International Inc. ("BII") to Ms. Kunzler.

F2: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Ms. Kunzler with respect to certain vested stock options and vested performance share units previously granted by BII to Ms. Kunzler.

F3: Price reflects weighted average sales price. Range of prices for transactions are $85.65 through $86.13. Full information regarding the number of shares sold at each separate price will be provided by BII upon request.

F4: The options became exercisable in three equal annual installments beginning on March 4, 2012, the first anniversary of the grant date.